Cosmos Health Inc. Files S-1/A Amendment

Ticker: COSM · Form: S-1/A · Filed: Feb 7, 2025 · CIK: 1474167

Sentiment: neutral

Topics: sec-filing, registration-statement, amendment

TL;DR

Cosmos Health Inc. filed an S-1/A amendment on Feb 7, 2025. Details on their biz in Greece.

AI Summary

Cosmos Health Inc. filed an S-1/A amendment on February 7, 2025, for its registration statement (No. 333-283910). The company, formerly known as Cosmos Holdings Inc. and Prime Estates & Developments Inc., is incorporated in Nevada and operates in the wholesale drug proprietaries and druggists' sundries sector. Its principal executive offices are located in Thessaloniki, Greece.

Why It Matters

This filing indicates ongoing regulatory activity and potential changes in the company's securities offerings or corporate structure, which could impact investors.

Risk Assessment

Risk Level: medium — S-1/A filings often relate to capital raises or significant corporate changes, which inherently carry risks for investors.

Key Numbers

Key Players & Entities

FAQ

What is the purpose of this S-1/A filing?

This is an amendment (Amendment No. 4) to a registration statement filed under the Securities Act of 1933, indicating updates or changes to previously submitted information.

What business sector does Cosmos Health Inc. operate in?

Cosmos Health Inc. operates in the 'WHOLESALE-DRUGS PROPRIETARIES & DRUGGISTS' SUNDRIES' sector, identified by SIC code 5122.

When was Cosmos Health Inc. previously known by other names?

The company was formerly known as Cosmos Holdings Inc. (name change effective January 6, 2014) and Prime Estates & Developments Inc. (name change effective October 8, 2009).

Where are Cosmos Health Inc.'s principal executive offices located?

The company's principal executive offices are located at 5 Agiou Georgiou, Pilea, Thessaloniki, Greece, 55438.

What is the company's state of incorporation?

Cosmos Health Inc. is incorporated in Nevada.

Filing Stats: 4,177 words · 17 min read · ~14 pages · Grade level 9.2 · Accepted 2025-02-07 16:40:04

Key Financial Figures

Filing Documents

Exhibits and Financial Schedules

Item 16. Exhibits and Financial Schedules (a) Exhibits: Exhibit No. Document Description 1.1** Form of Placement Agent Agreement 3.1 Amended and Restated Articles of Incorporation of the Registrant (1) 3.2 Correction to Certificate of Designations of Rights and Preferences of Series A Convertible Preferred Stock dated February 24, 2022 (2) 3.3 Amendment to Certificate of Designation of Rights and Preferences of Series A Convertible Preferred Stock (55) 3.4 Certificate of Amendment to Articles of Incorporation (63) 3.5 Amended and Restated Bylaws of the Registrant (1) 4.1 Form of Senior Convertible Note (12) 4.2 Common Stock Purchase Warrant issued to Roth Capital Partners (11) 4.3 Common Stock Purchase Warrant dated September 4, 2017 issued to Roth Capital Partners LLC (15) 4.4 Omnibus Equity Incentive Plan (59) 4.5 Form of Second Amendment and Exchange Agreement (20) 4.6 2023 Omnibus Equity Incentive Plan (72) 4.7 2024 Omnibus Equity Incentive plan (74) 4.8** Form of PreFunded Warrant issued in connection with this offering 4.9** Form of Common Warrant issued in connection with this offering 5.1** Opinion of Counsel to Registrant 10.1 Loan Facility Agreement, dated as of August 4, 2016, by and among SkyPharm S/A, Grigorios Siokas, as Guarantor and Synthesis Peer to Peer Income Fund. (4) 10.2 Pledge Agreement, by and between Grigorios Siokas and Synthesis Peer-to Peer Income Fund (4) 10.3 First Deed of Amendment relating to Loan Facility Agreement, dated as of August 4, 2016, by and among Sky Pharm S.A., as Borrower, Grigorios Siokas, as Guarantor and Synthesis Peer-to Peer Income Fund (5) 10.4 Intellectual Property Sale Agreement, dated as of October 1, 2016, by and among the Company, Anastasios Tsekas and Olga Parthenea Georgatsou (6) 10.5 Amended and Restating Loan Facility Agreement, dated as of March 23, 2017, by and among SkyPharm S.A., as Borrower, Grigorios Siokas, as G

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Act of 1933, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized on the 7 th day of February 2025. COSMOS HEALTH INC. By: /s/ Grigorios Siokas Name: Grigorios Siokas Title: Chief Executive Officer WITNESS our hands and common seal on the dates set forth below. Pursuant to the requirements of the Securities Act of 1933, this registration statement has been signed by the following persons in the capacities and on the dates indicated. Signature Title Date /s/ Grigorios Siokas February 7, 2025 Grigorios Siokas Chief Executive Officer (Principal Executive Officer and Director) /s/ Georgios Terzis Georgios Terzis Chief Financial Officer (Principal Accounting and Financial Officer) February 7, 2025 */s/ Demetrios G. Demetriades February 7, 2025 Demetrios G. Demetriades Secretary and Director */s/ John J. Hoidas February 7, 2025 John J. Hoidas Director */s/ Anastasios Aslidis February 7, 2025 Anastasios Aslidis Director */s/ Dr. Manfred Ziegler February 7, 2025 Dr. Manfred Ziegler Director */s/ Suhel Bhutawala February 7, 2025 Suhel Bhutawala Director /s/ Georios Terzis Georgios Terzis *Attorney-in-Fact February 7, 2025 II-10

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