Capital One Files 8-K Report

Ticker: COF-PN · Form: 8-K · Filed: Sep 11, 2025 · CIK: 927628

Capital One Financial Corp 8-K Filing Summary
FieldDetail
CompanyCapital One Financial Corp (COF-PN)
Form Type8-K
Filed DateSep 11, 2025
Risk Levellow
Pages3
Reading Time4 min
Key Dollar Amounts$1,250,000,000, $1,500,000,000
Sentimentneutral

Sentiment: neutral

Topics: 8-K, financial-reporting, disclosure

Related Tickers: COF

TL;DR

COF filed an 8-K, mostly financial exhibits. Nothing major disclosed yet.

AI Summary

On September 11, 2025, Capital One Financial Corporation filed an 8-K report. The filing primarily concerns financial statements and exhibits, indicating a routine update or disclosure related to the company's financial status. No specific transactions or material events were detailed in the provided excerpt.

Why It Matters

This filing serves as a public record of Capital One's financial disclosures, providing transparency to investors and the market about the company's financial health and any significant updates.

Risk Assessment

Risk Level: low — The filing appears to be a routine disclosure of financial statements and exhibits, with no immediate indication of significant risks or negative events.

Key Players & Entities

  • Capital One Financial Corporation (company) — Registrant
  • September 11, 2025 (date) — Date of Report
  • Delaware (jurisdiction) — State of Incorporation
  • 001-13300 (identifier) — SEC File Number

FAQ

What is the primary purpose of this 8-K filing by Capital One Financial Corporation?

The primary purpose of this 8-K filing is to report "Other Events" and "Financial Statements and Exhibits" as of September 11, 2025.

What is the exact date of the earliest event reported in this filing?

The date of the earliest event reported in this filing is September 11, 2025.

In which state was Capital One Financial Corporation incorporated?

Capital One Financial Corporation was incorporated in Delaware.

What is the SEC file number for Capital One Financial Corporation?

The SEC file number for Capital One Financial Corporation is 001-13300.

Does this filing indicate any specific new financial transactions or material events?

Based on the provided excerpt, the filing indicates "Other Events" and "Financial Statements and Exhibits," but does not detail specific new financial transactions or material events.

Filing Stats: 969 words · 4 min read · ~3 pages · Grade level 10.7 · Accepted 2025-09-11 17:13:37

Key Financial Figures

  • $1,250,000,000 — Company") closed the public offering of $1,250,000,000 aggregate principal amount of its 4.493
  • $1,500,000,000 — 2031 Fixed-to-Floating Rate Notes") and $1,500,000,000 aggregate principal amount of its 5.197

Filing Documents

Financial Statements and Exhibits

Financial Statements and Exhibits. (d) Exhibits Exhibit No. Description 1.1 Underwriting Agreement dated September 8, 2025 4.1 Senior Indenture dated as of November 1, 1996 between Capital One Financial Corporation and The Bank of New York Mellon Trust Company, N.A., formerly known as The Bank of New York Trust Company, N.A. (as successor to Harris Trust and Savings Bank), as trustee (incorporated by reference to Exhibit 4.1 of the Company's Report on Form 8-K, filed on November 13, 1996) 4.2 First Supplemental Indenture dated as of November 2, 2021 to the Senior Indenture dated as of November 1, 1996 between Capital One Financial Corporation and The Bank of New York Mellon Trust Company, N.A., formerly known as The Bank of New York Trust Company, N.A. (as successor to Harris Trust and Savings Bank), as trustee (incorporated by reference to Exhibit 4.2 of the Company's Report on Form 8-K, filed on November 2, 2021) 4.3 Form of 4.493% Fixed-to-Floating Rate Senior Note due 2031 4.4 Form of 5.197% Fixed-to-Floating Rate Senior Note due 2036 5.1 Opinion of Davis Polk & Wardwell LLP 23.1 Consent of Davis Polk & Wardwell LLP (included in Exhibit 5.1) 104 The cover page from this Current Report on Form 8-K, formatted in Inline XBRL 1 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the Company has duly caused this Current Report on Form 8-K to be signed on its behalf by the undersigned hereunto duly authorized. CAPITAL ONE FINANCIAL CORPORATION Date: September 11, 2025 By: /s/ Matthew W. Cooper Matthew W. Cooper General Counsel and Corporate Secretary 2

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