Fidus Investment Corp (FDUS) — SEC Filings

Fidus Investment Corp (FDUS) — 22 SEC filings. Latest: 10-Q (Nov 6, 2025). Includes 12 8-K, 6 10-Q, 2 DEF 14A.

View Fidus Investment Corp on SEC EDGAR

Overview

Fidus Investment Corp (FDUS) is a publicly traded company tracked on ReadTheFiling. The most recent enriched filing is a 10-Q filed on Nov 6, 2025: Fidus Investment Corporation reported a net increase in net assets from operations of $19.138 million for the three months ended September 30, 2025, up from $16.477 million in the same period of 2024. Total investment income decreased slightly to $37.253 million for the quarter, compared to $38.382

Sentiment Summary

Across 22 filings, the sentiment breakdown is: 1 bearish, 20 neutral, 1 mixed. The dominant filing sentiment for Fidus Investment Corp is neutral.

Filing Type Overview

Fidus Investment Corp (FDUS) has filed 6 10-Q, 12 8-K, 2 DEF 14A, 2 10-K with the SEC between Feb 2024 to Nov 2025.

Filings by Year

2025 · 2024

Recent SEC Filings (22)

Fidus Investment Corp SEC Filing History
DateFormDescriptionRisk
Nov 6, 202510-QFidus Investment Sees Q3 Net Asset Growth Despite Dip in Investment Incomemedium
Oct 22, 20258-KFidus Investment Corp. Enters New Agreement, Terminates Anothermedium
Oct 3, 20258-KFidus Investment Corp. Files 8-K for Material Agreementmedium
Aug 7, 202510-QFidus Investment Q2 Net Income Dips Amid Higher Expensesmedium
Jun 12, 20258-KFidus Investment Corp Files 8-K on Shareholder Vote Matterslow
May 8, 202510-QFidus Investment Corp. Files 10-Q for Q1 2025low
Apr 17, 20258-KFidus Investment Corp. Files 8-K with Exhibitslow
Mar 21, 2025DEF 14AFIDUS Investment Corp Files DEF 14A with NAV Datalow
Mar 19, 20258-KFidus Investment Corp. Enters Material Agreement, Creates Financial Obligationmedium
Mar 13, 20258-KFidus Investment Corp. Enters Material Definitive Agreementmedium
Mar 6, 202510-K10-K Filing
Feb 18, 20258-KFidus Investment Corp. Files 8-K with Financialslow
Oct 31, 202410-QFidus Investment Corp. Files Q3 2024 10-Qmedium
Oct 4, 20248-KFidus Investment Corp Reports Director Changes and Compensation Updateslow
Aug 1, 202410-QFidus Investment Corp. Files Q2 2024 10-Qmedium
Jul 26, 20248-KFidus Investment Corp. Reports Material Definitive Agreementmedium
Jun 14, 20248-KFidus Investment Corp Files 8-K on Shareholder Votelow
May 2, 202410-QFidus Investment Corp. Files 10-Q for Period Ending March 31, 2024medium
Mar 22, 2024DEF 14AFidus Investment Corp. Schedules 2024 Annual Meeting of Stockholders
Feb 29, 20248-KFidus Investment Corp Enters Material Definitive Agreementmedium

Risk Profile

Risk Assessment: Of FDUS's 20 recent filings, 0 were flagged as high-risk, 12 as medium-risk, and 8 as low-risk. The overall risk profile suggests moderate risk with a balanced mix of positive and cautionary disclosures.

Financial Highlights

Fidus Investment Corp Financial Summary (10-Q, Nov 6, 2025)
MetricValue
Revenue$37.253M
Net Income$19.138M
EPS$19.56
Total Assets$1,192.748M

Industry Context

Fidus Investment Corporation operates within the Business Development Company (BDC) sector, which focuses on providing debt and equity capital to middle-market companies. The industry is characterized by its sensitivity to interest rate movements and credit cycles, as BDCs typically hold portfolios of floating-rate loans. Competition among BDCs for attractive investment opportunities remains a key factor, influencing deal terms and potential returns.

Top Tags

financial-obligation (5) · 10-Q (4) · material-definitive-agreement (3) · material-agreement (3) · 8-K (3) · BDC (2) · Investment Income (2) · Expenses (2) · corporate-governance (2) · shareholder-vote (2)

Key Numbers

Fidus Investment Corp Key Metrics
MetricValueContext
Net increase in net assets from operations$19.138MIncreased from $16.477M in Q3 2024 to $19.138M in Q3 2025
Total investment income$37.253MDecreased from $38.382M in Q3 2024 to $37.253M in Q3 2025
Payment-in-kind interest income$3.185MIncreased significantly from $1.851M in Q3 2024 to $3.185M in Q3 2025
Interest and financing expenses$7.649MIncreased from $6.026M in Q3 2024 to $7.649M in Q3 2025
Net change in unrealized appreciation$3.424MImproved from a depreciation of $4.568M in Q3 2024 to an appreciation of $3.424M in Q3 2025
Total investments at fair value$1,192.748MIncreased from $1,090.506M at December 31, 2024, to $1,192.748M at September 30, 2025
Net asset value per common share$19.56Increased from $19.33 at December 31, 2024, to $19.56 at September 30, 2025
Shares of common stock outstanding36,427,491As of November 4, 2025
SEC File Number814-00861Identifies the specific SEC filing for Fidus Investment Corp.
IRS Employer Identification No.27-5017321Tax identification number for Fidus Investment Corp.
Total Investment Income$28.5MDecreased from $30.1M in Q2 2024, indicating revenue pressure.
Net Investment Income$14.2MDown from $15.8M in Q2 2024, reflecting reduced profitability.
Net Investment Income Per Share$0.56Lower than $0.62 in Q2 2024, impacting per-share earnings.
Total Expenses$14.3MIncreased from $13.9M in Q2 2024, contributing to lower net income.
Net Assets$502.3MTotal net assets as of June 30, 2025.

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Frequently Asked Questions

What are the latest SEC filings for Fidus Investment Corp (FDUS)?

Fidus Investment Corp has 22 recent SEC filings from Feb 2024 to Nov 2025, including 12 8-K, 6 10-Q, 2 DEF 14A. Each filing includes an AI-generated plain-English summary.

What is the overall sentiment of FDUS filings?

Across 22 filings, the sentiment breakdown is: 1 bearish, 20 neutral, 1 mixed. The dominant sentiment is neutral.

Where can I find Fidus Investment Corp SEC filings explained simply?

ReadTheFiling provides AI-powered plain-English summaries of all Fidus Investment Corp (FDUS) SEC filings, including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and insider trades.

What are the key financial highlights for Fidus Investment Corp?

Key financial highlights from Fidus Investment Corp's most recent 10-Q include metrics such as revenue, net income, EPS, and debt ratios. Visit the filing detail page for the full breakdown.

What is the investment thesis for FDUS?

The investment thesis for FDUS includes bull, base, and bear case scenarios derived from AI analysis of recent SEC filings.

Who are the key executives at Fidus Investment Corp?

Executive information for Fidus Investment Corp is extracted from SEC filings as they are enriched with AI analysis.

What are the main risk factors for Fidus Investment Corp stock?

Of FDUS's 20 assessed filings, 0 were flagged high-risk, 12 medium-risk, and 8 low-risk.

What are recent predictions and forward guidance from Fidus Investment Corp?

Forward guidance and predictions for Fidus Investment Corp are extracted from SEC filings as they are enriched.

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