Capital One Financial Corp. Files 8-K with Financial Updates

Ticker: COF-PN · Form: 8-K · Filed: Aug 15, 2024 · CIK: 927628

Capital One Financial Corp 8-K Filing Summary
FieldDetail
CompanyCapital One Financial Corp (COF-PN)
Form Type8-K
Filed DateAug 15, 2024
Risk Levellow
Pages2
Reading Time3 min
Sentimentneutral

Sentiment: neutral

Topics: financial-statements, exhibits, debt, preferred-stock

Related Tickers: COF

TL;DR

CAPITAL ONE FILED AN 8-K ON 8/14 SHOWING FINANCIAL STATEMENTS AND EXHIBITS, INCLUDING PREFERRED STOCK AND SENIOR NOTES.

AI Summary

On August 14, 2024, Capital One Financial Corp. announced a Regulation FD Disclosure regarding its financial statements and exhibits. The filing includes information related to its common stock, Series I, J, K, L, and N preferred stock, and Senior Notes due 2029.

Why It Matters

This filing provides crucial updates on Capital One's financial structure, including details on various classes of stock and debt, which are important for investors to assess the company's financial health and capital structure.

Risk Assessment

Risk Level: low — This is a routine filing of financial statements and exhibits, not indicating any immediate financial distress or significant new risks.

Key Players & Entities

  • Capital One Financial Corp. (company) — Filer of the 8-K
  • August 14, 2024 (date) — Date of Report
  • 0000927628-24-000272 (document_id) — Accession Number

FAQ

What specific financial statements and exhibits are being disclosed in this 8-K filing?

The filing indicates that it contains 'Financial Statements and Exhibits' but does not list the specific documents within this summary.

What is the significance of the 'Regulation FD Disclosure' mentioned in the filing?

A Regulation FD Disclosure ensures that material non-public information is broadly disseminated to the public, preventing selective disclosure to certain investors.

What types of preferred stock are mentioned in the filing?

The filing mentions Series I, Series J, Series K, Series L, and Series N Preferred Stock.

What is the maturity date of the Senior Notes mentioned?

The filing mentions 'SeniorNotesDue2029Member', indicating Senior Notes due in the year 2029.

What is the company's fiscal year end?

The company's fiscal year ends on December 31.

Filing Stats: 686 words · 3 min read · ~2 pages · Grade level 12.8 · Accepted 2024-08-14 17:31:20

Filing Documents

01 Regulation FD Disclosure

Item 7.01 Regulation FD Disclosure. Capital One Financial Corporation (the "Company") hereby furnishes the information in Exhibit 99.1 hereto, Monthly Charge-Off and Delinquency Metrics - As of and for the month ended July 31, 2024. Note: Information in this report (including the exhibit) furnished pursuant to Item 7.01 shall not be deemed to be "filed" for the purposes of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that Section. This report will not be deemed an admission as to the materiality of any information in the report that is required to be disclosed solely by Regulation FD. Furthermore, the information provided in Exhibit 99.1 shall not be deemed incorporated by reference into any filing under the Securities Act of 1933 or the Securities Exchange Act of 1934.

01 Financial Statements and Exhibits

Item 9.01 Financial Statements and Exhibits. (d) Exhibits Exhibit No. Description 99.1 Monthly Charge-Off and Delinquency Metrics - As of and for the month ended Ju ly 3 1 , 2024 104 The cover page from this Current Report on Form 8-K, formatted in Inline XBRL 1 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the Company has duly caused this Current Report on Form 8-K to be signed on its behalf by the undersigned hereunto duly authorized. CAPITAL ONE FINANCIAL CORPORATION Date: August 14, 2024 By: /s/ TIMOTHY P. GOLDEN Timothy P. Golden SVP, Controller and Principal Accounting Officer 2

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