Nuveen Dow 30 SM Dynamic Overwrite Fund Files 8-K
Ticker: DIAX · Form: 8-K · Filed: Jun 18, 2024 · CIK: 1608742
| Field | Detail |
|---|---|
| Company | Nuveen Dow 30sm Dynamic Overwrite Fund (DIAX) |
| Form Type | 8-K |
| Filed Date | Jun 18, 2024 |
| Risk Level | low |
| Pages | 2 |
| Reading Time | 2 min |
| Sentiment | neutral |
Sentiment: neutral
Topics: regulatory-filing, fund-update
TL;DR
Nuveen Dow 30 SM Dynamic Overwrite Fund filed a standard 8-K on 6/18/24, no major news.
AI Summary
On June 18, 2024, Nuveen Dow 30 SM Dynamic Overwrite Fund filed an 8-K report. The filing is categorized under 'Other Events' and does not appear to involve any specific financial transactions or material changes that would necessitate a dollar amount or specific date beyond the filing date itself. The report confirms the company's basic information and filing status.
Why It Matters
This filing serves as a routine update for investors, confirming the fund's operational status and adherence to regulatory reporting requirements.
Risk Assessment
Risk Level: low — The filing is a routine 8-K report categorized as 'Other Events' and does not disclose any new material information, financial transactions, or significant changes.
Key Players & Entities
- Nuveen Dow 30 SM Dynamic Overwrite Fund (company) — Registrant
- June 18, 2024 (date) — Date of earliest event reported
- 333 West Wacker Drive (location) — Principal executive offices address
- Chicago, Illinois (location) — Principal executive offices city and state
FAQ
What is the primary purpose of this 8-K filing?
The primary purpose of this 8-K filing is to report under 'Other Events' and confirm the fund's basic information and filing status as of June 18, 2024.
What specific material event is being disclosed in this filing?
This filing does not appear to disclose any specific material event beyond its categorization under 'Other Events' and the confirmation of the fund's reporting details.
What is the date of the earliest event reported in this filing?
The date of the earliest event reported in this filing is June 18, 2024.
Where are the principal executive offices of the Nuveen Dow 30 SM Dynamic Overwrite Fund located?
The principal executive offices of the Nuveen Dow 30 SM Dynamic Overwrite Fund are located at 333 West Wacker Drive, Chicago, Illinois.
What is the SEC file number for the Nuveen Dow 30 SM Dynamic Overwrite Fund?
The SEC file number for the Nuveen Dow 30 SM Dynamic Overwrite Fund is 811-22970.
Filing Stats: 464 words · 2 min read · ~2 pages · Grade level 12.2 · Accepted 2024-06-18 06:30:03
Filing Documents
- diax-8k_061824.htm (8-K) — 21KB
- 0001839882-24-019035.txt ( ) — 22KB
01. Other Events
Item 8.01. Other Events. Lei Liao has retired as portfolio manager of Nuveen Dow 30 SM Dynamic Overwrite Fund (the “Fund”) and Nazar Romanyak has been added as a portfolio manager of the Fund, each effective June 18, 2024. Jim Campagna and Darren Tran remain as portfolio managers of the Fund. Nazar Romanyak is a portfolio manager for Nuveen’s equity strategies and has held various roles related to portfolio management of domestic and international large-, mid- and small-cap equity index and ESG portfolios for Teachers Advisors, LLC, TIAA-CREF Investment Management, LLC and other advisory affiliates of TIAA since 2013. There have been no changes in Fund’s investment objectives or policies. SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Nuveen Dow 30 SM Dynamic Overwrite Fund Date: June 18, 2024 By: /s/ Mark L. Winget Mark L. Winget Vice President and Secretary