Capital One 8-K: Officer Changes & Financials
Ticker: COF-PN · Form: 8-K · Filed: Feb 7, 2025 · CIK: 927628
| Field | Detail |
|---|---|
| Company | Capital One Financial Corp (COF-PN) |
| Form Type | 8-K |
| Filed Date | Feb 7, 2025 |
| Risk Level | low |
| Pages | 6 |
| Reading Time | 8 min |
| Key Dollar Amounts | $31.0 million, $20.5 million, $18.25 million, $2.25 million, $5.5 million |
| Sentiment | neutral |
Sentiment: neutral
Topics: officer-changes, director-election, financial-statements
Related Tickers: COF
TL;DR
Cap One 8-K dropped: exec changes, board elections, and financials filed.
AI Summary
Capital One Financial Corp. filed an 8-K on February 7, 2025, reporting on events as of February 4, 2025. The filing pertains to the departure of directors or certain officers, the election of directors, the appointment of certain officers, and compensatory arrangements. It also includes financial statements and exhibits.
Why It Matters
This filing indicates potential shifts in leadership or executive compensation at Capital One, which could impact the company's strategic direction and operational focus.
Risk Assessment
Risk Level: low — The filing is a routine corporate disclosure of personnel and financial information, not indicating any immediate financial distress or significant operational risk.
Key Players & Entities
- Capital One Financial Corp. (company) — Filer of the 8-K report.
- February 4, 2025 (date) — Date of events reported in the filing.
- February 7, 2025 (date) — Date the 8-K filing was made.
FAQ
What specific officer positions were affected by the changes reported in this 8-K?
The filing indicates changes related to 'Departure of Directors or Certain Officers' and 'Appointment of Certain Officers,' but the specific positions are not detailed in the provided text.
Were there any new directors elected to the board?
Yes, the filing explicitly lists 'Election of Directors' as an item being reported.
What types of compensatory arrangements are being disclosed?
The filing mentions 'Compensatory Arrangements of Certain Officers,' suggesting disclosures related to executive pay, though specifics are not in the provided text.
Does this filing include any new financial statements?
Yes, the filing states that 'Financial Statements and Exhibits' are included.
What is the SEC file number for this Capital One 8-K filing?
The SEC file number for this filing is 001-13300.
Filing Stats: 1,919 words · 8 min read · ~6 pages · Grade level 13.4 · Accepted 2025-02-07 16:33:25
Key Financial Figures
- $31.0 million — ncentive award to Mr. Fairbank totaling $31.0 million. The awards consist of: 1. Performanc
- $20.5 million — with an approximate aggregate value of $20.5 million ("CEO Performance Shares"), under which
- $18.25 million — 7 ("Performance Period"). Approximately $18.25 million of the CEO Performance Shares (the "Fin
- $2.25 million — ty ("Adjusted ROTCE") and approximately $2.25 million of the CEO Performance Shares will vest
- $5.5 million — A deferred cash bonus in the amount of $5.5 million. The deferred cash bonus is mandatorily
- $5.0 million — its ("RSUs") with a grant date value of $5.0 million. The RSUs will vest in full on February
- $2.5 million — 12,493 RSUs with a grant date value of $2.5 million that will vest in full on February 15,
- $7.3 million — between approximately $5.5 million and $7.3 million and consists of: 1. Approximately 20%
Filing Documents
- cof-20250204.htm (8-K) — 50KB
- 0000927628-25-000044.txt ( ) — 255KB
- cof-20250204.xsd (EX-101.SCH) — 4KB
- cof-20250204_def.xml (EX-101.DEF) — 19KB
- cof-20250204_lab.xml (EX-101.LAB) — 37KB
- cof-20250204_pre.xml (EX-101.PRE) — 19KB
- cof-20250204_htm.xml (XML) — 8KB
01 Financial Statements and Exhibits
Item 9.01 Financial Statements and Exhibits. (d) Exhibits Exhibit No. Description 104 The cover page from this Current Report on Form 8-K, formatted in Inline XBRL 2 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the Company has duly caused this Current Report on Form 8-K to be signed on its behalf by the undersigned hereunto duly authorized. CAPITAL ONE FINANCIAL CORPORATION Date: February 7, 2025 By: /s/ Matthew W. Cooper Matthew W. Cooper General Counsel and Corporate Secretary 3