Dunxin Financial Holdings Ltd. Private Placement

TL;DR

DXF did a private placement with non-US buyers on Jan 8, details TBD.

AI Summary

On January 8, 2025, Dunxin Financial Holdings Ltd. entered into a securities purchase agreement (SPA) with certain "non-U.S. Persons" identified as "Purchasers" for a private placement. The filing does not specify the dollar amounts or the exact number of securities involved in this transaction.

Why It Matters

This private placement could impact the company's capital structure and ownership, potentially affecting its financial flexibility and future strategic decisions.

Risk Assessment

Risk Level: medium — The lack of specific financial details in the filing regarding the private placement introduces uncertainty about its impact.

Key Players & Entities

• Dunxin Financial Holdings Ltd (company) — Registrant
• January 8, 2025 (date) — Date of SPA
• non-U.S. Persons (person) — Purchasers in SPA

FAQ

Key Financial Figures

• $0.00005 — rdinary Share of the Company, par value $0.00005 per share (" Share "), at a price of $0
• $0.3 million — gregate purchase price of approximately $0.3 million (the " Offering "). The net proceeds to

Filing Documents

• dxf_6k.htm (6-K) — 13KB
• dxf_ex991.htm (EX-99.1) — 234KB
• 0001477932-25-000146.txt ( ) — 248KB

From the Filing

dxf_6k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 or 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of January 2025 Commission file number: 001-34958 DUNXIN FINANCIAL HOLDINGS LIMITED 23rd Floor, Lianfa International Building 128 Xudong Road, Wuchang District Wuhan City, Hubei Province 430063 People's Republic of China (Address of Principal Executive Offices) Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40- F. Form 20-F Form 40-F Entry into Material Definitive Agreements Private Placement On January 8, 2025, the Company entered into certain securities purchase agreement (the " SPA ") with certain "non-U.S. Persons" (the " Purchasers ") as defined in Regulation S of the Securities Act of 1933, as amended (the " Securities Act ") pursuant to which the Company agreed to sell up to an aggregate of 6,000,000,000 restricted Class A ordinary Share of the Company, par value $0.00005 per share (" Share "), at a price of $0.00005 per Unit for an aggregate purchase price of approximately $0.3 million (the " Offering "). The net proceeds to the Company from such Offering shall be used by the Company for working capital and general corporate purposes. The parties to the SPA have each made customary representations, warranties and covenants, including, among other things, (a) the Purchasers are "non-U.S. Persons" as defined in Regulation S and are acquiring the Shares for the purpose of investment, (d) the absence of any undisclosed material adverse effects, and (e) the absence of legal proceedings that affect the completion of the transaction contemplated by the SPA. The forms of the SPA is furnished as Exhibit 99.1 to this Form 6-K and such document is incorporated herein by reference. The foregoing is only a brief description of the material terms of the SPA, and does not purport to be a complete description of the rights and obligations of the parties thereunder and is qualified in its entirety by reference to such exhibit. Exhibits. Exhibits . Exhibit No. Description 99.1 Form of Securities Purchase Agreement 2 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. Dunxin Financial Holdings Limited Date: January 10, 2025 By: /s/ Longwen (Stanley) He Name: Longwen (Stanley) He Title: Chief Executive Officer 3

View Full Filing

View this 6-K filing on SEC EDGAR