Capital One Files 8-K on Financials and Debt

Ticker: COF-PN · Form: 8-K · Filed: Jun 10, 2024 · CIK: 927628

Capital One Financial Corp 8-K Filing Summary
FieldDetail
CompanyCapital One Financial Corp (COF-PN)
Form Type8-K
Filed DateJun 10, 2024
Risk Levellow
Pages2
Reading Time3 min
Sentimentneutral

Sentiment: neutral

Topics: financial-reporting, debt, preferred-stock

Related Tickers: COF

TL;DR

COF filed an 8-K detailing financials and debt maturities.

AI Summary

Capital One Financial Corp. filed an 8-K on June 10, 2024, to report on financial statements and exhibits, as well as a Regulation FD disclosure. The filing includes details on various preferred stock series (Series I, J, K, L, N) and senior notes due in 2024 and 2029.

Why It Matters

This filing provides an update on Capital One's financial reporting and disclosures, including details on its outstanding preferred stock and senior notes, which are important for investors to understand the company's capital structure.

Risk Assessment

Risk Level: low — This is a routine filing for financial reporting and does not indicate any immediate operational or financial distress.

Key Players & Entities

  • Capital One Financial Corp. (company) — Filer
  • June 10, 2024 (date) — Filing Date
  • Series I Preferred Stock (security) — Financial Instrument
  • Senior Notes Due 2024 (security) — Financial Instrument

FAQ

What is the primary purpose of this 8-K filing for Capital One Financial Corp.?

The primary purpose is to report on financial statements and exhibits, and to provide a Regulation FD disclosure.

On what date was this 8-K filing submitted?

The filing was submitted on June 10, 2024.

Which specific series of preferred stock are mentioned in the filing?

The filing mentions Series I, Series J, Series K, Series L, and Series N Preferred Stock.

What are the maturity dates for the Senior Notes mentioned?

The Senior Notes mentioned have maturity dates in 2024 and 2029.

What is the Standard Industrial Classification (SIC) code for Capital One Financial Corp.?

The SIC code listed is 6021 for National Commercial Banks.

Filing Stats: 727 words · 3 min read · ~2 pages · Grade level 12 · Accepted 2024-06-10 16:08:33

Filing Documents

01 Regulation FD Disclosure

Item 7.01 Regulation FD Disclosure. Capital One Financial Corporation (the "Company") will present at the Morgan Stanley US Financials, Payments & CRE conference in New York, New York on Tuesday, June 11, 2024 at 2:30 p.m. ET. A live audio webcast will be available via the Company's website (http://www.capitalone.com). Choose "Investors" to access the Investor Center and listen to the presentation. The replay of the presentation will be archived on the Company's website through at least June 25, 2024. Note : Information in this report furnished pursuant to Item 7.01 shall not be deemed to be "filed" for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly stated by specific reference in such filing. This report will not be deemed an admission as to the materiality of any information in the report that is required to be disclosed solely by Regulation FD.

01 Financial Statements and Exhibits

Item 9.01 Financial Statements and Exhibits. (d) Exhibits Exhibit No. Description 104 The cover page from this Current Report on Form 8-K, formatted in Inline XBRL 1 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the Company has duly caused this Current Report on Form 8-K to be signed on its behalf by the undersigned hereunto duly authorized. CAPITAL ONE FINANCIAL CORPORATION Date: June 10, 2024 By: /s/ Matthew W. Cooper Matthew W. Cooper General Counsel and Corporate Secretary 2

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