First Foundation Inc. Files 8-K Report

Ticker: FFWM · Form: 8-K · Filed: Jul 25, 2024 · CIK: 1413837

Sentiment: neutral

Topics: disclosure, filing

Related Tickers: FFWM

TL;DR

FFWM filed an 8-K on 7/25/24, mostly procedural stuff.

AI Summary

On July 25, 2024, First Foundation Inc. filed an 8-K report. The filing primarily concerns Regulation FD Disclosure and Financial Statements and Exhibits. No specific financial figures or material events beyond the filing itself were detailed in the provided text.

Why It Matters

This 8-K filing indicates that First Foundation Inc. is providing updated information to the SEC, which could include material disclosures relevant to investors.

Risk Assessment

Risk Level: low — The filing is a standard 8-K for disclosure and exhibits, with no immediate indication of significant negative events.

Key Players & Entities

FAQ

What is the primary purpose of this 8-K filing for First Foundation Inc.?

The filing is primarily for Regulation FD Disclosure and to report Financial Statements and Exhibits.

What is the exact date of the earliest event reported in this filing?

The date of the earliest event reported is July 25, 2024.

What is the state of incorporation for First Foundation Inc.?

First Foundation Inc. is incorporated in Delaware.

What is the principal executive office address for First Foundation Inc.?

The principal executive offices are located at 200 Crescent Court, Suite 1400, Dallas, Texas 75201.

What was the former name of First Foundation Inc.?

The former name of First Foundation Inc. was KELLER FINANCIAL GROUP.

Filing Stats: 732 words · 3 min read · ~2 pages · Grade level 11.9 · Accepted 2024-07-25 07:00:16

Filing Documents

01 Regulation FD Disclosure

Item 7.01 Regulation FD Disclosure A copy of a slide presentation that First Foundation Inc. (the "Company") may use for upcoming meetings with investors and other interested parties is attached to this Current Report on Form 8-K as Exhibit 99.1 and is incorporated by reference herein. Additionally, the Company has posted the slide presentation in the Investor Relations section of its website at http://investor.ff-inc.com/. Information obtained or linked to the foregoing website shall not be deemed to be included in this Current Report on Form 8-K. The furnishing of the attached presentation is not an admission as to the materiality of any information therein. The information contained in the slides is summary information that is intended to be considered in the context of more complete information included in the Company's filings with the U.S. Securities and Exchange Commission (the "SEC") and other public announcements that the Company has made and may make from time to time by press release or otherwise. The Company undertakes no duty or obligation to update or revise the information contained in this Current Report on Form 8-K except to the extent required by applicable law, although the Company may do so from time to time as its management believes is appropriate. Any such updating may be made through the filing of other reports or documents with the SEC, through press releases or through other public disclosures. For important information about forward looking statements, see the slide titled "Safe Harbor Statement" in Exhibit 99.1 attached hereto. The information in this Current Report on Form 8-K, including Exhibit 99.1 attached hereto, shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that section or Sections 11 and 12(a)(2) of the Securities Act of 1933, as amended. The information contained in this Item 7.01 and in the presentation attached as Exhibit 9

Financial Statements and Exhibits

Financial Statements and Exhibits Exhibit No. Description 99.1 Company Slide Presentation – July, 2024 104 Cover Page Interactive Data File (embedded within the Inline XBRL document)

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Uly FIRST FOUNDATION INC. Date: July 25, 2024 By: /s/ JAMIE BRITTON Jamie Britton Executive Vice President and Chief Financial Officer

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