Energy Focus, Inc. Files 8-K with Material Agreement
Ticker: EFOI · Form: 8-K · Filed: Aug 19, 2025 · CIK: 924168
| Field | Detail |
|---|---|
| Company | Energy Focus, INC/De (EFOI) |
| Form Type | 8-K |
| Filed Date | Aug 19, 2025 |
| Risk Level | medium |
| Pages | 2 |
| Reading Time | 3 min |
| Key Dollar Amounts | $0.0001, $1, $500,000 |
| Sentiment | neutral |
Sentiment: neutral
Topics: material-agreement, equity-sale, financials
Related Tickers: EFOC
TL;DR
EFOC filed an 8-K on 8/15/25, reporting a material agreement and equity sales.
AI Summary
On August 15, 2025, Energy Focus, Inc. entered into a material definitive agreement, the details of which are not fully disclosed in this filing. The company also reported on unregistered sales of equity securities and filed financial statements and exhibits. This filing pertains to their operations as a manufacturer of electric lighting and wiring equipment.
Why It Matters
This 8-K filing indicates significant corporate activity for Energy Focus, Inc., including a new material agreement and equity transactions, which could impact its financial standing and future operations.
Risk Assessment
Risk Level: medium — The filing mentions unregistered sales of equity securities and a material definitive agreement, which can introduce financial and operational risks if not managed properly.
Key Numbers
- 001-36583 — SEC File Number (Identifies the company's filing history with the SEC.)
- 94-3021850 — EIN (Employer Identification Number for tax purposes.)
Key Players & Entities
- Energy Focus, Inc. (company) — Registrant
- August 15, 2025 (date) — Date of Earliest Event Reported
- 3640 (industry_code) — Standard Industrial Classification for Electric Lighting & Wiring Equipment
- OH (state) — State of Incorporation
- 4407151300 (phone_number) — Business Phone Number
FAQ
What is the nature of the material definitive agreement entered into by Energy Focus, Inc. on August 15, 2025?
The filing does not disclose the specific details of the material definitive agreement, only that one was entered into on August 15, 2025.
What type of equity securities were sold unregistered by Energy Focus, Inc.?
The filing indicates unregistered sales of equity securities but does not specify the type or amount in the provided text.
When was Energy Focus, Inc. incorporated?
Energy Focus, Inc. was incorporated in Delaware, as indicated by the filing.
What is the principal business address of Energy Focus, Inc.?
The principal executive offices are located at 32000 Aurora Road, Suite B, Solon, OH 44139.
What is the Standard Industrial Classification code for Energy Focus, Inc.?
The SIC code listed for Energy Focus, Inc. is 3640, which corresponds to Electric Lighting & Wiring Equipment.
Filing Stats: 641 words · 3 min read · ~2 pages · Grade level 10.9 · Accepted 2025-08-19 06:09:21
Key Financial Figures
- $0.0001 — ich registered Common Stock, par value $0.0001 per share EFOI The Nasdaq Stock Market
- $1 — ck"), for a purchase price per share of $1.89, the closing price of the Common Sto
- $500,000 — ate of the Purchase Agreement, totaling $500,000. The foregoing description of the Pur
Filing Documents
- efoi-20250815.htm (8-K) — 30KB
- ex101-efoiaug152025pipexja.htm (EX-10.1) — 82KB
- 0000924168-25-000014.txt ( ) — 243KB
- efoi-20250815.xsd (EX-101.SCH) — 2KB
- efoi-20250815_lab.xml (EX-101.LAB) — 21KB
- efoi-20250815_pre.xml (EX-101.PRE) — 12KB
- efoi-20250815_htm.xml (XML) — 3KB
01. Entry into a Material Definitive Agreement
Item 1.01. Entry into a Material Definitive Agreement . On August 15, 2025 , Energy Focus, Inc. (the "Company") entered into a securities purchase agreement (the "Purchase Agreement") with its Chief Executive Officer and Chief Financial Officer, Mr. Chiao Chieh (Jay) Huang (the "Purchaser"), pursuant to which the Company agreed to issue and sell in a private placement (the "Private Placement") an aggregate of 264,550 shares (the "Shares") of the Company's common stock, par value $0.0001 per share (the "Common Stock"), for a purchase price per share of $1.89, the closing price of the Common Stock on the day immediately preceding the date of the Purchase Agreement, totaling $500,000. The foregoing description of the Purchase Agreement is qualified in its entirety by reference to such Purchase Agreement, a copy of which is filed with this Current Report on Form 8-K as Exhibit 10.1 and is incorporated herein by reference.
02. Unregistered Sales of Equity Securities
Item 3.02. Unregistered Sales of Equity Securities The disclosures in Item 1.01 of this Current Report on Form 8-K are incorporated by reference into this Item 3.02. The issuance and sale of the Shares pursuant to the Purchase Agreement are not being registered under the Securities Act of 1933, as amended (the "Securities Act"), and were made pursuant to certain exemptions from registration, including Section 4(a)(2) of the Securities Act, in reliance on the representations and covenants of the Purchaser under the Purchase Agreement.
01. Financial Statements and Exhibits
Item 9.01. Financial Statements and Exhibits . (d) Exhibits. Exhibit Number Description 10.1 Securities Purchase Agreement, dated as of August 1 5 , 2025, between the Company and the Purchaser. 104 Cover Page Interactive Data File (embedded within the Inline XBRL document) SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Dated: August 19, 2025 ENERGY FOCUS, INC. By: /s/ Chiao Chieh (Jay) Huang Name: Chiao Chieh (Jay) Huang Title: Chief Executive Officer (Principal Executive Officer and Principal Financial Officer)