Eason Technology Receives NYSE Listing Rule Notice

TL;DR

NYSE sent Eason Technology a notice for failing a listing rule - could be delisted.

AI Summary

Eason Technology Limited received a notice on October 14, 2025, regarding a failure to satisfy a continued listing rule from the NYSE. The company's principal executive offices are located in Hong Kong.

Why It Matters

This notice indicates potential delisting from the NYSE, which could significantly impact the company's stock liquidity and investor confidence.

Risk Assessment

Risk Level: high — A notice of failure to satisfy a continued listing rule from the NYSE poses a significant risk of delisting, which can severely impact the company's market presence and stock value.

Key Players & Entities

• Eason Technology Limited (company) — Filer of the 6-K report and recipient of the NYSE notice.
• NYSE (company) — The stock exchange that issued the notice to Eason Technology.
• October 14, 2025 (date) — Date Eason Technology received the NYSE notice.

FAQ

Key Financial Figures

• $3.8 million — ity of RMB 28 million (approximately USD$3.8 million based on an exchange rate of RMB 7.2993
• $1.00 — on an exchange rate of RMB 7.2993 to US$1.00) as of December 31, 2024, and losses fr

Filing Documents

• dxf_6k.htm (6-K) — 13KB
• dxf_ex991.htm (EX-99.1) — 7KB
• 0001477932-25-007659.txt ( ) — 21KB

From the Filing

dxf_6k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 or 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of October 2025 Commission file number: 001-34958 EASON TECHNOLOGY LIMITED Room 612, 6/F, KaiYue Comm Building, No. 2C, Argyle Street, Mongkok Kowloon, Hong Kong, People's Republic of China (Address of Principal Executive Offices) Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40- F. Form 20-F Form 40-F Notice of Failure to Satisfy a Continued Listing Rule On October 14, 2025, Eason Technology Limited ("Eason Technology" or the "Company") received a notice from NYSE Regulation indicating that the Company is not in compliance with the continued listing standards of NYSE American LLC ("NYSE American" or the "Exchange"). The Company is below compliance with Section 1003(a)(ii) of the NYSE American Company Guide (the "Company Guide") since it reported stockholders' equity of RMB 28 million (approximately USD$3.8 million based on an exchange rate of RMB 7.2993 to US$1.00) as of December 31, 2024, and losses from continuing operations and/or net losses in three of its four most recent fiscal years ended December 31, 2024 (the "Deficiency"). The Company is also not currently eligible for any exemption in Section 1003(a) of the Company Guide from the stockholders' equity requirements. The Company is now subject to the procedures and requirements set forth in Section 1009 of the Company Guide. In connection with its Deficiency, the Company must submit a plan by November 13, 2025 ("Plan Due Date"), advising of actions it has taken or will take to regain compliance with the continued listing standards by April 14, 2027 ("Compliance Deadline"). If the Company does not submit a compliance plan or if the plan is not accepted, delisting proceedings will commence. Furthermore, if the plan is accepted but the Company is not in compliance with the continued listing standards by the Compliance Deadline, or if the Company does not make progress consistent with the plan during the plan period, Exchange staff will initiate delisting proceedings as appropriate. The Company may appeal a staff delisting determination in accordance with Section 1010 and Part 12 of the Company Guide. This delinquency notice has no immediate impact on the listing of the Company's ADSs, which will continue to be listed and traded on the NYSE American during the cure period subject to continued compliance with the other listing requirements of the NYSE American. On October 20, 2025, the Company issued a press release announcing receipt of the delinquency notice. A copy of the press release is furnished hereto as Exhibit 99.1 and is incorporated herein by reference. 2 Exhibit Index Exhibit No. Description 99.1 Press Release 3 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. Eason Technology Limited Date: October 20, 2025 By: /s/ Longwen (Stanley) He Name: Longwen (Stanley) He Title: Chief Executive Officer 4

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View this 6-K filing on SEC EDGAR