Ellington Financial Inc. Files 8-K on Preferred Stock

Ticker: EFC-PD · Form: 8-K · Filed: May 31, 2024 · CIK: 1411342

Ellington Financial Inc. 8-K Filing Summary
FieldDetail
CompanyEllington Financial Inc. (EFC-PD)
Form Type8-K
Filed DateMay 31, 2024
Risk Levellow
Pages2
Reading Time3 min
Key Dollar Amounts$0.001
Sentimentneutral

Sentiment: neutral

Topics: preferred-stock, disclosure, equity

TL;DR

Ellington Financial filed an 8-K on 5/29/24 covering common and preferred stock series.

AI Summary

On May 29, 2024, Ellington Financial Inc. filed an 8-K report detailing events related to its preferred stock series. The filing includes information on common stock, Series A, B, C, D, and E preferred stock, all with a reporting date of May 29, 2024.

Why It Matters

This filing provides updates on Ellington Financial Inc.'s capital structure, specifically concerning its various series of preferred stock, which can impact investor understanding of the company's financial obligations and equity.

Risk Assessment

Risk Level: low — The filing is a routine disclosure of corporate actions and does not appear to indicate any immediate financial distress or significant new risks.

Key Players & Entities

  • Ellington Financial Inc. (company) — Registrant
  • May 29, 2024 (date) — Reporting date
  • Series A Preferred Stock (security) — Subject of filing
  • Series B Preferred Stock (security) — Subject of filing
  • Series C Preferred Stock (security) — Subject of filing
  • Series D Preferred Stock (security) — Subject of filing
  • Series E Preferred Stock (security) — Subject of filing

FAQ

What specific events are detailed in the 8-K filing concerning Ellington Financial Inc.'s preferred stock?

The filing indicates reporting dates for common stock and Series A, B, C, D, and E preferred stock as of May 29, 2024, suggesting updates or confirmations related to these securities.

What is the primary purpose of this 8-K filing for Ellington Financial Inc.?

The primary purpose is to report current information as required by the SEC, specifically concerning the company's equity structure including common and preferred stock series.

When was the earliest event reported in this filing?

The earliest event reported in this filing is dated May 29, 2024.

What is Ellington Financial Inc.'s state of incorporation?

Ellington Financial Inc. is incorporated in Delaware.

What is the SEC file number for Ellington Financial Inc.?

The SEC file number for Ellington Financial Inc. is 001-34569.

Filing Stats: 672 words · 3 min read · ~2 pages · Grade level 10.8 · Accepted 2024-05-31 17:30:01

Key Financial Figures

  • $0.001 — ange on Which Registered Common Stock, $0.001 par value per share EFC The New York

Filing Documents

01. Other Events

Item 7.01. Other Events The information contained in this Current Report on Form 8-K (including Exhibit 99.1 attached hereto) is being furnished by Ellington Financial Inc. (the "Company") pursuant to Item 7.01 of Form 8-K in satisfaction of the public disclosure requirements of Regulation FD. On May 29, 2024, the Company issued a press release announcing its estimated book value per share of common stock as of April 30, 2024. A copy of the press release is furnished herewith as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated herein by reference. In accordance with General Instructions B.2 and B.6 of Form 8-K, the information included in Item 7.01 of this Current Report on Form 8-K (including Exhibit 99.1 hereto), shall not be deemed "filed" for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference into any filing made by the Company under the Exchange Act or the Securities Act of 1933, as amended, except as shall be expressly set forth by specific reference in such a filing.

01. Financial Statements and Exhibits

Item 9.01. Financial Statements and Exhibits (d) Exhibits. The following exhibit is being furnished herewith this Current Report on Form 8-K. 99.1 Press release dated May 29 , 2024 104 Cover Page Interactive Data File (embedded within the Inline XBRL document) SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. ELLINGTON FINANCIAL INC. Date: May 31, 2024 By: /s/ JR Herlihy JR Herlihy Chief Financial Officer

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