Castellum, Inc. Files 8-K Report
Ticker: CTM · Form: 8-K · Filed: Aug 15, 2025 · CIK: 1877939
Sentiment: neutral
Topics: 8-K, financial-statements, exhibits
Related Tickers: CTM
TL;DR
Castellum (CTM) filed an 8-K, mostly financial exhibits. No major news.
AI Summary
On August 14, 2025, Castellum, Inc. filed an 8-K report. The filing primarily concerns financial statements and exhibits, with no specific material events or other significant business updates detailed in the provided text. The company is incorporated in Nevada and its principal executive offices are located in Vienna, VA.
Why It Matters
This 8-K filing indicates Castellum, Inc. is fulfilling its reporting obligations with the SEC, primarily related to financial statements and exhibits.
Risk Assessment
Risk Level: low — The filing is a routine 8-K for financial statements and exhibits, not indicating any immediate material changes or risks.
Key Numbers
- 001-41526 — SEC File Number (Identifies the company's SEC filing history.)
- 27-4079982 — IRS Employer Identification No. (Company's tax identification number.)
Key Players & Entities
- Castellum, Inc. (company) — Registrant
- Nevada (jurisdiction) — State of incorporation
- Vienna, VA (location) — Address of principal executive offices
- August 14, 2025 (date) — Date of earliest event reported
FAQ
What is the primary purpose of this 8-K filing for Castellum, Inc.?
The primary purpose of this 8-K filing is to report financial statements and exhibits as of August 14, 2025.
When was the earliest event reported in this filing?
The earliest event reported in this filing was on August 14, 2025.
In which state is Castellum, Inc. incorporated?
Castellum, Inc. is incorporated in Nevada.
What is the business address of Castellum, Inc.?
The business address of Castellum, Inc. is 1934 Old Gallows Road, Suite 350, Vienna, VA 22182.
Does this filing indicate any specific material events or changes for Castellum, Inc.?
Based on the provided text, this filing primarily concerns financial statements and exhibits and does not detail any specific material events or changes.
Filing Stats: 655 words · 3 min read · ~2 pages · Grade level 10.9 · Accepted 2025-08-15 06:33:39
Key Financial Figures
- $0.0001 — ich registered Common stock, par value $0.0001 per share CTM NYSE American LLC Indic
- $1.20 — the "Warrants"), at a purchase price of $1.20 per Unit, for aggregate gross proceeds
- $5 m — roceeds to the Company of approximately $5 million, before deducting the placement a
- $1.22 — rcisable into shares of Common Stock at $1.22 and expired on August 12, 2025, subject
- $4,481,873 — ommon Stock for total gross proceeds of $4,481,873. Pursuant to the terms of the placement
- $156 — exercise of the Warrants, which totals $156, 866. On August 14, 2025, the Company
Filing Documents
- ctm-20250814.htm (8-K) — 26KB
- exhibit991august142025.htm (EX-99.1) — 9KB
- castellumlogoa.jpg (GRAPHIC) — 50KB
- 0001877939-25-000087.txt ( ) — 228KB
- ctm-20250814.xsd (EX-101.SCH) — 2KB
- ctm-20250814_lab.xml (EX-101.LAB) — 23KB
- ctm-20250814_pre.xml (EX-101.PRE) — 13KB
- ctm-20250814_htm.xml (XML) — 3KB
01 Other Events
Item 8.01 Other Events As previously announced on June 12, 2025 Castellum, Inc. (the "Company"), entered into a securities purchase agreement (the "Purchase Agreement") with certain institutional investors named on the signature pages thereto and other purchasers (the "Purchasers"), pursuant to which the Company agreed to sell and issue to the Purchasers in a public offering an aggregate of 4,166,667 units (the "Units" with each Unit consisting of one (1) share of common stock, par value $0.0001 ("Common Stock"), and one (1) warrant to purchase one share of Common Stock (the "Warrant", or collectively, the "Warrants"), at a purchase price of $1.20 per Unit, for aggregate gross proceeds to the Company of approximately $5 million, before deducting the placement agent fees and estimated offering expenses payable by the Company (the "Offering"). Each Warrant is exercisable into shares of Common Stock at $1.22 and expired on August 12, 2025, subject to the terms and conditions set forth therein. The Company announced today that Purchasers have exercised an aggregate of 3,673,666 Warrants that are exercisable into 3,673,666 shares of Common Stock for total gross proceeds of $4,481,873. Pursuant to the terms of the placement agency agreement dated as of June 12, 2025 with Maxim Group LLC ("Maxim"), who acted as the exclusive lead placement agent in connection with the Offering, the Company has agreed to pay Maxim a cash fee equal to 3.5% of the aggregate proceeds from the exercise of the Warrants, which totals $156, 866. On August 14, 2025, the Company issued a press release announcing the aggregate Warrant exercises described in this Item 8.01. The full text of the press release is attached hereto as Exhibit 99.1 and is incorporated herein by reference.
01 Financial Statements and Exhibits
Item 9.01 Financial Statements and Exhibits. (d) Exhibits . Exhibit No. Exhibit Title 99.1 Press Release dated August 1 4 , 2025 104 Cover Page Interactive Data File (embedded within the Inline XBRL document).
SIGNATURES
SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized. CASTELLUM, INC. Date: August 15, 2025 By: /s/ Glen R. Ives Name: Glen R. Ives Title: Chief Executive Officer (Principal Executive Officer)