Capital One Files 8-K: Financial Statements & Exhibits

Ticker: COF-PN · Form: 8-K · Filed: Jan 30, 2025 · CIK: 927628

Capital One Financial Corp 8-K Filing Summary
FieldDetail
CompanyCapital One Financial Corp (COF-PN)
Form Type8-K
Filed DateJan 30, 2025
Risk Levellow
Pages3
Reading Time4 min
Key Dollar Amounts$1,750,000,000
Sentimentneutral

Sentiment: neutral

Topics: financial-statements, exhibits, disclosure

Related Tickers: COF

TL;DR

COF filed an 8-K on Jan 30, 2025, mostly financial statements and exhibits. No major news.

AI Summary

On January 30, 2025, Capital One Financial Corporation filed an 8-K report. The filing primarily concerns financial statements and exhibits, indicating a routine update or disclosure related to the company's financial status and corporate actions. No specific material events or transactions were detailed in the provided excerpt.

Why It Matters

This filing serves as a public record of Capital One's financial disclosures and exhibits, providing transparency to investors and regulators regarding the company's financial health and corporate governance.

Risk Assessment

Risk Level: low — The filing appears to be a routine disclosure of financial statements and exhibits, without any indication of significant new risks or material adverse events.

Key Players & Entities

  • Capital One Financial Corporation (company) — Registrant
  • 0000927628 (company) — Central Index Key
  • January 30, 2025 (date) — Date of Report

FAQ

What is the primary purpose of this 8-K filing by Capital One Financial Corporation?

The primary purpose of this 8-K filing is to report on 'Other Events' and to provide 'Financial Statements and Exhibits' as of January 30, 2025.

What is Capital One Financial Corporation's Central Index Key (CIK)?

Capital One Financial Corporation's Central Index Key (CIK) is 0000927628.

On what date was this 8-K report filed?

This 8-K report was filed on January 30, 2025.

What is Capital One's Standard Industrial Classification (SIC) code?

Capital One's Standard Industrial Classification (SIC) code is 6021, which corresponds to National Commercial Banks.

What is the business address and phone number for Capital One Financial Corporation?

The business address is 1680 Capital One Drive, Suite 1400, McLean, VA 22102, and the business phone number is 7037201000.

Filing Stats: 881 words · 4 min read · ~3 pages · Grade level 11.4 · Accepted 2025-01-30 16:07:53

Key Financial Figures

  • $1,750,000,000 — Company") closed the public offering of $1,750,000,000 aggregate principal amount of its 6.183

Filing Documents

Financial Statements and Exhibits

Financial Statements and Exhibits. (d)Exhibits Exhibit No. Description 1.1 Underwriting Agreement dated January 28, 2025 4.1 Subordinated Indenture dated as of August 29, 2006 between Capital One Financial Corporation and The Bank of New York Mellon Trust Company, N.A. (as successor to The Bank of New York), as trustee (incorporated by reference to Exhibit 4.1 of the Company's Report on Form 8-K, filed on August 31, 2006) 4.2 First Supplemental Indenture dated as of January 30, 2025 to the Subordinated Indenture dated as of August 29, 2006 between Capital One Financial Corporation and The Bank of New York Mellon Trust Company, N.A. (as successor to The Bank of New York), as trustee 4.3 Form of 6.183% Fixed-to-Floating Rate Subordinated Note due 2036 5.1 Opinion of Davis Polk & Wardwell LLP 23.1 Consent of Davis Polk & Wardwell LLP (included in Exhibit 5.1) 104 The cover page from this Current Report on Form 8-K, formatted in Inline XBRL 1 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the Company has duly caused this Current Report on Form 8-K to be signed on its behalf by the undersigned hereunto duly authorized. CAPITAL ONE FINANCIAL CORPORATION Date: January 30, 2025 By: /s/ Matthew W. Cooper Matthew W. Cooper General Counsel and Corporate Secretary 2

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