SC 13G/A: ClearBridge Energy Midstream Opportunity Fund Inc.

AI Summary

SC 13G/A filing by ClearBridge Energy Midstream Opportunity Fund Inc..

Risk Assessment

Risk Level: low

Filing Documents

• tm2425577d1_sc13ga.htm (SC 13G/A) — 50KB
• tm2425577d1_ex99-1.htm (EX-99.1) — 3KB
• 0001104659-24-106666.txt ( ) — 55KB

(a)

ITEM 1 (a). NAME OF ISSUER: ClearBridge Energy Midstream Opportunity Fund Inc. (the “Issuer”)

(b)

ITEM 1 (b). ADDRESS OF ISSUER’S PRINCIPAL EXECUTIVE OFFICES: 620 Eighth Avenue, 47th Floor New York, NY 10018

(a)

ITEM 2 (a). NAME OF PERSON FILING: This Schedule 13G is filed by Corebridge Financial, Inc. (“CRBG”).

(b)

ITEM 2 (b). ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE: 2919 Allen Parkway, Woodson Tower Houston, TX 77019

(c)

ITEM 2 (c). CITIZENSHIP: Incorporated under the laws of the State of Delaware.

(d)

ITEM 2 (d). TITLE OF CLASS OF SECURITIES: Mandatory Redeemable Preferred Stock

(e)

ITEM 2 (e). CUSIP NUMBERS: 18469P 4@6 (Series J Mandatory Redeemable Preferred Stock) (the “Series J Preferred Stock”) 18469P 6@4 (Series L Mandatory Redeemable Preferred Stock) (the “Series L Preferred Stock”) 18469P E#3 (Series M Mandatory Redeemable Preferred Stock) (the “Series M Preferred Stock”) 18469P F*6 (Series N Mandatory Redeemable Preferred Stock) (the “Series N Preferred Stock”) 18469P F@4 (Series O Mandatory Redeemable Preferred Stock) (the “Series O Preferred Stock”) 18469P F#2 (Series P Mandatory Redeemable Preferred Stock) (the “Series P Preferred Stock”) 18469P G*5 (Series Q Mandatory Redeemable Preferred Stock) (the “Series Q Preferred Stock”) 18469P G@3 (Series R Mandatory Redeemable Preferred Stock) (the “Series R Preferred Stock”) The Series J Preferred Stock, Series L Preferred Stock, Series M Preferred Stock, Series N Preferred Stock, Series O Preferred Stock, Series P Preferred Stock, Series Q Preferred Stock and Series R Preferred Stock, to the extent outstanding, together form a single class of the Issuer’s preferred equity securities and are collectively referred to in this Schedule 13G as the “Mandatory Redeemable Preferred Stock”. ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO §§ 240.13d-1(b), OR 240.13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A: (a) Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o); (b) Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c); (c) Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c); (d) Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8); (e) An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E); (f) An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F); (g) A parent holding company or

OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER

ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. Certain of CRBG’s controlled subsidiaries, as noted below, have the right to receive or the power to direct the receipt of dividends from, and the proceeds from the sale of, the Mandatory Redeemable Preferred Stock. American General Life Insurance Company and The United States Life Insurance Company in the City of New York, each an indirect wholly owned subsidiary of CRBG, directly hold and beneficially own 297,144 shares and 82,858 shares of the Mandatory Redeemable Preferred Stock, respectively. In addition, Corebridge Institutional Investments (U.S.), LLC, an indirect wholly owned subsidiary of CRBG, may be deemed to beneficially own 180,001 shares of the Mandatory Redeemable Preferred Stock directly held by a controlled subsidiary of AIG, pursuant to an investment management agreement. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY OR CONTROL PERSON. See Exhibit 99.1. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. Not applicable. ITEM 9. NOTICE OF DISSOLUTION OF GROUP. Not applicable. ITEM 10. CERTIFICATION. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: October 7, 2024 COREBRIDGE FINANCIAL, INC. By /s/ Chr

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