Dolphin Entertainment Files 8-K with Corporate Updates
Ticker: DLPN · Form: 8-K · Filed: Jan 24, 2025 · CIK: 1282224
Sentiment: neutral
Topics: corporate-governance, filing-update
Related Tickers: DLPN
TL;DR
DLPN filed an 8-K on Jan 21, 2025, with corporate updates. Details pending.
AI Summary
Dolphin Entertainment, Inc. filed an 8-K on January 24, 2025, reporting events as of January 21, 2025. The filing indicates amendments to articles of incorporation or bylaws, submission of matters to a vote of security holders, and financial statements and exhibits. Specific details regarding these events, including any financial implications or voting outcomes, are not elaborated in the provided text.
Why It Matters
This filing signals potential changes in Dolphin Entertainment's corporate structure or governance, which could impact its operations and shareholder value.
Risk Assessment
Risk Level: low — The filing is a routine corporate disclosure and does not immediately present new financial risks.
Key Players & Entities
- Dolphin Entertainment, Inc. (company) — Registrant
- January 21, 2025 (date) — Earliest event date
- January 24, 2025 (date) — Filing date
FAQ
What specific amendments were made to Dolphin Entertainment's articles of incorporation or bylaws?
The provided text does not specify the nature of the amendments to the articles of incorporation or bylaws.
What matters were submitted to a vote of security holders?
The filing indicates that matters were submitted to a vote of security holders, but the specific matters are not detailed in the provided text.
What financial statements and exhibits are included in this filing?
The filing states that financial statements and exhibits are included, but their specific content is not described in the provided text.
What is the significance of the 'date as of change' being January 24, 2025?
The 'date as of change' typically refers to the date the information in the filing became effective or was updated, which in this case is the filing date itself.
Are there any immediate financial implications reported in this 8-K?
The provided text does not detail any immediate financial implications; it focuses on the types of corporate actions being reported.
Filing Stats: 719 words · 3 min read · ~2 pages · Grade level 11.4 · Accepted 2025-01-24 16:28:15
Key Financial Figures
- $0.015 — ge on which registered Common Stock , $0.015 par value per share DLPN The Nasdaq
Filing Documents
- dlpn_8k.htm (8-K) — 29KB
- ex3x1.htm (EX-3.1) — 4KB
- 0001079973-25-000125.txt ( ) — 207KB
- dlpn-20250121.xsd (EX-101.SCH) — 3KB
- dlpn-20250121_lab.xml (EX-101.LAB) — 33KB
- dlpn-20250121_pre.xml (EX-101.PRE) — 22KB
- dlpn_8k_htm.xml (XML) — 4KB
03. Amendments to Articles of Incorporation or Bylaws; Change
Item 5.03. Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year. On January 24, 2025, Dolphin Entertainment, Inc., a Florida corporation (the " Company "), filed Articles of Amendment (the " Articles of Amendment ") to its Amended and Restated Articles of Incorporation with the Secretary of State of the State of Florida effecting an amendment to modify the terms of the Company's Series C Convertible Preferred Stock (the " Series C ") to decrease the number of votes per share of common stock the Series C is convertible into from ten votes per share to three votes per share. The Articles of Amendment were approved by the Company's shareholders at a special meeting of shareholders (the " Special Meeting "), as discussed below in Item 5.07. The foregoing description of the Articles of Amendment does not purport to be complete and is qualified in its entirety by reference to the full text of the Articles of Amendment, a copy of which is filed herewith as Exhibit 3.1 and incorporated herein by reference.
07. Submission of Matters to a Vote of Security Holders
Item 5.07. Submission of Matters to a Vote of Security Holders. On January 21, 2025, the Company held the Special Meeting. A total of 25,455,962 votes of the Company's voting capital stock were present or represented by proxy at the Special Meeting, representing approximately seventy-three percent (73%) of the votes entitled to be cast by the Company's shareholders as of December 23, 2024, the record date for the Special Meeting. At the Special Meeting, the shareholders voted to approve the adoption of the Articles of Amendment that would modify the terms of the Series C to decrease the number of votes per share of common stock the Series C is convertible into from ten votes per share to three votes per share and such amendment was approved by the following votes: Votes For 25,341,116 Votes Against 109,879 Abstentions 4,967 Broker Non-Votes 0
01. Financial
Item 9.01. Financial (d) Exhibits. Exhibit No. Description 3.1 Articles of Amendment to Amended and Restated Articles of Incorporation of Dolphin Entertainment, Inc. 104 Cover Page Interactive Data File (embedded within the Inline XBRL document)
SIGNATURES
SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. DOLPHIN ENTERTAINMENT, INC. Date: January 24, 2025 By: /s/ Mirta A. Negrini Mirta A. Negrini Chief Financial and Operating Officer