SC 13G/A: FATE THERAPEUTICS INC

AI Summary

SC 13G/A filing by FATE THERAPEUTICS INC.

Risk Assessment

Risk Level: low

FAQ

Key Financial Figures

• $0.001 — ame of Issuer) Common Stock, par value $0.001 (Title of Class of Securities) 31189P

Filing Documents

• ff4031858_13ga1-fate.htm (SC 13G/A) — 213KB
• 0000895345-24-000479.txt ( ) — 215KB

(a): Name of Person Filing

Item 2(a): Name of Person Filing

(a) is hereby amended and restated to read as follows

Item 2(a) is hereby amended and restated to read as follows: This Schedule 13G is jointly filed by Boxer Capital, Boxer Management, Mr. Lewis, MVA Investors, Mr. Davis and BCM (collectively, the " Reporting Persons "). Boxer Management is the managing member and majority owner of Boxer Capital. Mr. Lewis is the sole indirect owner of and controls Boxer Management. MVA Investors is the independent, personal investment vehicle of certain employees of BCM. BCM is a registered investment advisor, providing investment management services to Boxer Capital. Mr. Davis is the Managing Member of BCM and is a member of and has voting and dispositive power over securities beneficially held by MVA Investors and BCM. With his immediate family, Mr. Davis indirectly owns the membership interests in BCM.

(b): Address of Principal Business Office or, if None, Residence

Item 2(b): Address of Principal Business Office or, if None, Residence

(b) is hereby amended and restated to read as follows

Item 2(b) is hereby amended and restated to read as follows: The principal business address of Boxer Capital, MVA Investors, Mr. Davis and BCM is: 12860 El Camino Real, Suite 300, San Diego, CA 92130. The principal business address of Boxer Management and Mr. Lewis is: Albany Financial Center, Suite 207, Lewis Drive, N7776, New Providence, Bahamas.

(c): Citizenship

Item 2(c): Citizenship

(c) is hereby amended and restated to read as follows

Item 2(c) is hereby amended and restated to read as follows: Boxer Capital, MVA Investors and BCM are limited liability companies organized under the laws of Delaware. Boxer Management is a Bahamian international business company. Mr. Lewis is a citizen of the United Kingdom. Mr. Davis is a citizen of the United States of America .

is hereby amended and restated to read as follows

Item 4 is hereby amended and restated to read as follows: CUSIP No.: 31189P102 13G Page 9 of 12 Pages (a) Amount beneficially owned : BCM and Mr. Davis beneficially own 4,960,910 shares of Common Stock. The Reporting Persons beneficially own, in the aggregate, 4,960,910 shares of Common Stock. (b) Percent of class : All percentages of beneficial ownership set forth herein are based on 113,877,884 shares of Common Stock reported outstanding on August 6, 2024 in the Form 10-Q filed by the Issuer with the Securities and Exchange Commission on August 13, 2024. The number of shares of Common Stock beneficially owned by the Reporting Persons in the aggregate represents 4.4% of the Issuer's outstanding shares of Common Stock. (c) Number of shares as to which such person has : (i) sole power to vote or to direct the vote : None of the Reporting Persons has sole power to vote or to direct the vote of any shares of Common Stock. (ii) shared power to vote or to direct the vote : BCM and Mr. Davis have shared power to vote or to direct the vote of 4,960,910 shares of Common Stock. (iii) sole power to dispose or to direct the disposition of : None of the Reporting Persons has sole power to dispose or to direct the disposition of any shares of Common Stock. (iv) shared power to dispose or to direct the disposition of : BCM and Mr. Davis have shared power to dispose or to direct the disposition of 4,960,910 shares of Common Stock.

: Ownership of Five Percent or Less of a Class

Item 5: Ownership of Five Percent or Less of a Class With respect to the Reporting Persons: If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following .

: Ownership of More than Five Percent on Behalf of Another Person

Item 6: Ownership of More than Five Percent on Behalf of Another Person

is hereby amended and restated to read as follows

Item 6 is hereby amended and restated to read as follows: Other than as may result from indirect interests of investors in Boxer Capital and MVA Investors, no persons other than the Reporting Persons have the right to receive or the power to direct the receipt of dividends, or proceeds of sale of the securities disclosed herein.

: Certification

Item 10: Certification By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under 240.14a-11. CUSIP No.: 31189P102 13G Page 10 of 12 Pages Exhibits 2 Joint Filing Agreement, dated October 25, 2024, among the Reporting Persons. CUSIP No.: 31189P102 13G Page 11 of 12 Pages

SIGNATURES

SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: October 25, 2024 BOXER CAPITAL, LLC By: /s/ Aaron I. Davis Name: Aaron I. Davis Title: Authorized Signatory BOXER ASSET MANAGEMENT INC. By: /s/ Paul Higgs Name: Paul Higgs Title: Director JOSEPH C. LEWIS /s/ Joseph C. Lewis Joseph C. Lewis, Individually MVA INVESTORS, LLC /s/ Aaron I. Davis Name: Aaron I. Davis Title: Authorized Signatory AARON I. DAVIS By: /s/ Aaron I. Davis Aaron I. Davis, Individually BOXER CAPITAL MANAGEMENT, LLC By: /s/ Aaron I. Davis Name: Aaron I. Davis Title: Managing Member CUSIP No.: 31189P102 13G Page 12 of 12 Pages JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k) The undersigned acknowledge and agree that the foregoing statement on Schedule 13G in respect of the Common Stock of Fate Therapeutics, Inc. is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13G may be filed on behalf of each of the undersigned without the necessity of filing additional joint filing agreements. The undersigned acknowledge that each shall be responsible for the timely filing of such amendments, and for the completeness and accuracy of the information concerning him or it contained herein or therein, but shall not be responsible for the completeness and accuracy of the information concerning the others, except to the extent that he or it knows or has reason to believe that such information is inaccurate. EXECUTED October 25, 2024. BOXER CAPITAL, LLC By: /s/ Aaron I. Davis Name: Aaron I. Davis Title: Authorized Signatory BOXER ASSET MANAGEMENT INC. By: /s/ Paul Higgs Name: Paul Higgs Title: Director JOSEPH C. LEWIS /s/ Joseph C. Lewis Joseph C. Lewis, Individually MVA INVESTORS, LLC /s/ Aaron I. Davis Name: Aaron I. Davis Title: Authorized Signatory AARON I. DAVIS By: /

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