SC 13G: Edesa Biotech, Inc.

AI Summary

SC 13G filing by Edesa Biotech, Inc..

Risk Assessment

Risk Level: low

FAQ

Filing Documents

• tm2416185d1_sc13g.htm (SC 13G) — 41KB
• 0001104659-24-067780.txt ( ) — 42KB

of the Cover Page

Item 4 of the Cover Page. (d) Title of Class of Securities: Incorporated by reference from the Cover Page. (e) CUSIP Number: Incorporated by reference from the Cover Page.

If this statement is filed pursuant to §§ 240.13d-1(b) or §§ 240.13d-2(b) or (c),

Item 3. If this statement is filed pursuant to §§ 240.13d-1(b) or §§ 240.13d-2(b) or (c), check whether the person filing is a: Not Applicable.

Ownership

Item 4. Ownership. (a) Amount beneficially owned: Incorporated by reference from Item 9 of the Cover Page. (b) Percent of class: Incorporated by reference from Item 11 of the Cover Page. Page 3 of 4 Pages CUSIP No. 27966L306 13G (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote Incorporated by reference from Item 5 of the Cover Pages. (ii) Shared power to vote or to direct the vote Incorporated by reference from Item 6 of the Cover Pages. (iii) Sole power to dispose or to direct the disposition of Incorporated by reference from Item 7 of the Cover Pages. (iv) Shared power to dispose or to direct the disposition of Incorporated by reference from Item 8 of the Cover Pages.

Ownership of Five Percent or Less of a Class

Item 5. Ownership of Five Percent or Less of a Class. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following [ ].

Ownership of More than Five Percent on Behalf of Another Person

Item 6. Ownership of More than Five Percent on Behalf of Another Person. With respect to the beneficial ownership reported for Thomas A. Satterfield, Jr., 28,348 shares are held by Tomsat Investment & Trading Co., Inc., a corporation controlled by Mr. Satterfield and of which he serves as President; 80,000 shares are held by Caldwell Mill Opportunity Fund, LLC which fund is managed by an entity of which Mr. Satterfield owns a 50% interest and serves as Chief Investment Manager; and 21,696 shares are held by A.G. Family L.P., a partnership managed by a general partner controlled by Mr. Satterfield. Additionally, Mr. Satterfield has a limited power of attorney for voting and disposition purposes with respect to the following shares: Rebecca A. Satterfield (8,000 shares). Ms. Satterfield has the right to receive or the power to direct the receipt of the proceeds from the sale of her shares.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by

Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person. Not Applicable.

Identification and Classification of Members of the Group

Item 8. Identification and Classification of Members of the Group. Not Applicable.

Notice of Dissolution of Group

Item 9. Notice of Dissolution of Group. Not Applicable.

Certifications

Item 10. Certifications. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11. Page 4 of 4 Pages CUSIP No. 27966L306 13G SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. June 3, 2024 Date /s/ Thomas A. Satterfield, Jr. Thomas A. Satterfield, Jr.

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