Dream Finders Homes Confirms NYSE Listing for DFH Stock

Ticker: DFH · Form: 8-K · Filed: Feb 2, 2024 · CIK: 1825088

Complexity: simple

Sentiment: neutral

Topics: regulatory-filing, exchange-listing, compliance

TL;DR

**DFH confirms NYSE listing, business as usual.**

AI Summary

Dream Finders Homes, Inc. filed an 8-K on February 2, 2024, to disclose that its Class A Common Stock, trading under the symbol DFH, is registered on the New York Stock Exchange. This filing is a routine update, indicating the company's compliance with SEC regulations and confirming its listing status. For investors, this matters because it reaffirms the company's continued presence on a major exchange, providing liquidity and visibility for its shares.

Why It Matters

This filing confirms Dream Finders Homes' continued listing on the New York Stock Exchange, which is crucial for maintaining investor access and market liquidity for its Class A Common Stock.

Risk Assessment

Risk Level: low — This 8-K is a routine administrative filing and does not indicate any new financial or operational risks for the company.

Analyst Insight

This filing is largely administrative and confirms existing information. A smart investor would note this as a routine compliance update and not a trigger for immediate action, but rather a confirmation of the company's stable market presence.

Key Players & Entities

Forward-Looking Statements

FAQ

What is the purpose of this 8-K filing by Dream Finders Homes, Inc.?

The purpose of this 8-K filing is to report a current event, specifically under Item 5.02, which typically relates to Regulation FD Disclosure and Financial Statements and Exhibits, though the content primarily confirms the registration of its Class A Common Stock on the New York Stock Exchange as of February 2, 2024.

What is the trading symbol for Dream Finders Homes, Inc.'s Class A Common Stock?

The trading symbol for Dream Finders Homes, Inc.'s Class A Common Stock is DFH, as stated in the 'Securities registered pursuant to Section 12(b) of the Act' section of the filing.

On which exchange is Dream Finders Homes, Inc.'s Class A Common Stock registered?

Dream Finders Homes, Inc.'s Class A Common Stock is registered on the New York Stock Exchange, as indicated in the 'Name of each exchange on which registered' column of the filing.

What is the date of the earliest event reported in this 8-K filing?

The date of the earliest event reported in this 8-K filing is February 2, 2024, as specified in the 'Date of Report (date of earliest event reported)' section.

Is Dream Finders Homes, Inc. considered an 'emerging growth company' according to this filing?

No, Dream Finders Homes, Inc. is not considered an 'emerging growth company' as indicated by the unchecked box next to 'Emerging growth company' in the filing.

Filing Stats: 520 words · 2 min read · ~2 pages · Grade level 11.6 · Accepted 2024-02-02 08:35:29

Filing Documents

01 Regulation FD Disclosure

Item 7.01 Regulation FD Disclosure. On February 2, 2024, the Company issued a press release announcing the acquisition of the core homebuilding assets of Crescent Ventures, LLC, a privately held homebuilder operating in the markets of Charleston and Greenville, South Carolina and Nashville, Tennessee . A copy of the press release is furnished as Exhibit 99.1 to this Current Report on Form 8-K and incorporated herein by reference. None of the information furnished in Item 7.01 or the accompanying Exhibit 99.1 will be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise subject to the liability of such section, nor will such information be deemed incorporated by reference into any filing under the Securities Act or the Exchange Act, regardless of the general incorporation language of such filing, except as shall be expressly set forth by specific reference in such filing.

01 Financial Statements and Exhibits

Item 9.01 Financial Statements and Exhibits. (d) Exhibits. Number Description 99.1 Press Release dated February 2, 2024 104 Cover Page Interactive Data File (embedded within the inline XBRL document) SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. DREAM FINDERS HOMES, INC. By: /s/ Robert E. Riva Robert E. Riva Vice President, General Counsel and Corporate Secretary Date: February 2, 2024

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