Capital One Files 8-K with Financial Statements

Ticker: COF-PN · Form: 8-K · Filed: Jul 26, 2024 · CIK: 927628

Capital One Financial Corp 8-K Filing Summary
FieldDetail
CompanyCapital One Financial Corp (COF-PN)
Form Type8-K
Filed DateJul 26, 2024
Risk Levellow
Pages3
Reading Time4 min
Key Dollar Amounts$1,000,000,000
Sentimentneutral

Sentiment: neutral

Topics: financial-statements, sec-filing

Related Tickers: COF

TL;DR

COF filed an 8-K. Standard financial disclosures, nothing major to see here.

AI Summary

On July 26, 2024, Capital One Financial Corporation filed an 8-K report. The filing primarily concerns financial statements and exhibits, indicating routine corporate disclosures rather than a specific material event. No new financial figures or significant business updates were detailed in the provided excerpt.

Why It Matters

This filing serves as a standard disclosure for Capital One, providing updated financial information and exhibits to the SEC. Investors can review these documents for insights into the company's financial health and operational status.

Risk Assessment

Risk Level: low — The filing is a routine 8-K report for financial statements and exhibits, not indicating any new risks or material changes.

Key Players & Entities

  • Capital One Financial Corporation (company) — Registrant
  • July 26, 2024 (date) — Date of Report

FAQ

What is the primary purpose of this 8-K filing by Capital One Financial Corporation?

The primary purpose of this 8-K filing is to report financial statements and exhibits as of July 26, 2024.

What specific financial event or transaction is detailed in this 8-K filing?

The provided excerpt does not detail a specific financial event or transaction; it indicates the filing of financial statements and exhibits.

When was this 8-K report filed with the SEC?

This 8-K report was filed on July 26, 2024.

What is the Standard Industrial Classification (SIC) code for Capital One Financial Corporation?

The Standard Industrial Classification code for Capital One Financial Corporation is 6021, which corresponds to National Commercial Banks.

Does this filing indicate any changes to Capital One's corporate structure or name?

The filing mentions a former company name, Oakstone Financial Corp, and a date of name change as 19940728, but does not indicate current changes.

Filing Stats: 965 words · 4 min read · ~3 pages · Grade level 10.7 · Accepted 2024-07-26 16:07:32

Key Financial Figures

  • $1,000,000,000 — Company") closed the public offering of $1,000,000,000 aggregate principal amount of its 5.463

Filing Documents

Financial Statements and Exhibits

Financial Statements and Exhibits. (d)Exhibits Exhibit No. Description 1.1 Underwriting Agreement dated July 24, 2024 4.1 Senior Indenture dated as of November 1, 1996 between Capital One Financial Corporation and The Bank of New York Mellon Trust Company, N.A., formerly known as The Bank of New York Trust Company, N.A. (as successor to Harris Trust and Savings Bank), as trustee (incorporated by reference to Exhibit 4.1 of the Company's Report on Form 8-K, filed on November 13, 1996) 4.2 First Supplemental Indenture dated as of November 2, 2021 to the Senior Indenture dated as of November 1, 1996 between Capital One Financial Corporation and The Bank of New York Mellon Trust Company, N.A., formerly known as The Bank of New York Trust Company, N.A. (as successor to Harris Trust and Savings Bank), as trustee (incorporated by reference to Exhibit 4.2 of the Company's Report on Form 8-K, filed on November 2, 2021) 4.3 Form of 5.463% Fixed-to-Floating Rate Senior Note due 2030 4.4 Form of 5.884% Fixed-to-Floating Rate Senior Note due 2035 5.1 Opinion of Davis Polk & Wardwell LLP 23.1 Consent of Davis Polk & Wardwell LLP (included in Exhibit 5.1) 104 The cover page from this Current Report on Form 8-K, formatted in Inline XBRL 1 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the Company has duly caused this Current Report on Form 8-K to be signed on its behalf by the undersigned hereunto duly authorized. CAPITAL ONE FINANCIAL CORPORATION Date: July 26, 2024 By: /s/ Matthew W. Cooper Matthew W. Cooper General Counsel and Corporate Secretary 2

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