Duke Energy Files 8-K: Financial Statements & Exhibits

TL;DR

Duke Energy filed an 8-K on 4/12/24 for financial statements and exhibits. No major news.

AI Summary

On April 12, 2024, Duke Energy Corp. filed an 8-K report. The filing primarily concerns financial statements and exhibits, with no specific material events or other significant business updates detailed in the provided text. It confirms the company's reporting period and filing date.

Why It Matters

This filing indicates routine financial reporting by Duke Energy, providing transparency to investors regarding their financial statements and exhibits.

Risk Assessment

Risk Level: low — The filing is a standard 8-K for financial statements and exhibits, not indicating any new risks or material changes.

Key Players & Entities

• Duke Energy CORP (company) — Filer
• April 12, 2024 (date) — Date of earliest event reported
• 525 SOUTH TRYON STREET (address) — Business and Mail Address
• CHARLOTTE (city) — Business and Mail City
• NC (state) — Business and Mail State
• 28202-1803 (zip_code) — Business and Mail Zip

FAQ

Key Financial Figures

• $0.001 — Duke Energy Corporation Common Stock, $0.001 par value DUK New York Stock Exchan

Filing Documents

• tm2411031d5_8k.htm (8-K) — 39KB
• tm2411031d5_ex4-1.htm (EX-4.1) — 130KB
• tm2411031d5_ex5-1.htm (EX-5.1) — 20KB
• tm2411031d5_ex99-1.htm (EX-99.1) — 232KB
• tm2411031d5_8kimg001.jpg (GRAPHIC) — 13KB
• 0001104659-24-046618.txt ( ) — 770KB
• duk-20240412.xsd (EX-101.SCH) — 4KB
• duk-20240412_def.xml (EX-101.DEF) — 27KB
• duk-20240412_lab.xml (EX-101.LAB) — 40KB
• duk-20240412_pre.xml (EX-101.PRE) — 26KB
• tm2411031d5_8k_htm.xml (XML) — 9KB

01. Other Events

Item 8.01. Other Events. On April 12, 2024, Duke Energy Corporation (the "Company") consummated the issuance and sale of the securities described below pursuant to an underwriting agreement, dated April 9, 2024 (the "Underwriting Agreement"), with Banco Santander, S.A., Barclays Bank PLC, BNP Paribas and MUFG Securities EMEA plc, as representatives of the several underwriters named therein (the "Underwriters"), pursuant to which the Company agreed to issue and sell to the Underwriters 750,000,000 aggregate principal amount of the Company's 3.75% Senior Notes due 2031 (the "Securities"). The Securities were sold to the Underwriters at a discount to their principal amount. The Securities were issued pursuant to an Indenture, dated as of June 3, 2008 (the "Indenture"), by and between the Company and The Bank of New York Mellon Trust Company, N.A., as trustee (the "Trustee"), as amended and supplemented by various supplemental indentures thereto, including the Thirty-second Supplemental Indenture, dated as of April 12, 2024 (the "Supplemental Indenture"), between the Company and the Trustee. The disclosure in this Item 8.01 is qualified in its entirety by the provisions of the Indenture, the Supplemental Indenture, together with the form of global note evidencing the Securities included therein, is filed as Exhibit 4.1 hereto, and the Underwriting Agreement, which is filed as Exhibit 99.1 hereto. Such exhibits are incorporated herein by reference. Also, in connection with the issuance and sale of the Securities, the Company is filing a legal opinion regarding the validity of the Securities as Exhibit 5.1 to this Form 8-K for the purpose of incorporating such opinion into the Company's Registration Statement on Form S-3, No. 333-267583.

01. Financial Statements and Exhibits

Item 9.01. Financial Statements and Exhibits. (d) Exhibits. 4.1 Thirty-second Supplemental Indenture, dated as of April 12, 2024, to the indenture, dated as of June 3, 2008, between the Company and The Bank of New York Mellon Trust Company, N.A., as Trustee, and form of global note included therein 5.1 Opinion of Robert T. Lucas III regarding validity of the Securities 23.1 Consent of Robert T. Lucas III (included as part of Exhibit 5.1) 99.1 Underwriting Agreement, dated April 9, 2024, among the Company and Banco Santander, S.A., Barclays Bank PLC, BNP Paribas and MUFG Securities EMEA plc, as representatives of the several underwriters named therein 104 Cover Page Interactive Data file (the Cover Page Interactive Data file is embedded within the Inline XBRL document) 2 SIGNATURE Pursuant to the requirements of the Securities and Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. DUKE ENERGY CORPORATION Date: April 12, 2024 By: /s/ Robert T. Lucas III Name: Robert T. Lucas III Title: Assistant Corporate Secretary 3

View Full Filing

View this 8-K filing on SEC EDGAR