Virtus Stone Harbor Emerging Markets Income Fund Files DEF 14A
Ticker: EDF · Form: DEF 14A · Filed: Apr 9, 2024 · CIK: 1501103
| Field | Detail |
|---|---|
| Company | Virtus Stone Harbor Emerging Markets Income Fund (EDF) |
| Form Type | DEF 14A |
| Filed Date | Apr 9, 2024 |
| Risk Level | low |
| Pages | 16 |
| Reading Time | 20 min |
| Key Dollar Amounts | $25.00 |
| Sentiment | neutral |
Sentiment: neutral
Topics: DEF 14A, Virtus Stone Harbor, Emerging Markets Income Fund, SEC Filing, Proxy Statement
TL;DR
<b>Virtus Stone Harbor Emerging Markets Income Fund has filed a DEF 14A.</b>
AI Summary
Virtus Stone Harbor Emerging Markets Income Fund (EDF) filed a Proxy Statement (DEF 14A) with the SEC on April 9, 2024. The filing is a DEF 14A for Virtus Stone Harbor Emerging Markets Income Fund. The fund's fiscal year ends on November 30. The filing was made on April 9, 2024. The fund is incorporated in Massachusetts (MA). The business and mailing address is 101 Munson Street, Greenfield, MA 01301.
Why It Matters
For investors and stakeholders tracking Virtus Stone Harbor Emerging Markets Income Fund, this filing contains several important signals. This filing indicates a significant corporate action or disclosure event for the fund, requiring shareholder attention. Shareholders should review the DEF 14A for details on proxy solicitations, annual meetings, or other important governance matters.
Risk Assessment
Risk Level: low — Virtus Stone Harbor Emerging Markets Income Fund shows low risk based on this filing. The filing is a routine DEF 14A, which typically contains standard disclosures and does not inherently signal significant financial distress or operational issues.
Analyst Insight
Review the DEF 14A filing for specific details regarding the fund's operations, governance, and any proposals requiring shareholder vote.
Key Numbers
- DEF 14A — Form Type (Type of filing)
- 2024-04-09 — Filing Date (Date the filing was submitted)
- 1130 — Fiscal Year End (End date of the fund's fiscal year)
Key Players & Entities
- Virtus Stone Harbor Emerging Markets Income Fund (company) — Filer of the DEF 14A
- 101 Munson Street (location) — Business and mailing address
- Greenfield (location) — City of business and mailing address
- MA (location) — State of incorporation and business address
- 01301 (location) — ZIP code of business and mailing address
- 2024-04-09 (date) — Filing date
FAQ
When did Virtus Stone Harbor Emerging Markets Income Fund file this DEF 14A?
Virtus Stone Harbor Emerging Markets Income Fund filed this Proxy Statement (DEF 14A) with the SEC on April 9, 2024.
What is a DEF 14A filing?
A DEF 14A is a definitive proxy statement sent to shareholders before annual meetings, covering executive compensation, board nominations, and shareholder votes. This particular DEF 14A was filed by Virtus Stone Harbor Emerging Markets Income Fund (EDF).
Where can I read the original DEF 14A filing from Virtus Stone Harbor Emerging Markets Income Fund?
You can access the original filing directly on the SEC's EDGAR system. The filing is publicly available and includes all exhibits and attachments submitted by Virtus Stone Harbor Emerging Markets Income Fund.
What are the key takeaways from Virtus Stone Harbor Emerging Markets Income Fund's DEF 14A?
Virtus Stone Harbor Emerging Markets Income Fund filed this DEF 14A on April 9, 2024. Key takeaways: The filing is a DEF 14A for Virtus Stone Harbor Emerging Markets Income Fund.. The fund's fiscal year ends on November 30.. The filing was made on April 9, 2024..
Is Virtus Stone Harbor Emerging Markets Income Fund a risky investment based on this filing?
Based on this DEF 14A, Virtus Stone Harbor Emerging Markets Income Fund presents a relatively low-risk profile. The filing is a routine DEF 14A, which typically contains standard disclosures and does not inherently signal significant financial distress or operational issues.
What should investors do after reading Virtus Stone Harbor Emerging Markets Income Fund's DEF 14A?
Review the DEF 14A filing for specific details regarding the fund's operations, governance, and any proposals requiring shareholder vote. The overall sentiment from this filing is neutral.
How does Virtus Stone Harbor Emerging Markets Income Fund compare to its industry peers?
The filing pertains to a closed-end investment fund focused on emerging markets income.
Are there regulatory concerns for Virtus Stone Harbor Emerging Markets Income Fund?
The DEF 14A filing is a requirement under the Securities Exchange Act of 1934 for companies soliciting proxies.
Industry Context
The filing pertains to a closed-end investment fund focused on emerging markets income.
Regulatory Implications
The DEF 14A filing is a requirement under the Securities Exchange Act of 1934 for companies soliciting proxies.
What Investors Should Do
- Analyze the content of the DEF 14A for any proposed changes or shareholder votes.
- Note the fund's fiscal year end of November 30 for future financial reporting context.
- Verify the fund's domicile and business address for compliance and contact information.
Key Dates
- 2024-04-09: Filing Date — Indicates the official submission of the DEF 14A document.
Year-Over-Year Comparison
This is a DEF 14A filing, which is a standard disclosure document. No comparative data from a previous filing is immediately apparent in this excerpt.
Filing Stats: 4,911 words · 20 min read · ~16 pages · Grade level 9.3 · Accepted 2024-04-09 17:21:03
Key Financial Figures
- $25.00 — ntitle its holder to one vote for every $25.00 in liquidation preference represented b
Filing Documents
- tm249378-1_def14a.htm (DEF 14A) — 935KB
- sg_jennifersfrommnew-bw.jpg (GRAPHIC) — 8KB
- tm249378d2_031224acvimg01.jpg (GRAPHIC) — 164KB
- tm249378d2_031224acvimg02.jpg (GRAPHIC) — 108KB
- tm249378d2_031224cbhimg01.jpg (GRAPHIC) — 162KB
- tm249378d2_031224cbhimg02.jpg (GRAPHIC) — 112KB
- tm249378d2_031224ncvimg01.jpg (GRAPHIC) — 162KB
- tm249378d2_031224ncvimg02.jpg (GRAPHIC) — 108KB
- tm249378d2_031224ncvprimg01.jpg (GRAPHIC) — 163KB
- tm249378d2_031224ncvprimg02.jpg (GRAPHIC) — 112KB
- tm249378d2_031224vgiimg01.jpg (GRAPHIC) — 161KB
- tm249378d2_031224vgiimg02.jpg (GRAPHIC) — 112KB
- tm249378d2_031224ztrimg01.jpg (GRAPHIC) — 160KB
- tm249378d2_031224ztrimg02.jpg (GRAPHIC) — 112KB
- tm249378d2_031824edfimg01.jpg (GRAPHIC) — 163KB
- tm249378d2_031824edfimg02.jpg (GRAPHIC) — 113KB
- tm249378d2_040124acvprimg01.jpg (GRAPHIC) — 164KB
- tm249378d2_040124acvprimg02.jpg (GRAPHIC) — 112KB
- tm249378d2_040124aioimg01.jpg (GRAPHIC) — 165KB
- tm249378d2_040124aioimg02.jpg (GRAPHIC) — 112KB
- tm249378d2_040124nczimg01.jpg (GRAPHIC) — 163KB
- tm249378d2_040124nczimg02.jpg (GRAPHIC) — 110KB
- tm249378d2_040124nczprimg01.jpg (GRAPHIC) — 163KB
- tm249378d2_040124nczprimg02.jpg (GRAPHIC) — 112KB
- tm249378d2_040124nfjimg01.jpg (GRAPHIC) — 163KB
- tm249378d2_040124nfjimg02.jpg (GRAPHIC) — 112KB
- tm249378d2_040124nieimg01.jpg (GRAPHIC) — 162KB
- tm249378d2_040124nieimg02.jpg (GRAPHIC) — 112KB
- 0001104659-24-045275.txt ( ) — 5864KB
From the Filing
DEF 14A 1 tm249378-1_def14a.htm DEF 14A tm249378-1_def14a - none - 7.2656591s UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant Filed by a Party other than the Registrant Check the appropriate box: Preliminary Proxy Statement Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)). Definitive Proxy Statement Definitive Additional Materials Soliciting Material Pursuant to 240.14a-12 VIRTUS ARTIFICIAL INTELLIGENCE & TECHNOLOGY OPPORTUNITIES FUND VIRTUS CONVERTIBLE & INCOME 2024 TARGET TERM FUND VIRTUS CONVERTIBLE & INCOME FUND VIRTUS CONVERTIBLE & INCOME FUND II VIRTUS DIVERSIFIED INCOME & CONVERTIBLE FUND VIRTUS DIVIDEND, INTEREST & PREMIUM STRATEGY FUND VIRTUS EQUITY & CONVERTIBLE INCOME FUND VIRTUS GLOBAL MULTI-SECTOR INCOME FUND VIRTUS STONE HARBOR EMERGING MARKETS INCOME FUND VIRTUS TOTAL RETURN FUND INC. (Name of Registrant as Specified in its Charter) (Name of Person(s) Filing Proxy Statement if other than the Registrant) Payment of Filing Fee (Check the appropriate box): No fee required. Fee paid previously with preliminary materials. Fee computed on table in exhibit required by Item 25(b) per Exchange Act Rules 14a6(i)(1) and 0-11 VIRTUS ARTIFICIAL INTELLIGENCE & TECHNOLOGY OPPORTUNITIES FUND VIRTUS CONVERTIBLE & INCOME 2024 TARGET TERM FUND VIRTUS CONVERTIBLE & INCOME FUND VIRTUS CONVERTIBLE & INCOME FUND II VIRTUS DIVERSIFIED INCOME & CONVERTIBLE FUND VIRTUS DIVIDEND, INTEREST & PREMIUM STRATEGY FUND VIRTUS EQUITY & CONVERTIBLE INCOME FUND VIRTUS GLOBAL MULTI-SECTOR INCOME FUND VIRTUS STONE HARBOR EMERGING MARKETS INCOME FUND VIRTUS TOTAL RETURN FUND INC. 101 Munson Street Greenfield, MA 01301-9668 NOTICE OF JOINT ANNUAL MEETING OF SHAREHOLDERS To be held on June 3, 2024 Notice is hereby given to the shareholders of Virtus Artificial Intelligence & Technology Opportunities Fund ("AIO"), Virtus Convertible & Income 2024 Target Term Fund ("CBH"), Virtus Convertible & Income Fund ("NCV"), Virtus Convertible & Income Fund II ("NCZ"), Virtus Diversified Income & Convertible Fund ("ACV"), Virtus Dividend, Interest & Premium Strategy Fund ("NFJ") and Virtus Equity & Convertible Income Fund ("NIE"), each a Massachusetts business trust, Virtus Global Multi-Sector Income Fund ("VGI"), a Delaware statutory trust, Virtus Stone Harbor Emerging Markets Income Fund ("EDF"), a Massachusetts business trust, and Virtus Total Return Fund Inc. ("ZTR"), a Maryland corporation* (each of AIO, CBH, NCV, NCZ, ACV, NFJ, NIE, VGI, EDF and ZTR, a "Fund" and collectively, the "Funds"), that the Joint Annual Meeting of Shareholders of the Funds (the "Annual Meeting") will be held on June 3, 2024 at 3:30 p.m. Eastern Time. The Annual Meeting will be held in a virtual meeting format only and will be conducted exclusively by webcast. You will be able to attend and participate in the Annual Meeting online, vote your shares electronically and submit your questions prior to and during the meeting by visiting: www.meetnow.global/MSJQNWR on June 3, 2024 at 3:30 p.m. Eastern Time and entering the control number found in the shaded box of your proxy card. You will not be able to attend the meeting physically. The Annual Meeting is being held for the following purposes: * The members of the Board of ZTR are directors, as that Fund is organized as a corporation; however, when referencing Board members generally throughout these proxy materials, we will refer to them as "trustees" unless the context is specific to ZTR. 1. To elect trustees of AIO, as follows: a. Elect Donald C. Burke as a Class II trustee of AIO, by the AIO shareholders ("Proposal 1a"); b. Elect F. Ford Drummond as a Class II trustee of AIO, by the AIO shareholders ("Proposal 1b"); c. Elect Connie D. McDaniel as a Class II trustee of AIO, by the AIO shareholders ("Proposal 1c"); d. Elect Philip R. McLoughlin as a Class II trustee of AIO, by the AIO shareholders ("Proposal 1d"); 2. To elect trustees of CBH, as follows: a. Elect Connie D. McDaniel as a Class I trustee of CBH, by the CBH shareholders ("Proposal 2a"); b. Elect Philip R. McLoughlin as a Class I trustee of CBH, by the CBH shareholders ("Proposal 2b"); c. Elect R. Keith Walton as a Class II trustee of CBH, by the CBH shareholders ("Proposal 2c"); d. Elect Brian T. Zino as a Class I trustee of CBH, by the CBH shareholders ("Proposal 2d"); 3. To elect trustees of NCV, as follows: a. Elect Deborah A. DeCotis as a Class III trustee of NCV, by the NCV shareholders ("Proposal 3a"); b. Elect F. Ford Drummond as a Class III trustee of NCV, by the NCV shareholders of preferred shares ("Proposal 3b"); c. Elect Connie D. McDaniel as a Class I trustee of NCV, by the NCV shareholders ("Proposal 3c");