Western Asset Mortgage Opportunity Fund Inc. (DMO) — SEC Filings
Western Asset Mortgage Opportunity Fund Inc. (DMO) — 4 SEC filings. Latest: DEF 14A (Sep 16, 2025). Includes 2 DEF 14A, 1 8-K, 1 SC 13G/A.
View Western Asset Mortgage Opportunity Fund Inc. on SEC EDGAR
Overview
Western Asset Mortgage Opportunity Fund Inc. (DMO) is a publicly traded company tracked on ReadTheFiling. The most recent enriched filing is a DEF 14A filed on Sep 16, 2025: Western Asset Mortgage Opportunity Fund Inc. (DMO) has filed a DEF 14A proxy statement for its Annual Meeting of Stockholders on October 17, 2025, at One Madison Avenue, New York. Key proposals include the election of three Class III Directors to serve until the 2028 Annual Meeting and the ratificat
Sentiment Summary
Across 4 filings, the sentiment breakdown is: 4 neutral. The dominant filing sentiment for Western Asset Mortgage Opportunity Fund Inc. is neutral.
Filing Type Overview
Western Asset Mortgage Opportunity Fund Inc. (DMO) has filed 2 DEF 14A, 1 8-K, 1 SC 13G/A with the SEC between Jan 2024 to Sep 2025.
Filings by Year
Recent SEC Filings (4)
| Date | Form | Description | Risk |
|---|---|---|---|
| Sep 16, 2025 | DEF 14A | DMO Sets Oct. 17 Annual Meeting; Board Seeks Re-election of Three Directors | low |
| Nov 20, 2024 | 8-K | Western Asset Mortgage Opportunity Fund Inc. Files 8-K | low |
| Sep 17, 2024 | DEF 14A | Western Asset Mortgage Opportunity Fund Inc. Files Proxy Statement | low |
| Jan 12, 2024 | SC 13G/A | First Trust Portfolios Amends Western Asset Mortgage Fund Stake |
Risk Profile
Risk Assessment: Of DMO's 3 recent filings, 0 were flagged as high-risk, 0 as medium-risk, and 3 as low-risk. The overall risk profile suggests relatively low risk with generally favorable filings.
Key Executives
- Robert D. Agdern
- Eileen A. Kamerick
- Peter Mason
- Marc A. De Oliveira
- Mitchell O'Brien
Industry Context
Western Asset Mortgage Opportunity Fund Inc. operates within the closed-end fund sector, specifically focusing on mortgage-related securities. This sector is influenced by interest rate movements, housing market conditions, and the broader economic environment. Competition exists among various asset managers offering similar investment strategies, with differentiation often based on expertise in specific asset classes and performance track records.
Top Tags
Proxy Statement (1) · Board of Directors (1) · Corporate Governance (1) · Shareholder Meeting (1) · Auditor Ratification (1) · Closed-End Fund (1) · Mortgage Opportunity (1) · corporate-action (1) · filing (1) · financials (1)
Key Numbers
| Metric | Value | Context |
|---|---|---|
| Annual Meeting Date | October 17, 2025 | Date of the Annual Meeting of Stockholders |
| Record Date | August 29, 2025 | Date for determining stockholders entitled to vote |
| Shares of Common Stock Outstanding | 11,389,525 | Total shares entitled to vote as of the Record Date |
| Class III Directors | 3 | Number of directors nominated for election |
| Term Expiration Year | 2028 | Year Class III Directors' terms expire if elected |
| Portfolios Overseen | 21 | Number of portfolios in the Fund Complex overseen by each nominated director |
| Birth Year | 1950 | Robert D. Agdern's birth year |
| Chair Appointment Date | November 15, 2024 | Date Eileen A. Kamerick became Chair of the Board |
| SEC File Number | 811-22369 | Identifies the company's filing with the SEC. |
| I.R.S. Employer Identification No. | 27-1573139 | Company's tax identification number. |
| Fiscal Year End | 20241018 | The proxy statement is for the fiscal year ending on this date. |
| Filing Date | 20240917 | The definitive proxy statement was filed on this date. |
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Frequently Asked Questions
What are the latest SEC filings for Western Asset Mortgage Opportunity Fund Inc. (DMO)?
Western Asset Mortgage Opportunity Fund Inc. has 4 recent SEC filings from Jan 2024 to Sep 2025, including 2 DEF 14A, 1 8-K, 1 SC 13G/A. Each filing includes an AI-generated plain-English summary.
What is the overall sentiment of DMO filings?
Across 4 filings, the sentiment breakdown is: 4 neutral. The dominant sentiment is neutral.
Where can I find Western Asset Mortgage Opportunity Fund Inc. SEC filings explained simply?
ReadTheFiling provides AI-powered plain-English summaries of all Western Asset Mortgage Opportunity Fund Inc. (DMO) SEC filings, including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and insider trades.
What are the key financial highlights for Western Asset Mortgage Opportunity Fund Inc.?
Financial highlights for Western Asset Mortgage Opportunity Fund Inc. are available when 10-K or 10-Q filings are enriched with AI analysis. Check back as new filings are processed.
What is the investment thesis for DMO?
The investment thesis for DMO includes bull, base, and bear case scenarios derived from AI analysis of recent SEC filings.
Who are the key executives at Western Asset Mortgage Opportunity Fund Inc.?
Key executives identified across Western Asset Mortgage Opportunity Fund Inc.'s filings include Robert D. Agdern, Eileen A. Kamerick, Peter Mason, Marc A. De Oliveira, Mitchell O'Brien.
What are the main risk factors for Western Asset Mortgage Opportunity Fund Inc. stock?
Of DMO's 3 assessed filings, 0 were flagged high-risk, 0 medium-risk, and 3 low-risk.
What are recent predictions and forward guidance from Western Asset Mortgage Opportunity Fund Inc.?
Forward guidance and predictions for Western Asset Mortgage Opportunity Fund Inc. are extracted from SEC filings as they are enriched.