Duos Technologies Group Files 8-K Report

TL;DR

DUO filed an 8-K on 9/30/24 covering shareholder votes and financials.

AI Summary

On September 30, 2024, Duos Technologies Group, Inc. filed an 8-K report detailing the submission of matters to a vote of security holders and financial statements. The filing includes information related to their fiscal year end of December 31st and their incorporation in Florida.

Why It Matters

This 8-K filing provides an update on corporate governance matters and financial reporting for Duos Technologies Group, Inc., which is important for investors to stay informed about the company's status.

Risk Assessment

Risk Level: low — This filing is a routine corporate disclosure and does not appear to contain significant new risks.

Key Players & Entities

• DUOS TECHNOLOGIES GROUP, INC. (company) — Registrant
• September 30, 2024 (date) — Date of earliest event reported
• Florida (location) — State of Incorporation
• 7660 CENTURION PARKWAY (address) — Business Address

FAQ

Key Financial Figures

• $0.001 — ch registered Common Stock (par value $0.001 per share) DUOT The Nasdaq Stock Ma

Filing Documents

• duot_8k.htm (8-K) — 40KB
• 0001553350-24-000163.txt ( ) — 212KB
• duot-20240930.xsd (EX-101.SCH) — 3KB
• duot-20240930_lab.xml (EX-101.LAB) — 33KB
• duot-20240930_pre.xml (EX-101.PRE) — 24KB
• duot_8k_htm.xml (XML) — 4KB

07 Submission of Matters to a Vote of Security Holders

Item 5.07 Submission of Matters to a Vote of Security Holders On September 30, 2024, Duos Technologies Group, Inc. (the "Company") held its 2024 annual meeting of stockholders (the "Annual Meeting"). The record date (the "Record Date") for the Annual Meeting was August 5, 2024. As of the Record Date, the Company had issued and outstanding 7,689,969 shares of common stock, par value $0.001 per share (the "Common Stock"), 1,399 shares of Series D Convertible Preferred Stock, par value $0.001 per share (the "Series D Preferred Stock"), and 13,625 shares of Series E Convertible Preferred Stock, par value $0.001 per share (the "Series E Preferred Stock"). Represented at the Annual Meeting, in person or by proxy, were the holders of 6,020,282 shares of Common Stock, 1,399 shares of Series D Preferred Stock and 13,500 shares of Series E Preferred Stock, thereby constituting a quorum. Each share of Common Stock had one vote. Each share of Series D Preferred Stock had 333 votes, up to the applicable beneficial ownership limitation, which is 4.99% in some cases and 19.99% in others. Each share of Series E Preferred Stock had 333 votes, subject to the applicable beneficial ownership limitation, which is 19.99%. Because of the beneficial ownership limitations applicable to specific holders of the Series D Preferred Stock and Series E Preferred Stock, the total votes eligible to be cast at the Annual Meeting were 351,334 for the shares of Series D Preferred Stock and none for the shares of Series E Preferred Stock. The matters that were voted on at the Annual Meeting, and the number of votes cast for or against/withheld, as well as the number of abstentions as to such matters, where applicable, are set forth below. Of the shares of Common Stock present at the Annual Meeting, 1,840,170 shares were broker non-votes, and were not included in any of the figures below, except for the vote in favor of the ratification of the appointment of Salberg & Company, P.A. as our independen

01 Financial Statements and Exhibits

Item 9.01 Financial Statements and Exhibits. (d) Exhibits Exhibit No. Description of Exhibit 104 Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101)

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized. DUOS TECHNOLOGIES GROUP, INC. Dated: October 3, 2024 By: /s/ Adrian G. Goldfarb Adrian G. Goldfarb Chief Financial Officer

View Full Filing

View this 8-K filing on SEC EDGAR