Equus Total Return Announces Director and Officer Changes

Ticker: EQS · Form: 8-K · Filed: Oct 22, 2024 · CIK: 878932

Equus Total Return, Inc. 8-K Filing Summary
FieldDetail
CompanyEquus Total Return, Inc. (EQS)
Form Type8-K
Filed DateOct 22, 2024
Risk Levellow
Pages2
Reading Time2 min
Sentimentneutral

Sentiment: neutral

Topics: corporate-governance, executive-compensation, director-changes

Related Tickers: EQT

TL;DR

Equus Total Return (EQT) filed an 8-K detailing director/officer changes and compensation. EQT.

AI Summary

Equus Total Return, Inc. announced changes on October 17, 2024, related to the departure of directors or certain officers, election of directors, and compensatory arrangements. The filing, submitted on October 22, 2024, details these corporate governance and executive compensation updates.

Why It Matters

Changes in board composition and executive compensation can signal shifts in company strategy or governance, impacting investor confidence and future performance.

Risk Assessment

Risk Level: low — This filing is a routine corporate disclosure regarding board and officer changes, not indicating immediate financial distress or significant operational shifts.

Key Players & Entities

  • EQUUS TOTAL RETURN, INC. (company) — Registrant
  • October 17, 2024 (date) — Date of earliest event reported
  • October 22, 2024 (date) — Filing date
  • Delaware (jurisdiction) — State of Incorporation
  • 700 Louisiana Street, 41st Floor Houston, Texas 77002 (address) — Principal Executive Offices

FAQ

What specific items are being reported in this 8-K filing?

This 8-K filing reports on the departure of directors or certain officers, the election of directors, and compensatory arrangements of certain officers.

What is the exact name of the company filing this report?

The exact name of the registrant is EQUUS TOTAL RETURN, INC.

On what date was the earliest event reported in this filing?

The earliest event reported in this filing occurred on October 17, 2024.

What is the company's principal executive office address?

The company's principal executive offices are located at 700 Louisiana Street, 41st Floor, Houston, Texas 77002.

What is the Commission File Number for Equus Total Return, Inc.?

The Commission File Number for Equus Total Return, Inc. is 814-00098.

Filing Stats: 484 words · 2 min read · ~2 pages · Grade level 11.5 · Accepted 2024-10-22 17:00:02

Filing Documents

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Equus Total Return, Inc. Date: October 22, 2024 By: /s/ Kenneth I. Denos Name:Kenneth I. Denos Title: Secretary

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