Duos Technologies Group Files 8-K with Material Agreement

TL;DR

DUO filed an 8-K for a material agreement, check it out.

AI Summary

On September 2, 2025, Duos Technologies Group, Inc. filed an 8-K report detailing a material definitive agreement. The filing also includes financial statements and exhibits. The company is incorporated in Florida and its fiscal year ends on December 31.

Why It Matters

This filing indicates a significant new agreement for Duos Technologies Group, which could impact its future financial performance and strategic direction.

Risk Assessment

Risk Level: medium — Material definitive agreements can introduce new risks and opportunities that may affect the company's financial health and stock price.

Key Players & Entities

• Duos Technologies Group, Inc. (company) — Registrant
• September 2, 2025 (date) — Date of earliest event reported
• Florida (location) — State of Incorporation
• 650493217 (number) — EIN

FAQ

Key Financial Figures

• $0.001 — ch registered Common Stock (par value $0.001 per share) DUOT The Nasdaq Stock Ma
• $36.9 million — ck"), for net proceeds of approximately $36.9 million. The Common Stock was offered and sold
• $6 — n Stock at the public offering price of $6.00, less underwriting discounts and com
• $4.7 million — enerating net proceeds of approximately $4.7 million. The Over-Allotment Option closed on Se

Filing Documents

• duot_8k.htm (8-K) — 27KB
• ex5x1.htm (EX-5.1) — 10KB
• image_001.jpg (GRAPHIC) — 5KB
• 0001079973-25-001412.txt ( ) — 209KB
• duot-20250902.xsd (EX-101.SCH) — 3KB
• duot-20250902_lab.xml (EX-101.LAB) — 33KB
• duot-20250902_pre.xml (EX-101.PRE) — 22KB
• duot_8k_htm.xml (XML) — 4KB

01 Entry Into a Material Definitive Agreement

Item 1.01 Entry Into a Material Definitive Agreement As previously reported, on August 1, 2025, Duos Technologies Group, Inc. (the "Company") closed its public offering of 6,666,667 shares of common stock, par value $0.001 per share (the "Common Stock"), for net proceeds of approximately $36.9 million. The Common Stock was offered and sold by the Company pursuant to an underwriting agreement (the "Agreement") between the Company and Titan Partners Group LLC, a division of American Capital Partners, LLC, as sole bookrunner (the "Underwriter"), that was entered into on July 30, 2025. The Company also issued the Underwriter a warrant to purchase 333,334 shares of Common Stock. Under the Agreement, the Underwriter also had a 30-day option (the "Over-Allotment Option") to purchase from the Company an additional 838,851 shares of Common Stock at the public offering price of $6.00, less underwriting discounts and commissions, to cover over-allotments. The Agreement and a form of the underwriter warrant are filed as Exhibits 1.1 and 4.1, respectively, to this Current Report on Form 8-K and are incorporated herein by reference. The Underwriter exercised the Over-Allotment Option in full to purchase 838,851 shares of Common Stock, generating net proceeds of approximately $4.7 million. The Over-Allotment Option closed on September 2, 2025. In connection with the exercise of the Over-Allotment Option, the Company issued the Underwriter an additional warrant to purchase 41,942 shares of Common Stock. The legal opinion and consent of Shutts & Bowen LLP relating to the shares of Common Stock issuable under the Over-Allotment Option is filed as Exhibit 5.1 to this Current Report on Form 8-K and is incorporated herein by reference.

01 Financial Statements and Exhibits

Item 9.01 Financial Statements and Exhibits. (d) Exhibits. Exhibit No. Description of Exhibit 1.1

Underwriting

Underwriting Agreement, dated July 30, 2025, between Duos Technologies Group, Inc. and Titan Partners Group LLC, a division of American Capital Partners, LLC (incorporated herein by reference to Exhibit 1.1 to the Company's Current Report on Form 8-K filed with the Securities and Exchange Commission on August 1, 2025) 4.1 Form of Underwriter Warrant (incorporated herein by reference to Exhibit 4.1 to the Company's Current Report on Form 8-K filed with the Securities and Exchange Commission on August 1, 2025) 5.1 Opinion of Shutts & Bowen LLP 23.1 Consent of Shutts & Bowen LLP (included in Exhibit 5.1) 104 Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101)

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized. DUOS TECHNOLOGIES GROUP, INC. Dated: September 2, 2025 By: /s/ Adrian G. Goldfarb Adrian G. Goldfarb Chief Financial Officer

View Full Filing

View this 8-K filing on SEC EDGAR