SC 13G/A: CVD EQUIPMENT CORP

AI Summary

SC 13G/A filing by CVD EQUIPMENT CORP.

Risk Assessment

Risk Level: low

FAQ

Key Financial Figures

• $0.01 — ame of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securitie

Filing Documents

• tm2410979d2_sc13ga.htm (SC 13G/A) — 46KB
• 0001104659-24-043089.txt ( ) — 47KB

If this statement is filed pursuant to §§240.13d-1(b)

Item 3. If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c): x Not applicable. o Broker or dealer registered under Section 15 of the Exchange Act. o Bank as defined in Section 3(a)(6) of the Exchange Act. o Insurance company as defined in Section 3(a)(19) of the Exchange Act. o Investment company registered under Section 8 of the Investment Company Act. o An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E). o An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F). o A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G). o A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act. o A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act. o A non-U.S. institution, in accordance with Rule 13d-1(b)(1)(ii)(J). o Group, in accordance with Rule 13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J), please specify the type of institution: ____

Ownership

Item 4. Ownership. (a) As of the close of business on April 2, 2024, Partners beneficially owned 1,294,388 shares of Common Stock. Andrew Africk, as the sole member and manager of GP, the general partner of Partners, may be deemed to beneficially own the 1,294,388 shares of Common Stock beneficially owned by GP as a result of being the general partner of Partners. The foregoing should not be construed in and of itself as an admission by any Reporting Person as to beneficial ownership of any shares of Common Stock owned by another Reporting Person. GP disclaims beneficial ownership of the shares of Common Stock beneficially owned by Partners. Africk disclaims beneficial ownership of the shares of Common Stock beneficially owned by GP, and the filing of this statement shall not be construed as an admission that any such person or entity is the beneficial owner of any such securities. (b) Percent of Class: As of the close of business on April 2, 2024, (i) Partners beneficially owned approximately 18.97% of the outstanding shares of Common Stock, and (ii) Africk may be deemed to beneficially own approximately 18.97% of the outstanding shares of Common Stock. The percentage is calculated based upon 6,824,511 shares of Common Stock outstanding as of March 25, 2024, as reported in the Issuer’s Form 10-K, filed with the Securities and Exchange Commission on March 28, 2024. (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: See Cover Pages Items 5-9. (ii) shared power to vote or to direct the vote: See Cover Pages Items 5-9. (iii) sole power to dispose or to direct the disposition of: See Cover Pages Items 5-9. (iv) shared power to dispose or to direct the disposition of: See Cover Pages Items 5-9.

Ownership of Five Percent or Less of a Class

Item 5. Ownership of Five Percent or Less of a Class. Not applicable.

Ownership of More than Five Percent on Behalf

Item 6. Ownership of More than Five Percent on Behalf of Another Person. Africk shares voting and dispositive power over the shares of Common Stock owned by Partners.

Identification and Classification of the

Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. Not applicable.

Identification and Classification of Members

Item 8. Identification and Classification of Members of the Group. See Exhibit 99.1 to the Schedule 13G filed with the Securities and Exchange Commission on April 8, 2022.

Notice of Dissolution of Group

Item 9. Notice of Dissolution of Group. Not applicable.

Certification

Item 10. Certification. By signing below, the reporting person certifies that, to the best of his knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquiry and to the best of its knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete and correct. Dated: April 3, 2024 /s/ Andrew Africk Andrew Africk ADA PARTNERS, L.P. By: ADA Partners GP, LLC, its general partner By: /s/ Andrew Africk Name: Andrew Africk Title: Manager

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