5E Advanced Materials Files 2024 10-K

Ticker: FEAV · Form: 10-K · Filed: Sep 9, 2024 · CIK: 1888654

Sentiment: neutral

Topics: 10-K, mining, financials

TL;DR

5E Advanced Materials filed its 2024 10-K. Check financials for mining ops.

AI Summary

5E Advanced Materials, Inc. filed its 2024 10-K report for the fiscal year ending June 30, 2024. The company is involved in mining and quarrying non-metallic minerals. Key financial data and operational details for the period are presented in the filing.

Why It Matters

This filing provides a comprehensive overview of 5E Advanced Materials' financial health and operational status for the past fiscal year, crucial for investors and stakeholders to assess performance and future prospects.

Risk Assessment

Risk Level: medium — As a mining company, 5E Advanced Materials is subject to inherent risks related to commodity prices, exploration, environmental regulations, and operational challenges.

Key Numbers

Key Players & Entities

FAQ

What is the primary business of 5E Advanced Materials, Inc.?

5E Advanced Materials, Inc. is primarily involved in the mining and quarrying of non-metallic minerals, as indicated by its Standard Industrial Classification code.

What is the fiscal year end for 5E Advanced Materials, Inc.?

The fiscal year end for 5E Advanced Materials, Inc. is June 30, as stated in the filing.

When was this 10-K filing submitted?

This 10-K filing was submitted on September 9, 2024.

What is the SEC file number for 5E Advanced Materials, Inc.?

The SEC file number for 5E Advanced Materials, Inc. is 001-41279.

Where is 5E Advanced Materials, Inc. located?

5E Advanced Materials, Inc. has its business and mail address at 9329 Mariposa Road, Suite 210, Hesperia, CA 92344.

Filing Stats: 4,476 words · 18 min read · ~15 pages · Grade level 13.8 · Accepted 2024-09-09 16:30:30

Key Financial Figures

Filing Documents

Properties

Properties 14 Item 1A.

Risk Factors

Risk Factors 25 Item 1B. Unresolved Staff Comments 56 Item 1C. Cybersecurity 56 Item 3.

Legal Proceedings

Legal Proceedings 58 Item 4. Mine Safety Disclosures 58 PART II Item 5. Market for Registrant's Common Equity, Related Stockholder Matters and Issuer Purchases of Equity Securities 59 Item 6. [Reserved] 59 Item 7.

Management's Discussion and Analysis of Financial Condition and Results of Operations

Management's Discussion and Analysis of Financial Condition and Results of Operations 60 Item 7A.

Quantitative and Qualitative Disclosures About Market Risk

Quantitative and Qualitative Disclosures About Market Risk 70 Item 8.

Financial Statements and Supplementary Data

Financial Statements and Supplementary Data 71 Item 9. Changes in and Disagreements with Accountants on Accounting and Financial Disclosure 95 Item 9A.

Controls and Procedures

Controls and Procedures 95 Item 9B. Other information 95 Item 9C. Disclosure Regarding Foreign Jurisdictions that Prevent Inspections 95 PART III Item 10. Directors, Executive Officers and Corporate Governance 96 Item 11.

Executive Compensation

Executive Compensation 100 Item 12.

Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters

Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters 104 Item 13. Certain Relationships and Related Transactions, and Director Independence 109 Item 14. Principal Accountant Fees and Services 110 PART IV Item 15. Exhibits and Financial Statement Schedules 111 Item 16. Form 10-K Summary 111

Signatures

Signatures 115 i Selected Definitions "5E Boron Americas" refers to 5E Boron Americas, LLC (f/k/a Fort Cady (California) Corporation). "ABR" refers to American Pacific Borates Limited, a company incorporated under the laws of Australia. "ASX" refers to the Australian Securities Exchange. "Board" refers to the 5E Advanced Materials, Inc. Board of Directors. "Bylaws" refers to the Amended and Restated Bylaws of 5E Advanced Materials, Inc. "CDI" refers to a CHESS Depositary Interest. "CERLA" refers to the Comprehensive Environmental Response, Compensation and Liability Act. "Certificate of Incorporation" refers to the Amended and Restated Certificate of Incorporation of 5E Advanced Materials, Inc. "Common Stock" refers to the Company's common stock, par value $0.01 per share. "Company" refers to 5E Advanced Materials, Inc., a Delaware corporation. "Corporations Act" refers to the Australian Corporations Act, 2001 (Cth). "EPA" refers to the U.S. Environmental Protection Agency. "EPC" refers to engineering, procurement and construction. "Exchange Act" refers to the Exchange Act of 1934, as amended. "FEL" refers to front end loading, a stage gated project management system (with a number to the corresponding stage, e.g., FEL-2.) "LCE" refers to lithium carbonate equivalents. "MST" refers to million short tons. "Nasdaq" refers to the Nasdaq Global Select Market. "PFS" refers to a Pre-feasibility Study. "ppm" refers to parts per million. "Project" refers to the 5E Boron Americas (Fort Cady) Complex. "Reorganization" refers to the transactions pursuant to which, among other things, we (i) issued (a) to eligible shareholders of ABR either one share of our Common Stock for every ten ordinary shares of ABR or one CDI over our Common Stock for every one ordinary share of ABR, in each case, as held on the Scheme record date and (b) to ineligible shareholders proceeds from the sale of the CDIs to which they would otherwise be entit

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