Equus Total Return Files 8-K on Officer/Director Changes
Ticker: EQS · Form: 8-K · Filed: Jan 6, 2025 · CIK: 878932
| Field | Detail |
|---|---|
| Company | Equus Total Return, Inc. (EQS) |
| Form Type | 8-K |
| Filed Date | Jan 6, 2025 |
| Risk Level | low |
| Pages | 2 |
| Reading Time | 3 min |
| Sentiment | neutral |
Sentiment: neutral
Topics: corporate-governance, officer-changes, director-changes
Related Tickers: EQT
TL;DR
Equus Total Return (EQT) filed an 8-K detailing leadership changes and compensation as of Dec 30, 2024.
AI Summary
Equus Total Return, Inc. filed an 8-K on January 6, 2025, reporting events as of December 30, 2024. The filing covers the departure of directors or certain officers, the election of directors, the appointment of certain officers, and compensatory arrangements. It also includes other events and financial statements/exhibits.
Why It Matters
This filing provides crucial updates on the company's leadership and governance structure, which can impact investor confidence and strategic direction.
Risk Assessment
Risk Level: low — The filing is a routine disclosure of corporate governance events and does not indicate immediate financial distress or significant operational changes.
Key Numbers
- 1934 Act — SEC Act (Governing legislation for the filing)
- 814-00098 — Commission File Number (Unique identifier for the company's SEC filings)
Key Players & Entities
- EQUUS TOTAL RETURN, INC. (company) — Registrant
- Delaware (jurisdiction) — State of Incorporation
- 700 Louisiana Street, 41st Floor Houston, Texas 77002 (address) — Principal Executive Offices
FAQ
What specific officer or director positions were affected by the changes reported in the 8-K?
The filing indicates changes related to 'Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers,' but the specific names and roles are not detailed in the provided text.
When was the earliest event reported in this 8-K filing?
The earliest event reported in this 8-K filing was on December 30, 2024.
What is the primary business address of Equus Total Return, Inc.?
The primary business address is 700 Louisiana Street, 41st Floor, Houston, Texas 77002.
What is the IRS Employer Identification Number for Equus Total Return, Inc.?
The IRS Employer Identification Number is 76-0345915.
What other types of information are included in this 8-K filing besides leadership changes?
This 8-K filing also includes information on 'Other Events' and 'Financial Statements and Exhibits'.
Filing Stats: 693 words · 3 min read · ~2 pages · Grade level 10.1 · Accepted 2025-01-06 16:49:08
Filing Documents
- f8k_equus12302024.htm (8-K) — 16KB
- ex991_pressrelease.htm (EX-99.1) — 6KB
- image_001.jpg (GRAPHIC) — 3KB
- 0001712543-25-000002.txt ( ) — 28KB
01 Other Events
Item 8.01 Other Events. On January 6, 2025, the Company issued a press release announcing the appointments described in Item 5.02 above. The text of the press release is included as Exhibit 99.1 to this Current Report and is incorporated herein by reference.
01 Financial Statements and Exhibits
Item 9.01 Financial Statements and Exhibits. (d) Exhibits. 99.1 Press release issued on January 6, 2025.
SIGNATURES
SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Equus Total Return, Inc. Date: January 6, 2025 By: /s/ Kenneth I. Denos Name:Kenneth I. Denos Title: Secretary