Capital One Files 8-K with Financial Updates

Ticker: COF-PN · Form: 8-K · Filed: Dec 9, 2024 · CIK: 927628

Capital One Financial Corp 8-K Filing Summary
FieldDetail
CompanyCapital One Financial Corp (COF-PN)
Form Type8-K
Filed DateDec 9, 2024
Risk Levellow
Pages2
Reading Time3 min
Sentimentneutral

Sentiment: neutral

Topics: financial-reporting, debt-offering, preferred-stock

Related Tickers: COF

TL;DR

Capital One dropped its 8-K on 12/9/24 with financial statements and exhibit updates for stock and debt.

AI Summary

On December 9, 2024, Capital One Financial Corp. filed an 8-K report detailing its financial statements and exhibits. The filing includes information related to its common stock, Series I, J, K, L, and N preferred stock, and Senior Notes due 2029. This report serves as a current update on the company's financial disclosures.

Why It Matters

This filing provides investors with updated financial information and disclosures regarding Capital One's various stock and debt instruments, crucial for assessing the company's financial health and investment potential.

Risk Assessment

Risk Level: low — This is a routine financial filing and does not indicate any immediate or significant risks to the company.

Key Players & Entities

  • Capital One Financial Corp. (company) — Filer of the 8-K report
  • December 9, 2024 (date) — Date of the report and earliest event
  • 0000927628-24-000328 (filing_id) — Accession number for the filing
  • Senior Notes Due 2029 (debt_instrument) — Financial instrument disclosed in the filing

FAQ

What specific financial statements are included in this 8-K filing?

The filing indicates that financial statements and exhibits are included, but the specific details of these statements are not provided in the provided text.

What is the significance of the Series I, J, K, L, and N Preferred Stock mentioned?

These are different series of preferred stock issued by Capital One Financial Corp., and their status or related disclosures are part of this filing.

What is the purpose of filing an 8-K report on December 9, 2024?

The 8-K is a current report filed to announce material events or to provide updates on financial disclosures, as required by the SEC.

What is the company's primary industry classification?

Capital One Financial Corp. is classified under NATIONAL COMMERCIAL BANKS [6021].

What is the fiscal year end for Capital One Financial Corp.?

The fiscal year end for Capital One Financial Corp. is December 31.

Filing Stats: 716 words · 3 min read · ~2 pages · Grade level 11.9 · Accepted 2024-12-09 16:08:45

Filing Documents

01 Regulation FD Disclosure

Item 7.01 Regulation FD Disclosure. Capital One Financial Corporation (the "Company") will present at the Goldman Sachs 2024 U.S. Financial Services Conference in New York, New York on Tuesday, December 10, 2024, at 2:20 p.m. EST. A live audio webcast will be available via the Company's website (http://www.capitalone.com). Choose "Investors" to access the Investor Center and listen to the presentation. The replay of the presentation will be archived on the Company's website through at least December 24, 2024. Note : Information in this report furnished pursuant to Item 7.01 shall not be deemed to be "filed" for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly stated by specific reference in such filing. This report will not be deemed an admission as to the materiality of any information in the report that is required to be disclosed solely by Regulation FD.

01 Financial Statements and Exhibits

Item 9.01 Financial Statements and Exhibits. (d) Exhibits Exhibit No. Description 104 The cover page from this Current Report on Form 8-K, formatted in Inline XBRL 1 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the Company has duly caused this Current Report on Form 8-K to be signed on its behalf by the undersigned hereunto duly authorized. CAPITAL ONE FINANCIAL CORPORATION Date: December 9, 2024 By: /s/ Matthew W. Cooper Matthew W. Cooper General Counsel and Corporate Secretary 2

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