CaliberCos Inc. Faces Delisting Concerns

Ticker: CWD · Form: 8-K · Filed: Nov 19, 2025 · CIK: 1627282

Calibercos Inc. 8-K Filing Summary
FieldDetail
CompanyCalibercos Inc. (CWD)
Form Type8-K
Filed DateNov 19, 2025
Risk Levelhigh
Pages2
Reading Time3 min
Key Dollar Amounts$0.001, $2,500,000, $6,087,000
Sentimentbearish

Sentiment: bearish

Topics: delisting, listing-standards, regulatory

TL;DR

CaliberCos Inc. might be delisted - big trouble ahead.

AI Summary

CaliberCos Inc. filed an 8-K on November 19, 2025, reporting a notice of delisting or failure to satisfy continued listing rules, a Regulation FD disclosure, and financial statements. The earliest event reported was on November 17, 2025. The company, incorporated in Delaware, is based in Scottsdale, Arizona.

Why It Matters

This filing indicates potential issues with CaliberCos Inc.'s continued listing on an exchange, which could significantly impact its stock trading and investor confidence.

Risk Assessment

Risk Level: high — A notice of delisting or failure to meet listing standards suggests significant financial or operational distress for the company.

Key Players & Entities

  • CaliberCos Inc. (company) — Registrant
  • November 17, 2025 (date) — Earliest event reported
  • November 19, 2025 (date) — Filing date
  • Scottsdale, AZ (location) — Principal Executive Offices
  • Delaware (location) — State of Incorporation

FAQ

What specific listing rule or standard has CaliberCos Inc. failed to satisfy?

The filing states a 'Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard' but does not specify the exact rule or standard in the provided text.

What are the implications of this notice for CaliberCos Inc.'s stock trading?

A notice of delisting or failure to meet listing standards typically raises concerns about the stock's continued trading on the exchange and can negatively impact its market value.

When was the earliest event reported in this 8-K filing?

The earliest event reported was on November 17, 2025.

What is the principal business address of CaliberCos Inc.?

The principal executive offices are located at 8901 E. Mountain View Rd., Ste. 150, Scottsdale, AZ 85258.

What other items are included in this 8-K filing besides the delisting notice?

This 8-K filing also includes a Regulation FD Disclosure and Financial Statements and Exhibits.

Filing Stats: 663 words · 3 min read · ~2 pages · Grade level 10.2 · Accepted 2025-11-18 17:39:28

Key Financial Figures

  • $0.001 — stered Class A Common Stock, par value $0.001 CWD The Nasdaq Stock Market LLC Indic
  • $2,500,000 — ockholders' equity had fallen below the $2,500,000 required minimum for continued listing
  • $6,087,000 — 025, evidencing stockholders' equity of $6,087,000, the Staff has determined that the Comp

Filing Documents

01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing

Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing. As previously disclosed on that certain Current Report on Form 8-K as filed with the Securities and Exchange Commission on August 27, 2025, on August 27, 2025, CaliberCos Inc. (the "Company") received a notification letter from the Nasdaq Listing Qualifications Staff (the "Staff") of The Nasdaq Stock Market LLC ("Nasdaq") notifying the Company that its amount of stockholders' equity had fallen below the $2,500,000 required minimum for continued listing set forth in Nasdaq Listing Rule 5550(b)(1) (the "Listing Rule"). On November 17, 2025, the Company received a letter from Nasdaq stating that based on the Company's Form 10-Q for the period ended September 30, 2025, evidencing stockholders' equity of $6,087,000, the Staff has determined that the Company has regained compliance with the Listing Rule. Nasdaq has closed the matter.

01 Regulation FD Disclosure

Item 7.01 Regulation FD Disclosure. On November 18, 2025, the Company issued a press release announcing that the Company has regained compliance with the Listing Rule. A copy of the press release is attached to this Current Report on Form 8-K as Exhibit 99.1 and is hereby furnished pursuant to this Item 7.01. The information disclosed under this Item 7.01, including Exhibit 99.1 attached hereto, shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such a filing.

01. Financial Statements and Exhibits

Item 9.01. Financial Statements and Exhibits. (d) Exhibits Exhibit No. Exhibit 99.1 Press release dated November 18, 2025 104 Cover Page Interactive Data File (embedded within the Inline XBRL document)

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. CaliberCos Inc. Date: November 18, 2025 By: /s/ John C. Loeffler, II Name: John C. Loeffler, II Title: Chief Executive Officer

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