Nuveen Dow 30sm Dynamic Overwrite Fund Files Definitive Proxy Statement

TL;DR

<b>Nuveen Dow 30sm Dynamic Overwrite Fund announced its Annual Shareholder Meeting for April 12, 2024, via a Definitive Proxy Statement filing.</b>

AI Summary

Nuveen Dow 30sm Dynamic Overwrite Fund (DIAX) filed a Proxy Statement (DEF 14A) with the SEC on February 27, 2024. The Nuveen Dow 30sm Dynamic Overwrite Fund (DIAX) filed a Definitive Proxy Statement (DEF 14A) on February 27, 2024. The filing pertains to the Annual Meeting of Shareholders scheduled for April 12, 2024. The meeting will be held at 333 West Wacker Drive, Chicago, Illinois. The fund is registered under the 1934 Securities Exchange Act, with SEC file number 811-22970. No filing fee was required for this submission.

Why It Matters

For investors and stakeholders tracking Nuveen Dow 30sm Dynamic Overwrite Fund, this filing contains several important signals. This filing provides shareholders with essential information regarding the upcoming annual meeting, including the date, time, and location, enabling them to participate in corporate governance. As a DEF 14A filing, it signifies the formal distribution of proxy materials to shareholders, detailing matters to be voted upon and ensuring compliance with SEC regulations for public companies.

Risk Assessment

Risk Level: low — Nuveen Dow 30sm Dynamic Overwrite Fund shows low risk based on this filing. The filing is a routine proxy statement for an annual shareholder meeting, with no immediate financial or operational changes indicated, thus posing a low risk.

Analyst Insight

Shareholders should review the proxy statement for details on proposals and voting procedures for the April 12, 2024 annual meeting.

Key Numbers

• 2024-04-12 — Annual Meeting Date (Date of the Annual Meeting of Shareholders)
• 2024-02-27 — Filing Date (Date the Definitive Proxy Statement was filed)
• DEF 14A — Form Type (Type of SEC filing)
• 811-22970 — SEC File Number (SEC registration number for the fund)

Key Players & Entities

• Nuveen Dow 30sm Dynamic Overwrite Fund (company) — Registrant and subject of the filing
• DEF 14A (filing) — Form type filed by the company
• 2024-02-27 (date) — Filing date
• 2024-04-12 (date) — Date of the Annual Meeting of Shareholders
• 333 West Wacker Drive, Chicago, Illinois (location) — Address for the Annual Meeting
• 1934 Act (regulation) — SEC Act under which the filing is made
• 811-22970 (identifier) — SEC File Number

FAQ

Risk Factors

• SEC Filings and Compliance [low — regulatory]: The fund must comply with SEC regulations, including timely and accurate filing of proxy statements and other required disclosures.

Industry Context

The Nuveen Dow 30sm Dynamic Overwrite Fund is a closed-end investment company. Such funds typically hold shareholder meetings to vote on corporate matters and elect directors.

Regulatory Implications

The filing is made under Section 14(a) of the Securities Exchange Act of 1934, which governs the solicitation of proxies from shareholders of publicly traded companies.

What Investors Should Do

1. Shareholders should review the proxy materials for proposals and voting instructions.
2. Ensure voting rights are exercised by the deadline for the April 12, 2024 meeting.
3. Consult the proxy statement for details on fund governance and management.

Key Dates

• 2024-04-12: Annual Meeting of Shareholders — Shareholders will vote on matters presented by the fund's management.
• 2024-02-27: Filing of Definitive Proxy Statement — Formal notification and distribution of proxy materials to shareholders.

Year-Over-Year Comparison

This is a routine DEF 14A filing for the annual shareholder meeting, similar to previous years' filings for such events.

Key Financial Figures

• $0.01 — Common shares of beneficial interest, $0.01 par value, of each Fund are collectivel

Filing Documents

• d687932ddef14a.htm (DEF 14A) — 605KB
• g687932dsp002a.jpg (GRAPHIC) — 1KB
• g687932dsp002b.jpg (GRAPHIC) — 1KB
• g687932dsp002c.jpg (GRAPHIC) — 1KB
• g687932g0329115506909.jpg (GRAPHIC) — 2KB
• g687932g0329115507506.jpg (GRAPHIC) — 1KB
• g687932g0329115507678.jpg (GRAPHIC) — 3KB
• g687932g58b43.jpg (GRAPHIC) — 52KB
• g687932sp69a.jpg (GRAPHIC) — 8KB
• g687932sp69b.jpg (GRAPHIC) — 8KB
• g687932sp69c.jpg (GRAPHIC) — 9KB
• 0001193125-24-047873.txt (&nbsp;) — 714KB

From the Filing

DEF 14A 1 d687932ddef14a.htm NUVEEN DOW 30SM DYNAMIC OVERWRITE FUND Nuveen Dow 30sm Dynamic Overwrite Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant Filed by a Party other than the Registrant Check the appropriate box: Preliminary Proxy Statement Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) Definitive Proxy Statement Definitive Additional Materials Soliciting Material Under 240.14a-12 Nuveen Dow 30 SM Dynamic Overwrite Fund (Name of Registrant as Specified In Its Charter) (Name of Person(s) Filing Proxy Statement, if other than the Registrant) Payment of Filing Fee (Check the appropriate box): No fee required. Fee computed on table below per Exchange Act Rules 14a-6(i)(1) and 0-11. (1) Title of each class of securities to which transaction applies: (2) Aggregate number of securities to which transaction applies: (3) Per unit price or other underlying value of transaction computed pursuant to Exchange Act Rule 0-11 (set forth the amount on which the filing fee is calculated and state how it was determined): (4) Proposed maximum aggregate value of transaction: (5) Total fee paid: Fee paid previously with preliminary materials. Check box if any part of the fee is offset as provided by Exchange Act Rule 0-11(a)(2) and identify the filing for which the offsetting fee was paid previously. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing. (1) Amount Previously Paid: (2) Form, Schedule or Registration Statement No.: (3) Filing Party: (4) Date Filed: Notice of Annual Meeting of Shareholders to be held on April 12, 2024 333 West Wacker Drive Chicago, Illinois 60606 (800) 257-8787 February 27, 2024 Nuveen Core Equity Alpha Fund (JCE) Nuveen Credit Strategies Income Fund (JQC) Nuveen Dow 30 SM Dynamic Overwrite Fund (DIAX) Nuveen Floating Rate Income Fund (JFR) Nuveen Global High Income Fund (JGH) Nuveen Minnesota Quality Municipal Income Fund (NMS) Nuveen Missouri Quality Municipal Income Fund (NOM) Nuveen Mortgage and Income Fund (JLS) Nuveen Multi-Market Income Fund (JMM) Nuveen Municipal Credit Opportunities Fund (NMCO) Nuveen NASDAQ 100 Dynamic Overwrite Fund (QQQX) Nuveen Preferred & Income Opportunities Fund (JPC) Nuveen Real Estate Income Fund (JRS) Nuveen S&P 500 Buy-Write Income Fund (BXMX) Nuveen S&P 500 Dynamic Overwrite Fund (SPXX) Nuveen Virginia Quality Municipal Income Fund (NPV) To the Shareholders of the Above Funds: Notice is hereby given that the Annual Meeting of Shareholders of each of Nuveen Core Equity Alpha Fund (Core Equity Alpha), Nuveen Credit Strategies Income Fund (Credit Strategies), Nuveen Dow 30 SM Dynamic Overwrite Fund (Dow Dynamic Overwrite), Nuveen Floating Rate Income Fund (Floating Rate Income), Nuveen Global High Income Fund (Global High Income), Nuveen Minnesota Quality Municipal Income Fund (Minnesota Municipal), Nuveen Missouri Quality Municipal Income Fund (Missouri Municipal), Nuveen Mortgage and Income Fund (Mortgage & Income), Nuveen Multi-Market Income Fund (Multi-Market Income), Nuveen Municipal Credit Opportunities Fund (Municipal Credit Opportunities), Nuveen NASDAQ 100 Dynamic Overwrite Fund (NASDAQ Dynamic Overwrite), Nuveen Preferred & Income Opportunities Fund (Preferred & Income Opportunities), Nuveen Real Estate Income Fund (Real Estate Income), Nuveen S&P 500 Buy-Write Income Fund (S&P Buy-Write), Nuveen S&P 500 Dynamic Overwrite Fund (S&P Dynamic Overwrite) and Nuveen Virginia Quality Municipal Income Fund (Virginia Municipal), each a Massachusetts business trust (each, a Fund and collectively, the Funds), will be held on Friday, April 12, 2024, at 2:00 p.m., Central time (for each Fund, an Annual Meeting and collectively, the Annual Meetings), for the following purposes and to transact such other business, if any, as may properly come before the Annual Meeting. We will be hosting this years Annual Meeting as a completely virtual meeting of shareholders, which will be conducted online via live webcast. You will be able to attend and participate in the Annual Meeting online, vote your shares electronically and submit your questions prior to and during the meeting by visiting: meetnow.global/M69Y5TM at the meeting date and time described in the accompanying Joint Proxy are held through an intermediary, you will need to register for the Annual Meeting at least three (3) business days prior to the Annual Meeting. Instructions for registering are set forth in the enclosed Joint Proxy Statement. There is no physical location for the Annual Meeting. Matters to Be Voted on by Shareholders: 1. To elect Members to the Board of Trustees (each a Board and each Trustee a Board Member) of

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View this DEF 14A filing on SEC EDGAR