SC 13G: 5E Advanced Materials, Inc.

AI Summary

SC 13G filing by 5E Advanced Materials, Inc..

Risk Assessment

Risk Level: low

Key Financial Figures

• $0.01 — f Securities: Common stock, par value $0.01 per share (Common Stock). (e) CUSIP

Filing Documents

• d850132dsc13g.htm (SC 13G) — 52KB
• d850132dex241.htm (EX-24.1) — 8KB
• d850132dex242.htm (EX-24.2) — 7KB
• d850132dex99.htm (EX-99) — 4KB
• 0001193125-24-176734.txt ( ) — 73KB

From the Filing

SC 13G 1 d850132dsc13g.htm SC 13G SC 13G United States Securities and Exchange Commission Washington, D.C. 20549 Schedule 13G (Rule 13d-102) Information to be Included in Statements Filed Pursuant to 240.13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to 240.13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. )* 5E Advanced Materials, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 33830Q109 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: Rule 13d-1(b) Rule 13d-1(c) Rule 13d-1(d) * The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 1 Names of Reporting Persons Sen Ming Lim 2 Check the Appropriate Box if a Member of a Group (a)(b) 3 SEC Use Only 4 Citizenship or Place of Organization Singapore Number of Shares Beneficially Owned by Each Reporting Person With 5 Sole Voting Power 28,200 6 Shared Voting Power 5,128,206 7 Sole Dispositive Power 28,200 8 Shared Dispositive Power 5,128,206 9 Aggregate Amount Beneficially Owned by Each Reporting Person 5,156,406 10 Check if the Aggregate Amount in Row (9) Excludes Certain Shares Not Applicable 11 Percent of Class Represented by Amount in Row 9 8.1 % 12 Type of Reporting Person IN 1 Names of Reporting Persons Virtova Capital Management Limited 2 Check the Appropriate Box if a Member of a Group (a)(b) 3 SEC Use Only 4 Citizenship or Place of Organization Singapore Number of Shares Beneficially Owned by Each Reporting Person With 5 Sole Voting Power 0 6 Shared Voting Power 5,128,206 7 Sole Dispositive Power 0 8 Shared Dispositive Power 5,128,206 9 Aggregate Amount Beneficially Owned by Each Reporting Person 5,128,206 10 Check if the Aggregate Amount in Row (9) Excludes Certain Shares Not Applicable 11 Percent of Class Represented by Amount in Row 9 8.1 % 12 Type of Reporting Person FI ITEM1. (a)Name of Issuer: 5E Advanced Materials, Inc. (the Issuer). (b) Address of Issuers Principal Executive Offices: 9329 Mariposa Road, Suite 210, Hesperia, CA 92344. ITEM2. (a)Name of Person Filing: Each of the following is hereinafter individually referred to as a Reporting Person and collectively as the Reporting Persons. This statement is filed on behalf of: (1) Sen Ming Lim (2) Virtova Capital Management Limited (Virtova) (b) Address or Principal Business Office: The principal business address of each of the Reporting Persons is Room 1104, Crawford House, 70 Queen Road Central Central, Hong Kong, SAR. (c) Citizenship: Mr. Lim is a citizen of Singapore. Virtova is organized under the laws of Singapore. (d) Title of Class of Securities: Common stock, par value $0.01 per share (Common Stock). (e) CUSIP Number: 33830Q109 ITEM3. Not applicable. ITEM4. (a-c) The ownership information presented below represents beneficial ownership of the shares of Common Stock as of the date of this filing, based upon 63,311,472 shares of Common Stock outstanding as of June 11, 2024 as disclosed in the Issuers Form S-3 Registration Statement, filed with the Securities and Exchange Commission on June 13, 2024. Reporting Person Amount beneficially owned Percent of class: Sole power to vote or to direct the vote: Shared power to vote or to direct the vote: Sole power to dispose or to direct the disposition of: Shared power to dispose or to direct the disposition of: Sen Ming Lim 5,156,406 8.1 % 28,200 5,128,206 28,200 5,128,206 Virtova Capital Management Limited 5,128,206 8.1 % 0 5,128,206 0 5,128,206 Mr. Lim is the record holder of 28,200 shares of Common Stock reported herein. Virtova is the record holder of 5,128,206 shares of Common Stock reported herein. Mr. Lim is the Managing Director and Founder of Virtova. As a result, he may be deemed to share beneficial ownership of the shares of Common Stock held directly by Virtova. ITEM5. Not applicable. ITEM6. Not applicable. ITEM7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. Not applicable. ITEM8. Identification and Classification of Members of the Group. Not applicable.

View Full Filing

View this SC 13G filing on SEC EDGAR