Dolphin Entertainment Sets 2025 Shareholder Meeting

TL;DR

Dolphin Ent (DLPN) proxy filed for Jan 21, 2025 meeting - vote on directors & auditors.

AI Summary

Dolphin Entertainment, Inc. filed its definitive proxy statement for its 2025 annual meeting of stockholders, scheduled for January 21, 2025. The filing outlines the proposals to be voted on, including the election of directors and the ratification of the appointment of its independent registered public accounting firm. The company is seeking shareholder approval for various corporate actions necessary for its ongoing operations and governance.

Why It Matters

This filing is crucial for shareholders as it details the agenda for the annual meeting, allowing them to understand and vote on key corporate decisions affecting the company's future direction and leadership.

Risk Assessment

Risk Level: medium — Proxy statements are routine filings, but the specific proposals and the company's financial health can introduce medium-level risk depending on shareholder sentiment and outcomes.

Key Numbers

• 2025 — Annual Meeting Year (The proxy statement is for the company's 2025 annual meeting.)

Key Players & Entities

• Dolphin Entertainment, Inc. (company) — Registrant
• January 21, 2025 (date) — Annual Meeting Date
• 0001079973-24-001746 (filing_id) — Accession Number

FAQ

Filing Documents

• dlpn_def14a.htm (DEF 14A) — 87KB
• image_001.jpg (GRAPHIC) — 6KB
• image_005.jpg (GRAPHIC) — 65KB
• image_006.jpg (GRAPHIC) — 59KB
• 0001079973-24-001746.txt ( ) — 268KB

SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT

SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT 6 OTHER MATTERS 8 DOLPHIN ENTERTAINMENT, INC. 150 Alhambra Circle, Suite 1200 Coral Gables, Florida 33134 ———————————————————————————— PROXY STATEMENT ———————————————————————————— Proxy Statement for Special Meeting of Shareholders to be held on January 21, 2025. You are receiving this proxy statement because as of December 23, 2024 (the “ Record Date ”), you owned shares of common stock of Dolphin Entertainment, Inc., a Florida corporation (referred to as “ we ”, “ us ” or the “ Company ”), entitling you to vote at the Special Meeting. Our Board of Directors (the “ Board ”) is soliciting proxies from shareholders as of the Record Date who wish to vote at the meeting. By use of a proxy, you can vote even if you do not attend the Special Meeting. This proxy statement describes the matters on which you are being asked to vote and provides information on those matters so that you can make an informed decision. ———————————————————————————— QUESTIONS AND ANSWERS ABOUT OUR SPECIAL MEETING ———————————————————————————— Q: When and where will the Special Meeting take place? A: The Special Meeting will be held on January 21, 2025 at 10:00 a.m., EDT, at 200 South Biscayne Blv

SECURITY OWNERSHIP OF CERTAIN BENEFICIAL

SECURITY OWNERSHIP OF CERTAIN BENEFICIAL ———————————————————————————— The table below shows the beneficial held by each of our directors and named executive officers, all directors and executive officers as a group and each person known to us to be the beneficial owner of more than 5% of our outstanding common stock and 5% of our Series C. The percentages in the table below are based on 11,162,026 shares of common stock outstanding and 50,000 shares of Series C outstanding as of December 19, 2024. Shares of common stock issuable upon conversion of the Series C are not included in such calculation as a result of the Stock Restriction Agreement entered into between the Company and the holder of the Series C pursuant to which the conversion of the Series C is prohibited until such time as a majority of the independent directors of the Board approves the removal of the prohibition. The Stock Restriction Agreement also prohibits the sale or other transfer of the Series C until such transfer is approved by a majority of the independent directors of the Board. The Stock Restriction Agreement shall terminate upon a Change of Control (as such term is defined in the Stock Restriction Agreement) of the Company. Beneficial ownership is determined in accordance with Rule 13d-3 promulgated under the Exchange Act. Except as indicated by footnote and subject to community property laws, where applicable, to our knowledge the persons named in the table below have sole voting and investment power with respect to all shares of common stock that are shown as beneficially owned by them. In computing the number of shares owned by a person and the percentage ownership of

View Full Filing

View this DEF 14A filing on SEC EDGAR