Dominari Holdings Inc. Files Definitive Proxy Statement
Ticker: DOMH · Form: DEF 14A · Filed: Sep 25, 2024 · CIK: 12239
| Field | Detail |
|---|---|
| Company | Dominari Holdings INC. (DOMH) |
| Form Type | DEF 14A |
| Filed Date | Sep 25, 2024 |
| Risk Level | low |
| Pages | 16 |
| Reading Time | 19 min |
| Sentiment | neutral |
Sentiment: neutral
Topics: proxy-statement, governance, regulatory-filing
TL;DR
Dominari Holdings (DOMH) filed its DEF 14A. Get ready for shareholder votes.
AI Summary
Dominari Holdings Inc. (formerly Aikido Pharma Inc. and SPHERIX INC) filed a Definitive Proxy Statement (DEF 14A) on September 25, 2024, for its fiscal year ending December 31. The company, located at 725 Fifth Avenue, New York, NY, operates in the security brokers, dealers & flotation companies sector. The filing is related to the 1934 Act and has SEC file number 001-41845.
Why It Matters
This filing provides shareholders with crucial information regarding company governance and upcoming shareholder votes, impacting their investment decisions.
Risk Assessment
Risk Level: low — This is a routine regulatory filing (DEF 14A) and does not contain new financial performance data or significant corporate actions.
Key Numbers
- 20241106 — Report Date (The filing is for the period ending November 6, 2024.)
- 20240925 — Filing Date (The definitive proxy statement was filed on September 25, 2024.)
- 1231 — Fiscal Year End (Dominari Holdings Inc.'s fiscal year ends on December 31.)
Key Players & Entities
- Dominari Holdings Inc. (company) — Registrant
- Aikido Pharma Inc. (company) — Former Company Name
- SPHERIX INC (company) — Former Company Name
- 725 Fifth Avenue (location) — Business Address
- New York (location) — Business Address City
- 10022 (location) — Business Address Zip
- 001-41845 (filing_id) — SEC File Number
FAQ
What is the primary purpose of a DEF 14A filing?
A DEF 14A filing, or Definitive Proxy Statement, is used to solicit shareholder votes on important corporate matters, such as the election of directors or executive compensation.
What were Dominari Holdings Inc.'s previous names?
Dominari Holdings Inc. was formerly known as AIkido Pharma Inc. and Aikido Pharma Inc., and prior to that, SPHERIX INC.
Where is Dominari Holdings Inc. headquartered?
Dominari Holdings Inc. is located at 725 Fifth Avenue, 22nd Floor, New York, NY 10022.
What is the SEC file number for this filing?
The SEC file number for this filing is 001-41845.
What is the SIC code for Dominari Holdings Inc.?
The Standard Industrial Classification (SIC) code for Dominari Holdings Inc. is 6211, which corresponds to Security Brokers, Dealers & Flotation Companies.
Filing Stats: 4,772 words · 19 min read · ~16 pages · Grade level 11.7 · Accepted 2024-09-25 16:15:29
Filing Documents
- ea0215581-def14a_dominari.htm (DEF 14A) — 352KB
- image_001.jpg (GRAPHIC) — 6KB
- image_002.jpg (GRAPHIC) — 22KB
- image_003.jpg (GRAPHIC) — 20KB
- image_004.jpg (GRAPHIC) — 1311KB
- image_005.jpg (GRAPHIC) — 923KB
- 0001213900-24-081809.txt ( ) — 3495KB
Executive Compensation
Executive Compensation 12 Beneficial Ownership of our Capital Stock by Certain Beneficial Owners and Management 20 Certain Relationships and Related Transactions, and Director Independence 22 Report of the Audit Committee 22 Proposals Proposal No. 1: Election of Directors 23 Proposal No. 2: Ratification of the Appointment of Independent Registered Public Accounting Firm for the Fiscal Year Ended December 31, 2024 26 Fees Paid to Auditor 26 Policy on Audit Committee Pre-Approval of Audit and Permissible Non-Audit Services of Independent Auditors 26 Proposal No. 3: Approval of an Amendment to our Amended and Restated Certificate of Incorporation to Provide for Officer Exculpation 27 Proposal No. 4: Approval of an Amendment to our Amended and Restated Certificate of Incorporation to Add an Exclusive Forum Provision 29 Other Business 31 Documents Incorporated by Reference 31 i Dominari Holdings Inc. 725 5 th Avenue, 22 nd Floor New York, New York 10022 (212) 393-4540 PROXY STATEMENT FOR 2024 ANNUAL MEETING OF STOCKHOLDERS November 6, 2024 Important Notice Regarding the Availability of Proxy Materials for the 2024 Annual Meeting of Stockholders to be held on November 6, 2024 : The Notice of the 2024 Annual Meeting of Stockholders, this Proxy Statement, including the proxy card, and our annual report on Form 10-K for the fiscal year ended December 31, 2023 (the “2023 Annual Report”) are available at www.proxyvote.com . Your proxy is solicited by our Board of Directors (the “Board”) for our 2024 Annual Meeting of Stockholders (the “2024 Annual Meeting”), to be held on November 6, 2024, at 11:00 a.m. Eastern Time/8:00 a.m. Pacific Time. The 2024 Annual Meeting will be a “virtual meeting” of stockholders, which will be conducted exclusively online via live audio webcast. The Company’s principal executive office is located at 725 5 th Avenue, 22 nd Floor, New