First Foundation Inc. Files 8-K: Director/Officer Changes & More
Ticker: FFWM · Form: 8-K · Filed: Aug 11, 2025 · CIK: 1413837
Sentiment: neutral
Topics: corporate-governance, officer-changes, financial-reporting
Related Tickers: FFWM
TL;DR
FFWM board/officer changes filed, plus comp arrangements & financials. Watch for governance impact.
AI Summary
On August 11, 2025, First Foundation Inc. filed an 8-K report detailing changes in its board of directors and certain officers, along with updates on compensatory arrangements. The filing also includes Regulation FD disclosures and financial statements and exhibits. The company, previously known as Keller Financial Group until October 1, 2007, is incorporated in Delaware and headquartered in Irvine, California.
Why It Matters
This filing signals potential shifts in corporate governance and executive compensation at First Foundation Inc., which could impact strategic direction and investor confidence.
Risk Assessment
Risk Level: medium — Changes in directors and officers, along with compensatory arrangements, can indicate internal shifts that may affect company strategy and performance.
Key Players & Entities
- First Foundation Inc. (company) — Registrant
- August 11, 2025 (date) — Date of earliest event reported
- Keller Financial Group (company) — Former company name
- October 1, 2007 (date) — Date of name change
- Delaware (jurisdiction) — State of incorporation
- Irvine, California (location) — Business address city and state
FAQ
What specific changes were made to the board of directors or certain officers?
The filing indicates changes related to the 'Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers', but the specific details of these changes are not provided in the provided text snippet.
What are the details of the compensatory arrangements for certain officers?
The filing mentions 'Compensatory Arrangements of Certain Officers' as an item of disclosure, but the specific terms and amounts are not detailed in the provided text.
What is the purpose of the Regulation FD Disclosure?
The filing includes 'Regulation FD Disclosure', which is typically used to ensure that material non-public information is broadly disseminated to the public, preventing selective disclosure.
What financial statements and exhibits are included with this filing?
The filing lists 'Financial Statements and Exhibits' as an item, but the specific content of these statements and exhibits is not detailed in the provided text.
When did First Foundation Inc. change its name from Keller Financial Group?
First Foundation Inc. changed its name from Keller Financial Group on October 1, 2007.
Filing Stats: 864 words · 3 min read · ~3 pages · Grade level 10.3 · Accepted 2025-08-11 16:30:39
Key Financial Figures
- $450,000 — n will receive an annual base salary of $450,000. He may also receive a bonus of up to 1
Filing Documents
- tm2523030d1_8k.htm (8-K) — 31KB
- tm2523030d1_ex99-1.htm (EX-99.1) — 5KB
- 0001104659-25-076175.txt ( ) — 202KB
- ffwm-20250811.xsd (EX-101.SCH) — 3KB
- ffwm-20250811_lab.xml (EX-101.LAB) — 33KB
- ffwm-20250811_pre.xml (EX-101.PRE) — 22KB
- tm2523030d1_8k_htm.xml (XML) — 4KB
01 Regulation FD Disclosure
Item 7.01 Regulation FD Disclosure. On August 11, 2025, the Company issued a press release announcing the appointment of Mr. Bernstein as Chief Banking Officer. A copy of the press release is attached hereto as Exhibit 99.1. The information in this Item 7.01 and Exhibit 99.1 shall not be deemed to be "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise subject to the liabilities of that section, and shall not be incorporated by reference into any registration statement or other document filed under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such filing.
01 Financial Statements and Exhibits
Item 9.01 Financial Statements and Exhibits. Exhibit No. Description 10.1 Form of Director and Officer Indemnification Agreement (incorporated by reference to Exhibit 10.13 to the Company's Annual Report on Form 10-K filed on March 17, 2025). 99.1 Press Release, dated August 11, 2025 104 Cover Page Interactive Data File (embedded within the Inline XBRL document) -2-
SIGNATURES
SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. FIRST FOUNDATION INC. Date: August 11, 2025 By: /s/ JAMES BRITTON James Britton Executive Vice President and Chief Financial Officer -3-