Ascend Global Investment Fund Amends 5E Materials Filing
Ticker: FEAV · Form: SC 13D/A · Filed: Aug 27, 2024 · CIK: 1888654
Sentiment: neutral
Topics: sec-filing, schedule-13d, amendment
Related Tickers: FEAM
TL;DR
Ascend Global Investment Fund updated its 5E Advanced Materials stake filing on 8/27. Watch for changes.
AI Summary
Ascend Global Investment Fund SPC - Strategic Segregated Portfolio filed an amendment (No. 3) to its Schedule 13D on August 27, 2024, regarding its holdings in 5E Advanced Materials, Inc. The filing indicates a change in the date as of which the information is reported to August 25, 2024. Mulyadi Tjandra is listed as the person authorized to receive notices.
Why It Matters
This amendment signals a potential shift in the investment strategy or holdings of Ascend Global Investment Fund concerning 5E Advanced Materials, Inc., which could influence market perception and stock price.
Risk Assessment
Risk Level: medium — Schedule 13D filings often indicate significant stake changes by large investors, which can lead to volatility.
Key Players & Entities
- Ascend Global Investment Fund SPC - Strategic Segregated Portfolio (company) — Filing entity
- 5E Advanced Materials, Inc. (company) — Subject company
- Mulyadi Tjandra (person) — Authorized contact person
- August 25, 2024 (date) — Date of event requiring filing
- August 27, 2024 (date) — Filing date
FAQ
What specific changes were made in Amendment No. 3 to the Schedule 13D filing?
The filing indicates a change in the 'Date of Event Which Requires Filing of This Statement' to August 25, 2024, and the filing date is August 27, 2024. Specific details of the changes in holdings or intent are not provided in this excerpt.
Who is Ascend Global Investment Fund SPC - Strategic Segregated Portfolio?
Ascend Global Investment Fund SPC - Strategic Segregated Portfolio is the entity filing the Schedule 13D amendment, identified with Central Index Key 0002001144 and incorporated in E9.
What is the subject company of this filing?
The subject company is 5E Advanced Materials, Inc., with Central Index Key 0001888654.
Who is authorized to receive notices for this filing?
Mulyadi Tjandra, located at 1 Kim Seng Promenade #10-01 East Tower, Great World City, Singapore, is authorized to receive notices and communications.
What is the CUSIP number for 5E Advanced Materials, Inc. common stock?
The CUSIP number for the common stock of 5E Advanced Materials, Inc. is 33830Q109.
Filing Stats: 894 words · 4 min read · ~3 pages · Grade level 14 · Accepted 2024-08-27 16:30:09
Key Financial Figures
- $0.01 — relating to the common stock, par value $0.01 per share (the “Common Stock&rdqu
- $3.0 million — ch Ascend Global has agreed to purchase $3.0 million aggregate principal amount of the Issue
Filing Documents
- formsc13da.htm (SC 13D/A) — 40KB
- 0001493152-24-034017.txt ( ) — 42KB
SIGNATURES
SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date : August 27, 2024 Meridian Investments Corporation By: /s/ Mulyadi Tjandra Name: Mulyadi Tjandra Title: Director Ascend Global Investment Fund SPC for and on behalf of Strategic SP By: /s/ Mulyadi Tjandra Name: Mulyadi Tjandra Title: Director Ascend Capital Advisors (S) Pte. Ltd. By: /s/ Mulyadi Tjandra Name: Mulyadi Tjandra Title: Director Ascend Financial Holdings Limited By: KEY TIME VENTURES LIMITED, Director By: /s/ Lau Kar Yee Name: Lau Kar Yee Title: Authorized Signatory of Key Time Ventures Limited /s/ Halim Susanto Halim Susanto