Nuveen Dow 30SM Dynamic Overwrite Fund Files 8-K
Ticker: DIAX · Form: 8-K · Filed: Mar 6, 2024 · CIK: 1608742
| Field | Detail |
|---|---|
| Company | Nuveen Dow 30sm Dynamic Overwrite Fund (DIAX) |
| Form Type | 8-K |
| Filed Date | Mar 6, 2024 |
| Risk Level | low |
| Pages | 2 |
| Reading Time | 2 min |
| Sentiment | neutral |
Sentiment: neutral
Topics: regulatory-filing, 8-K, fund-disclosure
TL;DR
Nuveen Dow 30SM Dynamic Overwrite Fund filed an 8-K on March 6, 2024, for an event on Feb 28.
AI Summary
Nuveen Dow 30SM Dynamic Overwrite Fund filed an 8-K on March 6, 2024, reporting an event that occurred on February 28, 2024. The filing is a current report under the Securities Exchange Act of 1934, indicating a disclosure under Regulation FD and the filing of financial statements and exhibits. The fund is incorporated in Massachusetts and its principal executive offices are located at 333 West Wacker Drive, Chicago, Illinois.
Why It Matters
This filing serves as an official notification to the SEC and the public about significant events or disclosures related to the Nuveen Dow 30SM Dynamic Overwrite Fund.
Risk Assessment
Risk Level: low — This is a routine regulatory filing (8-K) that does not appear to contain material non-public information or significant operational changes.
Key Numbers
- 811-22970 — Commission File Number (Identifies the fund's registration with the SEC.)
- 47-1393396 — IRS Employer Identification Number (Tax identification number for the fund.)
Key Players & Entities
- Nuveen Dow 30SM Dynamic Overwrite Fund (company) — Registrant
- March 6, 2024 (date) — Filing Date
- February 28, 2024 (date) — Earliest Event Reported
- 333 West Wacker Drive, Chicago, Illinois (location) — Principal Executive Offices
FAQ
What specific event triggered this 8-K filing?
The filing does not specify the exact event, only that the earliest event reported was on February 28, 2024, and it falls under Regulation FD Disclosure and Financial Statements and Exhibits.
What is the primary purpose of this 8-K filing?
The primary purpose is to provide a current report to the SEC, disclosing material information and potentially including financial statements and exhibits as required by the Securities Exchange Act of 1934.
When was the Nuveen Dow 30SM Dynamic Overwrite Fund incorporated?
The fund was incorporated in Massachusetts.
What is the fiscal year end for the Nuveen Dow 30SM Dynamic Overwrite Fund?
The fiscal year end for the fund is December 31.
What is the contact phone number for the Nuveen Dow 30SM Dynamic Overwrite Fund?
The registrant's telephone number, including area code, is (800) 257-8787.
Filing Stats: 468 words · 2 min read · ~2 pages · Grade level 12.2 · Accepted 2024-03-06 15:15:57
Filing Documents
- d796695d8k.htm (8-K) — 17KB
- d796695dex31.htm (EX-31) — 182KB
- 0001193125-24-060626.txt ( ) — 200KB
Financial Statements and Exhibits
Financial Statements and Exhibits. (d) Exhibits 3.1 Amended and Restated By-Laws SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Nuveen Dow 30 SM Dynamic Overwrite Fund Date: March 6, 2024 By: /s/ Mark L. Winget Name: Mark L. Winget Title: Vice President and Secretary