SC 13G/A: Angel Oak Financial Strategies Income Term Trust

AI Summary

SC 13G/A filing by Angel Oak Financial Strategies Income Term Trust.

Risk Assessment

Risk Level: low

FAQ

Key Financial Figures

• $0.001 — es of Beneficial Interest, par value of $0.001 per share (Title of Class of Securiti

Filing Documents

• 13gaasher.htm (SC 13G/A) — 92KB
• joint.htm (EX-99.1 CHARTER) — 9KB
• 0000897069-24-001788.txt ( ) — 102KB

(a)

Item 1(a). Name of Issuer : Angel Oak Financial Strategies Income Term Trust (the " Issuer ")

(b)

Item 1(b). Address of Issuer's Principal Executive Offices : 3344 Peachtree Road NE Suite 1725 Atlanta, Georgia 30326

(a)

Item 2(a). Name of Person Filing : The persons filing this Schedule 13G are: Castle Creek Fund, L.P. Castle Creek Partners, LLC Daniel Asher AFO Blackberry LLC AFOB FIP MS, LLC Equitec Proprietary Markets, LLC Oakmont Investments, LLC Sphinx Trading LP

(b)

Item 2(b). Address of Principal Business Office or, if none, Residence : 111 W Jackson Blvd Suite 2220 Chicago, IL 60604

(c)

Item 2(c). Citizenship : Castle Creek Fund, L.P. – Illinois Castle Creek Partners, LLC - Illinois Daniel Asher – United States AFO Blackberry LLC - Delaware AFOB FIP MS, LLC – Delaware Equitec Proprietary Markets, LLC – Illinois Oakmont Investments, LLC - Illnois Sphinx Trading LP- Illinois

(d)

Item 2(d). Title of Class of Securities : Common Shares of Beneficial Interest, par value of $0.001 per share

(e)

Item 2(e). CUSIP Number : 03464A100 Item 3. If this statement is filed pursuant to sections 240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is a : Not Applicable Item 4. (a) Amount Beneficially Owned: See Row 9 of cover page for each Reporting Person. The common share holdings and beneficial ownership information herein is all as of July 31, 2022 unless otherwise noted. (b) Percent of Class: See Row 11 of cover page for each Reporting Person. Percentages are based on 25,062,694 common shares of beneficial interest outstanding as of July 31, 2022, as disclosed in the Issuer's amended registration statement on Form N-CRS filed with the Securities and Exchange Commission on September 30, 2022. (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: See Row 5 of cover page for each Reporting Person. (ii) shared power to vote or to direct the vote: See Row 6 of cover page for each Reporting Person. (iii) sole power to dispose or to direct the disposition of: See Row 7 of cover page for each Reporting Person. (iv) shared power to dispose or to direct the disposition of: See Row 8 of cover page for each Reporting Person. Daniel Asher owns in excess of 40% of, and controls the General Partner (namely Castle Creek Partners, LLC) to, Castle Creek Fund, L.P., and may be deemed to control Fund and share voting and dispositive power over any shares held by the Fund. AFO Blackberry LLC is the managing member of AFOB FIP MS, LLC and shares voting and dispositive power over any shares held by AFOB FIP MS, LLC. Daniel Asher is deemed to control AFO Blackberry LLC. Daniel Asher is a 50% beneficial owner of Equitec Proprietary Markets, LLC and may be deemed to share voting and dispositive power over any shares held by Equitec Proprietary Markets. Oakmont Investments, LLC is the general partner of Sphinx Trading LP and shares voting and dispositive power over any shares held by

SIGNATURES

SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: August 30, 2024 CASTLE CREEK FUND, L.P. By Castle Creek Partners, LLC, its General Partner /s/ Fred Goldman By: Fred Goldman Its: Manager CASTLE CREEK PARTNERS, LLC /s/ Fred Goldman By: Fred Goldman Its: CFO /s/ Daniel Asher Daniel Asher AFO BLACKBERRY LLC /s/ Fred Goldman By: Fred Goldman Its: Treasurer AFOB FIP MS, LLC /s/ Fred Goldman By: Fred Goldman Its: Treasurer EQUITEC PROPRIETARY MARKETS, LLC /s/ Fred Goldman By: Fred Goldman Its: CFO OAKMONT INVESTMENTS, LLC /s/ Fred Goldman By: Fred Goldman Its: CFO SPHINX TRADING LP /s/ Fred Goldman By: Fred Goldman Its: CFO

View Full Filing

View this SC 13G/A filing on SEC EDGAR