First Trust Funds File DEF 14A Proxy Statements

TL;DR

Proxy statements filed for First Trust funds. Standard annual disclosures, no major news.

AI Summary

First Trust Senior Floating Rate Income Fund II (CIK: 0001282850) and First Trust High Yield Opportunities 2027 Term Fund (CIK: 0001810523) filed their DEF 14A proxy statements on August 1, 2024. These filings are related to their annual shareholder meetings and provide information on corporate governance and executive compensation. The filings do not contain specific financial performance figures or material events for the period ending May 31, 2024.

Why It Matters

These filings are crucial for shareholders to understand how the funds are managed, executive compensation, and to exercise their voting rights at upcoming shareholder meetings.

Risk Assessment

Risk Level: low — This filing is a routine proxy statement, providing standard corporate disclosures and not indicating any immediate financial risks or significant changes.

Key Numbers

• 20240531 — Fiscal Year End (The period covered by the proxy statement.)
• 20240801 — Filing Date (Date the DEF 14A was submitted to the SEC.)

Key Players & Entities

• FIRST TRUST SENIOR FLOATING RATE INCOME FUND II (company) — Filer of DEF 14A
• FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND (company) — Filer of DEF 14A
• 0001445546-24-005332 (filing_id) — Accession Number for the filing
• 20240801 (date) — Filing Date
• 20240531 (date) — Conformed Period of Report

FAQ

Key Financial Figures

• $0.01 — hares of beneficial interest, par value $0.01 per share, known as common shares ( &ld

Filing Documents

• def14a.htm (DEF 14A) — 236KB
• cac.jpg (GRAPHIC) — 27KB
• pc1_1.jpg (GRAPHIC) — 512KB
• pc1_2.jpg (GRAPHIC) — 187KB
• sig_bowen.jpg (GRAPHIC) — 16KB
• sig_jardine.jpg (GRAPHIC) — 4KB
• 0001445546-24-005332.txt ( ) — 1264KB

From the Filing

DEF 14A 1 def14a.htm DEFINITIVE PROXY STATEMENT As filed with the Securities and Exchange Commission on August 1, 2024 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant Filed by a Party other than the Registrant Check the appropriate box: Preliminary Proxy Statement Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) Definitive Proxy Statement Definitive Additional Materials Soliciting Material under §240.14a-12 First Trust Senior Floating Rate Income Fund II First Trust High Yield Opportunities 2027 Term Fund (Name of Registrant as Specified In Its Charter) (Name of Person(s) Filing Proxy Statement, if other than the Registrant) Payment of Filing Fee (Check the appropriate box): No fee required. Fee paid previously with preliminary materials. Fee computed on table in exhibit required by Item 25(b) per Exchange Act Rules 14a-6(i)(1) and 0-11. First Trust Senior Floating Rate Income Fund II First Trust High Yield Opportunities 2027 Term Fund 120 East Liberty Drive, Suite 400 Wheaton, Illinois 60187 July 31, 2024 Dear Shareholder: The accompanying materials relate to the Joint Annual Meetings of Shareholders (collectively, the “Meeting” ) of each fund listed above (each a “Fund” and collectively the “Funds” ). The Meeting is scheduled to be held on Monday, September 9, 2024, at 12:00 noon Central Time, at the Wheaton, Illinois offices of First Trust Advisors L.P., 120 East Liberty Drive, Suite 400, Wheaton, Illinois 60187. At the Meeting, you will be asked to vote on a proposal to elect two of the Trustees of your Fund (the “Proposal” ) and to transact such other business as may properly come before the Meeting and any adjournments or postponements thereof. The Proposal is described in the accompanying Notice of Joint Annual Meetings of Shareholders and Joint Proxy Statement. Your participation at the Meeting is very important. If you cannot attend the Meeting, you may participate by proxy. Please take a few moments to read the enclosed materials and then cast your vote on the enclosed proxy card. Voting takes only a few minutes. Each Shareholder’s vote is important. Your prompt response will be much appreciated. After you have voted on the Proposal, please be sure to sign your proxy card and return it in the enclosed postage-paid envelope. We appreciate your participation in this important Meeting. Thank you. Sincerely, James A. Bowen Chairman of the Boards Instructions for Signing Proxy Cards The following general rules for signing proxy cards may be of assistance to you and will avoid the time and expense to your Fund involved in validating your vote if you fail to sign your proxy card properly. 1. Individual Accounts: Sign your name exactly as it appears in the registration on the proxy card. 2. Joint Accounts: Either party may sign, but the name of the party signing should conform exactly to the name shown in the registration. 3. All Other Accounts: The capacity of the individual signing the proxy should be indicated unless it is reflected in the form of registration. For example: Registration Valid Signature Corporate Accounts (1) ABC Corp. ABC Corp. (2) ABC Corp. John Doe, Treasurer (3) ABC Corp. c/o John Doe, Treasurer John Doe (4) ABC Corp. Profit Sharing Plan John Doe, Trustee Trust Accounts (1) ABC Trust Jane B. Doe, Trustee (2) Jane B. Doe, Trustee u/t/d 12/28/78 Jane B. Doe Custodial or Estate Accounts (1) John B. Smith, Cust. f/b/o John B. Smith, Jr., UGMA  John B. Smith (2) John B. Smith  John B. Smith, Jr., Executor First Trust Senior Floating Rate Income Fund II First Trust High Yield Opportunities 2027 Term Fund 120 East Liberty Drive, Suite 400 Wheaton, Illinois 60187 Notice of Joint Annual Meetings of Shareholders To be held on September 9, 2024 July 31, 2024 To the Shareholders of the above Funds: Notice is hereby given that the Joint Annual Meetings of Shareholders (collectively, the “Meeting” ) of the funds listed above (each a “Fund” and collectively the “Funds” ), each a Massachusetts business trust, are scheduled to be held on Monday, September 9, 2024, at 12:00 noon Central Time, at the Wheaton, Illinois offices of First Trust Advisors L.P., 120 East Liberty Drive, Suite 400, Wheaton, Illinois 60187. At the Meeting, shareholders will be asked to consider and vote on Proposal 1 set forth below with respect to their Fund and to transact such other business as may properly come before the Meeting (including any adjournments or postponements): 1. With respect to each Fund, to elect two Trustees (the Class II Trustees). The Board of Trustees of each Fund has fixed the close of

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View this DEF 14A filing on SEC EDGAR