Capital One Files 8-K on Officer/Director Changes

Ticker: COF-PN · Form: 8-K · Filed: Nov 7, 2025 · CIK: 927628

Capital One Financial Corp 8-K Filing Summary
FieldDetail
CompanyCapital One Financial Corp (COF-PN)
Form Type8-K
Filed DateNov 7, 2025
Risk Levellow
Pages2
Reading Time2 min
Key Dollar Amounts$2,000,000
Sentimentneutral

Sentiment: neutral

Topics: corporate-governance, officer-changes, director-changes, filing

Related Tickers: COF

TL;DR

Capital One 8-K: Officer/Director changes and compensation details filed Nov 7.

AI Summary

Capital One Financial Corp. filed an 8-K on November 7, 2025, reporting events as of November 3, 2025. The filing pertains to the departure of directors or certain officers, the election of directors, the appointment of certain officers, and compensatory arrangements for certain officers. It also includes financial statements and exhibits.

Why It Matters

This filing indicates potential shifts in the leadership and governance structure of Capital One, which could impact strategic direction and executive compensation.

Risk Assessment

Risk Level: low — The filing reports routine corporate governance and executive changes, which are common and typically do not represent immediate material risks.

Key Players & Entities

  • Capital One Financial Corp. (company) — Filer of the 8-K report.
  • November 3, 2025 (date) — Earliest event date reported in the filing.
  • November 7, 2025 (date) — Date the 8-K report was filed.

FAQ

What specific officer or director positions were affected by the events reported on November 3, 2025?

The filing indicates events related to the 'Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers' as of November 3, 2025, but does not specify the names or exact roles in the provided text.

Are there any new financial statements or exhibits included with this 8-K filing?

Yes, the filing explicitly states 'Financial Statements and Exhibits' as part of the reported items.

What is the SEC file number for this Capital One 8-K filing?

The SEC file number for this filing is 001-13300.

When is Capital One's fiscal year end?

Capital One's fiscal year ends on December 31.

What is the SIC code for Capital One Financial Corp.?

The Standard Industrial Classification (SIC) code for Capital One Financial Corp. is 6021, which corresponds to National Commercial Banks.

Filing Stats: 608 words · 2 min read · ~2 pages · Grade level 14.5 · Accepted 2025-11-07 16:21:46

Key Financial Figures

  • $2,000,000 — d a special cash award in the amount of $2,000,000 to Matthew Cooper, the Company's Presid

Filing Documents

01 Financial Statements and Exhibits

Item 9.01 Financial Statements and Exhibits. (d) Exhibits Exhibit No. Description 104 The cover page from this Current Report on Form 8-K, formatted in Inline XBRL 1 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the Company has duly caused this Current Report on Form 8-K to be signed on its behalf by the undersigned hereunto duly authorized. CAPITAL ONE FINANCIAL CORPORATION Date: November 7, 2025 By: /s/ Andrew M. Young Andrew M. Young Chief Financial Officer 2

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