Equitable Holdings Files 8-K for Shareholder Votes & Exhibits
Ticker: EQH-PC · Form: 8-K · Filed: May 22, 2024 · CIK: 1333986
| Field | Detail |
|---|---|
| Company | Equitable Holdings, INC. (EQH-PC) |
| Form Type | 8-K |
| Filed Date | May 22, 2024 |
| Risk Level | low |
| Pages | 2 |
| Reading Time | 3 min |
| Sentiment | neutral |
Sentiment: neutral
Topics: procedural, filing, corporate-governance
Related Tickers: EQH
TL;DR
EQH filed an 8-K for shareholder votes and financials. Nothing major detailed yet.
AI Summary
Equitable Holdings, Inc. filed an 8-K on May 22, 2024, to report on matters submitted to a vote of security holders and to file financial statements and exhibits. The filing does not contain specific details on the votes or financial statements themselves, but indicates their submission.
Why It Matters
This filing signals that Equitable Holdings has held or is reporting on important shareholder votes and has submitted required financial documentation, which can impact investor confidence and regulatory compliance.
Risk Assessment
Risk Level: low — The filing is procedural, reporting on submitted items rather than announcing new material events or financial performance.
Key Players & Entities
- Equitable Holdings, Inc. (company) — Registrant
- May 22, 2024 (date) — Date of Report
- AXA Equitable Holdings, Inc. (company) — Former Company Name
- AXA AMERICA HOLDINGS, INC. (company) — Former Company Name
FAQ
What specific matters were submitted to a vote of Equitable Holdings' security holders?
The filing indicates that matters were submitted to a vote of security holders, but does not specify what those matters were.
What financial statements and exhibits are being filed with this 8-K?
The filing states that financial statements and exhibits are being filed, but does not list or describe them.
When was the earliest event reported in this filing?
The earliest event reported in this filing was on May 22, 2024.
What is Equitable Holdings, Inc.'s state of incorporation and fiscal year end?
Equitable Holdings, Inc. is incorporated in Delaware and its fiscal year ends on December 31.
Has Equitable Holdings, Inc. undergone any previous name changes?
Yes, Equitable Holdings, Inc. was formerly known as AXA Equitable Holdings, Inc. (effective November 7, 2017) and prior to that, AXA AMERICA HOLDINGS, INC. (effective July 22, 2005).
Filing Stats: 668 words · 3 min read · ~2 pages · Grade level 12.5 · Accepted 2024-05-22 16:15:18
Filing Documents
- eqh-20240522.htm (8-K) — 85KB
- 0000950170-24-063497.txt ( ) — 247KB
- eqh-20240522.xsd (EX-101.SCH) — 56KB
- eqh-20240522_htm.xml (XML) — 8KB
07 Submission of Matters to a Vote of Security Holders
Item 5.07 Submission of Matters to a Vote of Security Holders. On May 22, 2024, the Company held its Annual Meeting of Stockholders (the "Annual Meeting"). At the Annual Meeting, three proposals were submitted to the Company's stockholders. The proposals are described in more detail in the Company's definitive proxy statement filed with the U.S. Securities and Exchange Commission on April 9, 2024 (the "2024 Proxy Statement"). The final voting results are as follows: Proposal 1 : The Company's stockholders elected the nine director nominees named in the Definitive Proxy Statement to serve until the 2025 annual meeting or until their successors are elected or have been qualified. The voting results are set forth below: Director Nominee For Against Abstain Broker Non-Vote Joan Lamm-Tennant 254,386,157 40,110,895 90,199 9,558,794 Francis A. Hondal 293,109,937 1,382,762 94,552 9,558,794 Arlene Isaacs-Lowe 290,595,760 3,888,788 102,703 9,558,794 Daniel G. Kaye 290,060,988 5,437,560 88,703 9,558,794 Craig MacKay 284,134,793 10,360,332 92,126 9,558,794 Mark Pearson 293,680,205 820,627 86,419 9,558,794 Bertram L. Scott 275,575,774 18,919,413 92,064 9,558,794 George Stansfield 293,718,174 779,823 89,254 9,558,794 Charles G.T. Stonehill 293,713,548 787,090 86,613 9,558,794 Proposal 2: The Company's stockholders ratified the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for fiscal year 2024. The voting results are set forth below: For Against Abstain Broker Non-Vote 291,381,883 12,673,742 90,420 0 Proposal 3: The Company's stockholders approved an advisory resolution approving the compensation of the Company's named executive officers. The voting results are set forth below: For Against Abstain Broker Non-Vote 282,968,316 11,509,045 109,890 9,558,794
01 Financial Statements and Exhibits
Item 9.01 Financial Statements and Exhibits. Exhibit Description 104 Cover Page Interactive Data File (embedded within the Inline XBRL document).
SIGNATURES
SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. EQUITABLE HOLDINGS, INC. Date: May 22, 2024 By: /s/ Ralph Petruzzo Ralph Petruzzo Associate General Counsel