5E Advanced Materials Files 8-K on Shareholder Vote Matters

TL;DR

5E Advanced Materials is calling for a shareholder vote on key issues.

AI Summary

On June 24, 2024, 5E Advanced Materials, Inc. filed an 8-K report to announce the submission of matters to a vote of its security holders. The filing does not disclose the specific matters to be voted on or the date of the shareholder meeting.

Why It Matters

This filing indicates that important decisions requiring shareholder approval are forthcoming, which could impact the company's strategic direction and future operations.

Risk Assessment

Risk Level: medium — The filing itself is procedural, but the matters to be voted on could carry significant risk depending on their nature.

Key Players & Entities

• 5E Advanced Materials, Inc. (company) — Registrant
• June 24, 2024 (date) — Date of earliest event reported

FAQ

Filing Documents

• feam-20240624.htm (8-K) — 75KB
• 0000950170-24-076766.txt ( ) — 189KB
• feam-20240624.xsd (EX-101.SCH) — 24KB
• feam-20240624_htm.xml (XML) — 5KB

07 Submission of Matters to a Vote of Security Holders

Item 5.07 Submission of Matters to a Vote of Security Holders. On June 24, 2024, 5E Advanced Materials, Inc. (the "Company") held its 2023 Annual Meeting of Stockholders (the "2023 Annual Meeting") where the following matters were voted upon by the Company's stockholders: 1. the election of each of seven directors named in the Proxy Statement to serve on the Board of Directors (the "Board") until the 2024 annual meeting of stockholders (the "2024 Annual Meeting"); 2. the ratification of the appointment of PricewaterhouseCoopers LLP ("PwC") as the Company's independent registered public accounting firm for the fiscal year ended June 30, 2024; 3. approval, for the purposes of ASX Listing Rule 10.14 and for all other purposes, of the participation by each of (1) Susan Brennan and (2) Barry Dick, members of the Board ("Directors"), in the Company's 2022 Equity Compensation Plan (the "Plan"), each as a separate resolution; 4. approval, for the purposes of ASX Listing Rule 10.14 and for all other purposes, of the grant of awards to Ms. Brennan pursuant to the Plan; 5. approval, for purposes of Nasdaq Listing Rule 5635 and for all other purposes, of the issuance of additional shares of the Company's common stock upon a Make-Whole Fundamental Change and upon conversion of the convertible notes issuable under the Amended and Restated Note Purchase Agreement; and 6. approval of the adjournment of the 2023 Annual Meeting, if necessary, to solicit additional proxies if there are not sufficient votes in favor of Proposal Five. As noted in the Company's Definitive Proxy Statement on Schedule 14A filed with the Securities and Exchange Commission on May 20, 2024 (the "Proxy Statement"), under the rules of the ASX, the Company disregarded votes cast in favor of certain proposals for those shareholders who may have had an interest in the outcome thereof, which voting exclusions impacted the final voting results reflected below. The following is a summary of the voti

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. 5E Advanced Materials, Inc. Date: June 24, 2024 By: /s/ Paul Weibel Paul Weibel Chief Executive Officer and Corporate Secretary

View Full Filing

View this 8-K filing on SEC EDGAR