Energy Focus, Inc. Files 8-K with Material Agreement
Ticker: EFOI · Form: 8-K · Filed: Dec 2, 2025 · CIK: 924168
| Field | Detail |
|---|---|
| Company | Energy Focus, INC/De (EFOI) |
| Form Type | 8-K |
| Filed Date | Dec 2, 2025 |
| Risk Level | medium |
| Pages | 2 |
| Reading Time | 3 min |
| Key Dollar Amounts | $0.0001, $2, $1,200,000 |
| Sentiment | neutral |
Sentiment: neutral
Topics: material-agreement, equity-sale, filing
Related Tickers: EFOC
TL;DR
Energy Focus (EFOC) filed an 8-K on 11/26, reporting a material definitive agreement and equity sales.
AI Summary
On November 26, 2025, Energy Focus, Inc. entered into a material definitive agreement. The company also reported on unregistered sales of equity securities and filed financial statements and exhibits. The filing was made on December 2, 2025.
Why It Matters
This 8-K filing indicates a significant new agreement for Energy Focus, Inc., which could impact its financial performance and strategic direction.
Risk Assessment
Risk Level: medium — The filing involves a material definitive agreement and unregistered sales of equity, which can introduce financial and regulatory risks.
Key Numbers
- 11/26/2025 — Report Date (Date of earliest event reported in the 8-K filing.)
- 12/02/2025 — Filing Date (Date the 8-K was officially filed with the SEC.)
Key Players & Entities
- Energy Focus, Inc. (company) — Registrant
- November 26, 2025 (date) — Date of Earliest Event Reported
- December 2, 2025 (date) — Filing Date
- 001-36583 (company) — SEC File Number
- 94-3021850 (company) — I.R.S. Employer Identification Number
FAQ
What is the nature of the material definitive agreement entered into by Energy Focus, Inc. on November 26, 2025?
The filing does not specify the details of the material definitive agreement, only that one was entered into.
What type of equity securities were sold in the unregistered sales reported by Energy Focus, Inc.?
The filing mentions unregistered sales of equity securities but does not provide specific details about the type or amount.
Are the financial statements and exhibits filed with this 8-K report preliminary or audited?
The filing indicates that financial statements and exhibits were filed, but their nature (preliminary or audited) is not detailed in the provided text.
What is the significance of the SEC file number 001-36583 for Energy Focus, Inc.?
The SEC file number 001-36583 is the official registration number assigned to Energy Focus, Inc. by the Securities and Exchange Commission.
Does the 8-K filing provide any updated financial performance figures for Energy Focus, Inc. as of November 26, 2025?
While the filing mentions financial statements and exhibits, it does not provide specific updated financial performance figures in the summary text.
Filing Stats: 664 words · 3 min read · ~2 pages · Grade level 11.2 · Accepted 2025-12-01 21:29:07
Key Financial Figures
- $0.0001 — ich registered Common Stock, par value $0.0001 per share EFOI The Nasdaq Stock Market
- $2 — res") for a purchase price per share of $2.29, the closing price of the Common Sto
- $1,200,000 — ate of the Purchase Agreement, totaling $1,200,000. The foregoing description of the Pur
Filing Documents
- efoi-20251126.htm (8-K) — 29KB
- ex101-efoinov262025pipexja.htm (EX-10.1) — 167KB
- 0001628280-25-054586.txt ( ) — 343KB
- efoi-20251126.xsd (EX-101.SCH) — 2KB
- efoi-20251126_lab.xml (EX-101.LAB) — 21KB
- efoi-20251126_pre.xml (EX-101.PRE) — 12KB
- efoi-20251126_htm.xml (XML) — 3KB
01. Entry into a Material Definitive Agreement
Item 1.01. Entry into a Material Definitive Agreement . On November 26, 2025 , Energy Focus, Inc. (the "Company") entered into a securities purchase agreement (the "Purchase Agreement") with each of its Chief Executive Officer and Chief Financial Officer, Mr. Chiao Chieh (Jay) Huang and MAN-BO HOTEL CO. LTD, an affiliate entity, (each, a "Purchasers", collectively, the "Purchasers"), respectively, pursuant to which the Company agreed to issue and sell in a private placement (the "Private Placement") 262,009 shares of the Company's common stock, par value $0.0001 per share (the "Common Stock") to each, and in aggregate, 524,018 shares of Common Stock (the "Shares") for a purchase price per share of $2.29, the closing price of the Common Stock on the day immediately preceding the date of the Purchase Agreement, totaling $1,200,000. The foregoing description of the Purchase Agreement is qualified in its entirety by reference to such Purchase Agreements, a form copy of which is filed with this Current Report on Form 8-K as Exhibit 10.1 and is incorporated herein by reference.
02. Unregistered Sales of Equity Securities
Item 3.02. Unregistered Sales of Equity Securities The disclosures in Item 1.01 of this Current Report on Form 8-K are incorporated by reference into this Item 3.02. The issuance and sale of the Shares pursuant to the Purchase Agreement is not being registered under the Securities Act of 1933, as amended (the "Securities Act"), and was made pursuant to certain exemptions from registration, including Section 4(a)(2) of the Securities Act, in reliance on the representations and covenants of the Purchasers under the Purchase Agreements.
01. Financial Statements and Exhibits
Item 9.01. Financial Statements and Exhibits . (d) Exhibits. Exhibit Number Description 10.1 Form of Securities Purchase Agreement, dated as of November 26, 2025, between the Company and the Purchasers 104 Cover Page Interactive Data File (embedded within the Inline XBRL document) SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Dated: December 2, 2025 ENERGY FOCUS, INC. By: /s/ Chiao Chieh (Jay) Huang Name: Chiao Chieh (Jay) Huang Title: Chief Executive Officer (Principal Executive Officer and Principal Financial Officer)