SC 13G: Aeterna Zentaris Inc.
Ticker: CSCIF · Form: SC 13G · Filed: Jun 6, 2024 · CIK: 1113423
Sentiment: neutral
Topics: sc-13g
AI Summary
SC 13G filing by Aeterna Zentaris Inc..
Risk Assessment
Risk Level: low
Filing Stats: 1,658 words · 7 min read · ~6 pages · Grade level 8.8 · Accepted 2024-06-06 13:46:51
Filing Documents
- formsc13g.htm (SC 13G) — 99KB
- 0001493152-24-022894.txt ( ) — 101KB
OWNERSHIP
ITEM 4. OWNERSHIP Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount Beneficially Owned: As of the close of business on June 5, 2024: Goodwood Fund beneficially owned 225,150 shares of the issuer’s common stock, or 7.2% of the issuer’s common stock outstanding, consisting of 178,680 outstanding shares held directly by Goodwood Fund and warrants to purchase 46,470 shares held directly by Goodwood Fund. Goodwood Inc., as the investment manager of Goodwood Fund, beneficially owned 225,150 shares of the issuer’s common stock, or 7.2% of the issuer’s common stock outstanding, consisting of 178,680 shares and 46,470 warrants held directly by Goodwood Fund. Peter Puccetti, as principal and control person of Goodwood, Inc, beneficially owned 225,150 shares of the issuer’s common stock, or 7.2% of the issuer’s common stock outstanding, consisting of 178,680 shares and 46,470 warrants held directly by Goodwood Fund. (b) Percent of Class: As of the close of business on June 5, 2024, the reporting persons may be deemed to beneficially own 225,150 shares of the issuer’s common stock or 7.2% of the issuer’s common stock outstanding (see Item 4(a) above), which percentage was calculated based on 3,061,688 shares of the issuer’s common stock outstanding as of June 5, 2024, as reported in the issuer’s Post-Effective Amendment No. 5 To Form F-1 filed May 31, 2024, plus 46,470 shares issuable under warrants held by Goodwood Fund as of June 5, 2024. ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ]. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON Not applicable.