ClearBridge Energy Midstream Opportunity Fund Inc. Proxy Filing

Ticker: EMO · Form: DEFA14A · Filed: Mar 29, 2024 · CIK: 1517518

Sentiment: neutral

Topics: proxy-statement, definitive-additional-materials

TL;DR

ClearBridge Energy Midstream Opportunity Fund Inc. filed proxy materials, no fee required.

AI Summary

ClearBridge Energy Midstream Opportunity Fund Inc. filed a DEFA14A, indicating it is providing definitive additional materials related to its proxy statement. The filing does not appear to involve a fee, as indicated by the 'No fee required' checkbox. The company, formerly known as ClearBridge Energy MLP Opportunity Fund Inc., changed its name on April 6, 2011.

Why It Matters

This filing provides important information to shareholders regarding the company's proxy matters, which could influence voting decisions on corporate governance and other key issues.

Risk Assessment

Risk Level: low — This filing is a routine proxy statement update and does not appear to contain significant new risks or disclosures.

Key Players & Entities

FAQ

What type of filing is this DEFA14A?

This is a DEFA14A filing for ClearBridge Energy Midstream Opportunity Fund Inc., specifically marked as 'Definitive Additional Materials'.

Was there a fee required for this filing?

No, the filing indicates 'No fee required'.

What was the company's previous name?

The company was formerly known as ClearBridge Energy MLP Opportunity Fund Inc.

When did the company change its name?

The company changed its name on April 6, 2011 (20110406).

What is the company's fiscal year end?

The company's fiscal year end is November 30 (1130).

Filing Stats: 539 words · 2 min read · ~2 pages · Grade level 11.7 · Accepted 2024-03-29 16:25:57

Key Financial Figures

Filing Documents

From the Filing

ENERGY MIDSTREAM OPPORTUNITY FUND INC. CLEARBRIDGE ENERGY MIDSTREAM OPPORTUNITY FUND INC. SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant Filed by a Party other than the Registrant Check the appropriate box: Preliminary Proxy Statement Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) Definitive Proxy Statement Definitive Additional Materials Soliciting Material Pursuant to Section 240.14a-11(c) or Section 240.14a-12 CLEARBRIDGE ENERGY MIDSTREAM OPPORTUNITY FUND INC. (Name of Registrant as Specified in Its Charter) Payment of Filing Fee (Check the appropriate box): No fee required. Fee computed on table below per Exchange Act Rules 14a-6(i)(1) and 0-11. Fee paid previously with preliminary materials. Check box if any part of the fee is offset as provided by Exchange Act Rule 0-11(a)(2) and identify the filing for which the offsetting fee was paid previously. Identify the previous filing by the registration statement number, or the Form or Schedule and the date of its filing. EXPLANATORY NOTE On March 6, 2024, ClearBridge Energy Midstream Opportunity Fund Inc. (the Fund) filed a Definitive Proxy Statement on Schedule 14A (the Proxy Statement) with the Securities and Exchange Commission. The filing inadvertently omitted certain information related to the Funds outstanding preferred shares. The purpose of this filing is to amend and restate the first full paragraph on page 2 of the Proxy Statement to provide information related to the Funds preferred shares and such shares respective liquidation preferences. The revised paragraph is provided below. No other changes have been made to the Proxy The Board has fixed the close of business on February 7, 2024 as the record date (the Record Date) for the determination of stockholders of the Fund entitled to notice of and to vote at the Meeting or any adjournment or postponement thereof. The Fund has two classes of shares: Common stock, par value $.001 per share (the Common Stock), and fixed-rate Mandatory Redeemable Preferred Stock (the Preferred Shares), which, with respect to the Series H, Series I, Series J and Series K Preferred Shares, have a liquidation preference of $100,000.00 per share and, with respect to the Series L Preferred Shares, have a liquidation preference of $30.00 per share (collectively with the Common Stock, the Shares). At the Record Date, the Fund had outstanding 12,787,291 shares of Common Stock and 140 Series H Preferred Shares, 30 Series I Preferred Shares, 70 Series J Preferred Shares, 109 Series K Preferred Shares and 566,669 Series L Preferred Shares. Common stockholders of the Fund on that date will be entitled to one vote on each matter for each share held, and a fractional vote with respect to fractional shares, with no cumulative voting rights. Due to the different liquidation preferences for certain series of Preferred Shares, the voting rights of the Preferred Shares are measured by votes per dollars of liquidation preference, as opposed to votes per share, to ensure equal voting rights among the holders of Preferred Shares. Preferred stockholders of the Fund on that date will be entitled to one vote on each matter for every $30.00 of liquidation preference held, with no cumulative voting rights.

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