EQUUS TOTAL RETURN, INC. Schedules 2024 Annual Meeting of Stockholders for June 20
Ticker: EQS · Form: DEF 14A · Filed: Apr 29, 2024 · CIK: 878932
| Field | Detail |
|---|---|
| Company | Equus Total Return, Inc. (EQS) |
| Form Type | DEF 14A |
| Filed Date | Apr 29, 2024 |
| Risk Level | low |
| Pages | 15 |
| Reading Time | 18 min |
| Key Dollar Amounts | $100.00, $300, $100,000 |
| Sentiment | neutral |
Sentiment: neutral
Topics: proxy statement, annual meeting, director election, independent auditor, corporate governance
TL;DR
<b>EQUUS TOTAL RETURN, INC. will hold its 2024 Annual Meeting of Stockholders on June 20, 2024, to elect directors and ratify independent auditors.</b>
AI Summary
EQUUS TOTAL RETURN, INC. (EQS) filed a Proxy Statement (DEF 14A) with the SEC on April 29, 2024. The 2024 Annual Meeting of Stockholders for EQUUS TOTAL RETURN, INC. is scheduled for June 20, 2024, at 2:00 p.m. EDT. The meeting will be held at Jenner & Block LLP, 1155 Avenue of the Americas, 32nd Floor, New York, NY 10036. Key agenda items include the election of 5 directors, each for a one-year term. The appointment of BDO USA, LLP as the Company's independent registered public accountant for fiscal year ending December 31, 2024, will be ratified. The filing is a Definitive Proxy Statement (DEF 14A) filed on April 29, 2024.
Why It Matters
For investors and stakeholders tracking EQUUS TOTAL RETURN, INC., this filing contains several important signals. This filing provides shareholders with crucial information regarding the upcoming annual meeting, including the agenda and location, enabling informed voting decisions. The ratification of BDO USA, LLP as independent auditors is a standard but important step in corporate governance, assuring financial transparency for the upcoming fiscal year.
Risk Assessment
Risk Level: low — EQUUS TOTAL RETURN, INC. shows low risk based on this filing. The filing is a routine proxy statement for an annual meeting, with no immediate financial or operational risks indicated.
Analyst Insight
Shareholders should review the proxy materials to make informed decisions on director elections and auditor ratification.
Key Numbers
- 5 — Directors to be elected (To elect 5 directors, each for a term of one year)
- 2024-06-20 — Meeting Date (Notice of the 2024 Annual Meeting of Stockholders Meeting Date)
- 14:00 — Meeting Time (Meeting Time: 2:00 p.m., EDT)
- 2024-12-31 — Fiscal Year End (independent registered public accountant for the fiscal year ending December 31, 2024)
Key Players & Entities
- EQUUS TOTAL RETURN, INC. (company) — Registrant name
- BDO USA, LLP (company) — Proposed independent registered public accountant
- June 20, 2024 (date) — Meeting Date
- 2:00 p.m., EDT (time) — Meeting Time
- Jenner & Block LLP (company) — Meeting Location
- 1155 Avenue of the Americas, 32nd Floor New York, NY 10036 (location) — Meeting Address
- 2024 (date) — Fiscal Year End for Auditor Appointment
- April 29, 2024 (date) — Filing Date
FAQ
When did EQUUS TOTAL RETURN, INC. file this DEF 14A?
EQUUS TOTAL RETURN, INC. filed this Proxy Statement (DEF 14A) with the SEC on April 29, 2024.
What is a DEF 14A filing?
A DEF 14A is a definitive proxy statement sent to shareholders before annual meetings, covering executive compensation, board nominations, and shareholder votes. This particular DEF 14A was filed by EQUUS TOTAL RETURN, INC. (EQS).
Where can I read the original DEF 14A filing from EQUUS TOTAL RETURN, INC.?
You can access the original filing directly on the SEC's EDGAR system. The filing is publicly available and includes all exhibits and attachments submitted by EQUUS TOTAL RETURN, INC..
What are the key takeaways from EQUUS TOTAL RETURN, INC.'s DEF 14A?
EQUUS TOTAL RETURN, INC. filed this DEF 14A on April 29, 2024. Key takeaways: The 2024 Annual Meeting of Stockholders for EQUUS TOTAL RETURN, INC. is scheduled for June 20, 2024, at 2:00 p.m. EDT.. The meeting will be held at Jenner & Block LLP, 1155 Avenue of the Americas, 32nd Floor, New York, NY 10036.. Key agenda items include the election of 5 directors, each for a one-year term..
Is EQUUS TOTAL RETURN, INC. a risky investment based on this filing?
Based on this DEF 14A, EQUUS TOTAL RETURN, INC. presents a relatively low-risk profile. The filing is a routine proxy statement for an annual meeting, with no immediate financial or operational risks indicated.
What should investors do after reading EQUUS TOTAL RETURN, INC.'s DEF 14A?
Shareholders should review the proxy materials to make informed decisions on director elections and auditor ratification. The overall sentiment from this filing is neutral.
Risk Factors
- Proxy Statement Filing [low — regulatory]: The filing is a routine DEF 14A proxy statement, indicating compliance with SEC disclosure requirements for annual meetings.
Key Dates
- 2024-06-20: 2024 Annual Meeting of Stockholders — Election of directors and ratification of independent auditors.
- 2024-04-29: Filing of Definitive Proxy Statement — Public disclosure of meeting details and agenda items.
Filing Stats: 4,540 words · 18 min read · ~15 pages · Grade level 13.3 · Accepted 2024-04-29 16:30:13
Key Financial Figures
- $100.00 — ember 31, 2023. This comparison assumes $100.00 was invested in our common stock at the
- $300 — Board has determined an hourly rate of $300 for such services. We have agreements w
- $100,000 — ecutive officers who received more than $100,000 in annual compensation from the Company
Filing Documents
- def14a_equus04252024.htm (DEF 14A) — 325KB
- image_001.jpg (GRAPHIC) — 3KB
- image_002.jpg (GRAPHIC) — 36KB
- image_018.jpg (GRAPHIC) — 22KB
- image_021.jpg (GRAPHIC) — 23KB
- 0001712543-24-000020.txt ( ) — 443KB
From the Filing
DEF 14A 1 def14a_equus04252024.htm PROXY STATEMENT SCHEDULE 14A INFORMATION the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant Filed by Party other than the Registrant Check the appropriate box: Preliminary proxy statement Confidential, for use of the Commission only (as permitted by Rule 14a-6(e)(2)) Definitive proxy statement Definitive additional materials Soliciting materials pursuant to Rule 14a-11(c) or Rule 14a-12 EQUUS TOTAL RETURN, INC. (Name of Registrant as Specified in Its Charter) (Name of Person(s) Filing Proxy Statement, if Other Than the Registrant) Payment of Filing Fee (Check the appropriate box): No fee required. Fee computed on table below per Exchange Act Rules 14a-6(i)(1) and 0-11. (1) Title of each class of securities to which transaction applies: ________________________________________________________________________________________________________ (2) Aggregate number of securities to which transaction applies: _________________________________________________________________________________________________________ (3) Per unit price or other underlying value of transaction computed pursuant to Exchange Act Rule 0-11 (Set forth the amount on which the filing fee is calculated and state how it was determined): _________________________________________________________________________________________________________ (4) Proposed maximum aggregate value of transaction: _________________________________________________________________________________________________________ (5) Total fee paid: ________________________________________________________________________________________________________ Fee paid previously with preliminary materials. Check box if any part of the fee is offset as provided by Exchange Act Rule 0-11(a)(2) and identify the filing fee for which the offsetting fee was paid previously. Identify the previous filing by registration number, or the form or schedule and the date of its filing. (1) Amount Previously Paid: __________________________________________________________________________________________________________ (2) Form, Schedule, or Registration Statement No.: _________________________________________________________________________________________________________ (3) Filing Party: _________________________________________________________________________________________________________ (4) Date Filed: _________________________________________________________________________________________________________ Notice of the 2024 Annual Meeting of Stockholders Meeting Date: June 20, 2024 Meeting Time: 2:00 p.m., EDT Location: Jenner & Block LLP 1155 Avenue of the Americas, 32nd Floor New York, NY 10036 Purpose of the Meeting • To elect 5 directors, each for a term of one year; • To ratify the appointment of BDO USA, LLP as the Company’s independent registered public accountant for the fiscal year ending December 31, 2024 and authorizing the directors to fix the remuneration thereof; • To approve, on a non-binding advisory basis, the compensation paid to the Company’s named executive officers in 2023; and • To transact such other business as may properly come before the annual meeting. Voting All holders of record of shares of the Company’s common stock (NYSE: EQS) at the close of business on May 6, 2024 (the “Record Date”), or their legal proxy holders, are entitled to vote at the meeting and any postponements or adjournments of the meeting. Please submit a proxy as soon as possible so that your shares can be voted at the meeting in accordance with your instructions. You may submit your proxy online, by phone, or by mail. For specific instructions, please refer to the Questions and Answers in this proxy statement and the instructions on the proxy card. We are distributing this proxy statement and proxy form to stockholders on or about May 9, 2024. By order of the Board of Directors, JOHN A. HARDY Chief Executive Officer May 9, 2024 Houston, Texas Important Notice Regarding the Availability of Proxy Materials for the Company’s Annual Meeting of Stockholders to be held on June 20, 2024 This proxy statement, proxy card and the Company’s Annual Report to Stockholders for the fiscal year ended December 31, 2023 are available free of charge at the following website: https://equuscap.com/investor-relations/sec-filings/ or by calling our proxy solicitor Georgeson LLC, toll free, at 1-866-356-7987. 700 LOUISIANA STREET 48 TH FLOOR HOUSTON, TX 77002 2 EQUUS TOTAL RETURN, INC. 700 Louisiana Street 48 th Floor Houston, Texas 77002 PROXY STATEMENT This proxy statement contains information relating to the annual meeting of Equus Total Return, Inc. (“Equus” or the “Company”). The annual meeting of stockholders (the “Meeting”