CaliberCos Inc. Faces Delisting Notice

TL;DR

CaliberCos Inc. got a notice about potentially being delisted.

AI Summary

CaliberCos Inc. filed an 8-K on August 27, 2025, to report a notice of delisting or failure to satisfy a continued listing rule. The company, previously known as CaliberCo Inc., is incorporated in Delaware and headquartered in Scottsdale, Arizona.

Why It Matters

This filing indicates potential issues with CaliberCos Inc.'s continued listing on an exchange, which could impact its stock trading and investor confidence.

Risk Assessment

Risk Level: high — A notice of delisting or failure to meet listing standards suggests significant financial or operational distress for the company.

Key Numbers

• 001-41703 — Commission File Number (Identifies the company's SEC filing history)

Key Players & Entities

• CaliberCos Inc. (company) — Registrant
• August 27, 2025 (date) — Date of earliest event reported
• Scottsdale, Arizona (location) — Principal Executive Offices
• CaliberCo Inc. (company) — Former Name

FAQ

Key Financial Figures

• $0.001 — tered Class A Common Stock, par value $0.001 CWD The Nasdaq Stock Market LLC Ind
• $2,500,000 — Capital Market to maintain a minimum of $2,500,000 in stockholders' equity for continued l

Filing Documents

• tm2524335d3_8k.htm (8-K) — 26KB
• 0001104659-25-084125.txt ( ) — 190KB
• cwd-20250827.xsd (EX-101.SCH) — 3KB
• cwd-20250827_lab.xml (EX-101.LAB) — 33KB
• cwd-20250827_pre.xml (EX-101.PRE) — 22KB
• tm2524335d3_8k_htm.xml (XML) — 4KB

01 - Notice of Delisting or Failure to Satisfy a Continued

Item 3.01 - Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing. On August 27, 2025, CaliberCos Inc. (the "Company") received written notice from The Nasdaq Stock Market LLC ("Nasdaq") that, based on the Company's stockholders' equity of $(17,604,000) as reported on its Quarterly Report on Form 10-Q for the quarter ended June 30, 2025, the Company is no longer in compliance with Nasdaq Listing Rule 5550(b)(1), which requires companies listed on the Nasdaq Capital Market to maintain a minimum of $2,500,000 in stockholders' equity for continued listing (the "Stockholder Equity Requirement"). The Nasdaq deficiency letter has no immediate effect on the listing of the Company's Class A common stock. As such, the Company's Class A common stock will continue to trade on The Nasdaq Capital Market under the symbol "CWD". In accordance with Nasdaq's listing rules, the Company has 45 calendar days to provide a plan to Nasdaq to regain compliance with the Stockholder Equity Requirement. If this plan is accepted by Nasdaq, the Company may be granted an extension of 180 calendar days from receipt of the deficiency letter to evidence compliance. If the Company is granted such extension and does not regain compliance with the Stockholder Equity Requirement by the end of the compliance period, the Company's Class A common stock will become subject to delisting. In the event that the Company receives notice that its Class A common stock are being delisted, the Nasdaq listing rules permit the Company to appeal a delisting determination by the Nasdaq's staff to a Nasdaq hearings panel. The Company intends to take all reasonable measures available to regain compliance with the Nasdaq listing rules and remain listed on Nasdaq. The Company is currently evaluating various options to regain compliance and plans to timely submit a plan to Nasdaq to regain compliance with the Nasdaq Stockholder Equity Requirement. There can, however, be no a

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. CaliberCos Inc. Date: August 27, 2025 By: /s/ John C. Loeffler, II Name: John C. Loeffler, II Title: Chief Executive Officer

View Full Filing

View this 8-K filing on SEC EDGAR