CaliberCos Inc. Reports on Shareholder Votes

TL;DR

CaliberCos Inc. held a shareholder vote on June 28th. Details to follow.

AI Summary

CaliberCos Inc. filed an 8-K on July 3, 2024, reporting on matters submitted to a vote of its security holders as of June 28, 2024. The filing details the submission of specific items for shareholder approval, though the exact nature of these votes is not elaborated upon in the provided text.

Why It Matters

This filing indicates that CaliberCos Inc. is engaging its shareholders on important corporate matters requiring a vote, which could impact the company's direction and governance.

Risk Assessment

Risk Level: low — The filing is a routine disclosure of a shareholder vote and does not contain information about significant financial changes or operational risks.

Key Players & Entities

• CaliberCos Inc. (company) — Registrant
• June 28, 2024 (date) — Date of earliest event reported
• July 3, 2024 (date) — Filing date
• Scottsdale, AZ (location) — Principal Executive Offices

FAQ

Key Financial Figures

• $0.001 — stered Class A Common Stock, par value $0.001 CWD The Nasdaq Stock Market LLC Indic

Filing Documents

• cwd-20240628.htm (8-K) — 41KB
• 0001627282-24-000090.txt ( ) — 170KB
• cwd-20240628.xsd (EX-101.SCH) — 2KB
• cwd-20240628_lab.xml (EX-101.LAB) — 23KB
• cwd-20240628_pre.xml (EX-101.PRE) — 13KB
• cwd-20240628_htm.xml (XML) — 3KB

07. Submission of Matters to a Vote of Security Holders

Item 5.07. Submission of Matters to a Vote of Security Holders. The Company held its annual meeting of stockholders ("Annual Meeting") on June 28, 2024. For more information about the proposals set forth below, please see the Company's definitive Proxy Statement filed with the SEC on May 16, 2024. As of the record date, May 3, 2024, there were 14,410,688 shares of Class A Common Stock and 7,416,414 shares of Class B Common Stock outstanding and entitled to be voted at the Annual Meeting, of which 15,072,932 shares of common stock were present in person or by proxy at the meeting. Each share of Class A Common Stock is entitled to one (1) vote per share. Each share of Class B Common Stock is entitled to ten (10) votes per share. The final voting results on each of the matters submitted to a vote of stockholders were as follows: Proposal No. 1:To elect a board of directors to serve for the ensuing year. There were six nominees for the Company's board of directors. The affirmative vote of a majority of the shares present in person or represented by proxy and entitled to vote was necessary for the election of a nominee for director. Broker non-votes did not count as votes cast and had no effect on the result of the vote. Each of the six nominees listed below has been elected to serve on the board of directors until the Company's 2025 annual meeting of stockholders or until their respective successors are elected and qualify. The voting results were as follows: FOR WITHHOLD John C. "Chris" Loeffler, II 78,525,215 68,516 Jennifer Schrader 78,535,970 57,761 William J. Gerber 78,438,826 154,905 Michael Trzupek 78,506,174 87,557 Daniel P. Hansen 78,506,204 87,527 Lawrence Taylor 78,535,968 57,763 Proposal No. 2:To approve the CaliberCos Inc. 2024 Equity Incentive Plan (the "Plan"). The affirmative vote of a majority of the shares present in person or represented by proxy and entitled to vote was required to approve the Plan. Abstentions were counted as votes

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. CaliberCos Inc. Date: July 3, 2024 By: /s/ John C. Loeffler, II Name: John C. Loeffler, II Title: Chairman and Chief Executive Officer

View Full Filing

View this 8-K filing on SEC EDGAR