Ellington Financial Confirms NYSE Listing for Common Stock
Ticker: EFC-PD · Form: 8-K · Filed: Feb 8, 2024 · CIK: 1411342
| Field | Detail |
|---|---|
| Company | Ellington Financial Inc. (EFC-PD) |
| Form Type | 8-K |
| Filed Date | Feb 8, 2024 |
| Risk Level | low |
| Pages | 2 |
| Reading Time | 2 min |
| Key Dollar Amounts | $0.001, $0.15 |
| Sentiment | neutral |
Complexity: simple
Sentiment: neutral
Topics: compliance, regulatory-filing, stock-listing
TL;DR
**EFC confirms NYSE common stock listing, business as usual.**
AI Summary
Ellington Financial Inc. filed an 8-K on February 7, 2024, to update the classes of its registered securities. The filing confirms that its Common Stock, with a $0.001 par value per share, is registered on The New York Stock Exchange under the trading symbol EFC. This matters to investors because it reaffirms the company's compliance and the continued liquidity and trading access for its primary stock, ensuring transparency for current and potential shareholders.
Why It Matters
This filing confirms the continued listing of Ellington Financial's common stock on the NYSE, which is crucial for liquidity and investor confidence. It ensures that investors can easily trade their shares on a major exchange.
Risk Assessment
Risk Level: low — This filing is a routine update confirming existing security registrations and does not introduce new risks.
Analyst Insight
A smart investor would view this as a routine compliance filing, confirming the stability of Ellington Financial's stock listing. No immediate action is warranted based solely on this information, but it reinforces the company's transparency.
Key Numbers
- $0.001 — par value per share (for Common Stock)
Key Players & Entities
- Ellington Financial Inc. (company) — the registrant filing the 8-K
- The New York Stock Exchange (company) — the exchange where Ellington Financial's common stock is registered
- EFC (company) — the trading symbol for Ellington Financial Inc.'s common stock
- $0.001 (dollar_amount) — par value per share of Common Stock
FAQ
What is the purpose of this 8-K filing by Ellington Financial Inc.?
The purpose of this 8-K filing is to report 'Other Events' and 'Financial Statements and Exhibits,' specifically updating the status of its registered securities pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934, with the earliest event reported on February 7, 2024.
Which specific class of securities is highlighted in this filing and where is it registered?
The filing specifically highlights the 'Common Stock, $0.001 par value per share,' which is registered on 'The New York Stock Exchange' under the trading symbol 'EFC'.
What is Ellington Financial Inc.'s Commission File Number and IRS Employer Identification No.?
Ellington Financial Inc.'s Commission File Number is '001-34569' and its IRS Employer Identification No. is '26-0489289'.
What is the business address and phone number of Ellington Financial Inc. as stated in the filing?
The business address is '53 Forest Avenue, Old Greenwich, CT 06870' and the telephone number is '(203) 698-1200'.
Does this filing indicate any changes to the company's previously registered securities or operations?
The filing primarily serves as a confirmation of existing registrations, specifically for its Common Stock. It does not indicate any changes to the company's previously registered securities or operations, as it states 'Not Applicable' for 'Former Name or Address, if Changed Since Last Report'.
Filing Stats: 543 words · 2 min read · ~2 pages · Grade level 11.2 · Accepted 2024-02-07 20:36:52
Key Financial Figures
- $0.001 — ange on Which Registered Common Stock, $0.001 par value per share EFC The New York
- $0.15 — tors has declared a monthly dividend of $0.15 per share of common stock, payable on M
Filing Documents
- efc-20240207.htm (8-K) — 34KB
- efc-exx224dividendrelease.htm (EX-99.1) — 6KB
- 0001411342-24-000008.txt ( ) — 228KB
- efc-20240207.xsd (EX-101.SCH) — 2KB
- efc-20240207_def.xml (EX-101.DEF) — 17KB
- efc-20240207_lab.xml (EX-101.LAB) — 33KB
- efc-20240207_pre.xml (EX-101.PRE) — 18KB
- efc-20240207_htm.xml (XML) — 7KB
01. Other Events
Item 8.01. Other Events On February 7, 2024, Ellington Financial Inc. (the "Company") issued a press release announcing that its Board of Directors has declared a monthly dividend of $0.15 per share of common stock, payable on March 25, 2024 to stockholders of record as of February 29, 2024. A copy of the press release is filed herewith as Exhibit 99.1 to this current report on Form 8-K and the information related to the dividend is incorporated herein by reference.
01. Financial Statements and Exhibits
Item 9.01. Financial Statements and Exhibits (d) Exhibits. 99.1 Press release dated February 7 , 2024 104 Cover Page Interactive Data File (embedded within the Inline XBRL document) SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. ELLINGTON FINANCIAL INC. Date: February 7, 2024 By: /s/ JR Herlihy JR Herlihy Chief Financial Officer